Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 141 contracts
Samples: Warrant Agreement (Akero Therapeutics, Inc.), Warrant Agreement (Akero Therapeutics, Inc.), Warrant Agreement (Sight Sciences, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 72 contracts
Samples: Preferred Stock Warrant Agreement (Comscore, Inc.), Warrant Agreement (IronPlanet Inc.), Warrant Agreement (Nuvasive Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 59 contracts
Samples: Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.), Warrant Agreement (Urgent.ly Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 32 contracts
Samples: Warrant Agreement (Justworks, Inc.), Warrant Agreement (Toast, Inc.), Warrant Agreement (Berkeley Lights, Inc.)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 22 contracts
Samples: Subordinated Loan and Security Agreement (Flycast Communications Corp), Subordinated Loan and Security Agreement (Iown Holdings Inc), Warrant Agreement (Align Technology Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable federal and state securities lawlaws, which filings filing will be effective by the time required thereby.
Appears in 18 contracts
Samples: License Agreement (Histogenics Corp), License Agreement (Histogenics Corp), Warrant Agreement (TrueCar, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 18 contracts
Samples: Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc), Warrant Agreement (Acusphere Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required on the part of the Company with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 12 contracts
Samples: Warrant Agreement (Senseonics Holdings, Inc.), Warrant Agreement (Provention Bio, Inc.), Warrant Agreement (Provention Bio, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 10 contracts
Samples: Warrant Agreement, Warrant Agreement (Scriptgen Pharmaceuticals Inc), Warrant Agreement (Cayenne Software Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Securities Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 9 contracts
Samples: Warrant Agreement (Yumanity Therapeutics, Inc.), Warrant Agreement (Century Therapeutics, Inc.), Warrant Agreement (Proteostasis Therapeutics, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of of, any state, federal or other governmental authority or agency is required on the part of the Company with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective made by the time required thereby.
Appears in 7 contracts
Samples: Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc), Warrant Agreement (Aveo Pharmaceuticals Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 7 contracts
Samples: Credit Agreement (Intuity Medical, Inc.), Warrant Agreement (Intuity Medical, Inc.), Warrant Agreement (Intuity Medical, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of any notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 6 contracts
Samples: Warrant Agreement (Urovant Sciences Ltd.), Warrant Agreement (Dermavant Sciences LTD), Warrant Agreement (Urovant Sciences Ltd.)
Consents and Approvals. No consent or approval of, giving of ---------------------- notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will shall be effective made by the time required thereby.
Appears in 6 contracts
Samples: Common Stock Purchase Warrant (2bridge), Series B Preferred Stock Purchase Warrant (2bridge), Series B Preferred Stock Purchase Warrant (2bridge)
Consents and Approvals. No material consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities lawlaws, which filings will be effective by the time required thereby.
Appears in 5 contracts
Samples: Series D Preferred Stock Purchase Warrant (Extensity Inc), Series D Preferred Stock Purchase Warrant (Extensity Inc), Warrant Agreement (Extensity Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required on the part of the Company with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (Kura Oncology, Inc.), Warrant Agreement (Kura Oncology, Inc.), Warrant Agreement (Kura Oncology, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this AgreementWarrant, except for the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (OncoMed Pharmaceuticals Inc), Warrant Agreement (OncoMed Pharmaceuticals Inc), Warrant Agreement (OncoMed Pharmaceuticals Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities lawlaw or any exchange on which shares of the Company’s stock shall be traded, which filings will be effective by the time required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (Babyuniverse, Inc.), Warrant Agreement (Staar Surgical Co), Warrant Agreement (Babyuniverse, Inc.)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (3 Dimensional Pharmaceuticals Inc), Warrant Agreement (3 Dimensional Pharmaceuticals Inc), Warrant Agreement (3 Dimensional Pharmaceuticals Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (Ruckus Wireless Inc), Warrant Agreement (Ruckus Wireless Inc), Warrant Agreement (Mobitv Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act (“Regulation D”) and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 4 contracts
Samples: Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.to
Appears in 4 contracts
Samples: Warrant Agreement (Continuus Software Corp /Ca), Warrant Agreement (Continuus Software Corp /Ca), Warrant Agreement (Continuus Software Corp /Ca)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing which may be required by applicable Federal and state securities lawlaws, which filings will be made and effective by the time required therebyby such laws.
Appears in 3 contracts
Samples: Warrant Agreement (Cadence Bancorporation), Warrant Agreement (Talmer Bancorp, Inc.), Warrant Agreement (STATE BANK FINANCIAL Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 3 contracts
Samples: Subordinated Loan and Security Agreement (Furniture Com Inc), Warrant Agreement (Furniture Com Inc), Warrant Agreement (Furniture Com Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities lawif such Regulation is being relied upon, which filings filing will be effective by the time required thereby.
Appears in 3 contracts
Samples: Warrant Agreement (Praecis Pharmaceuticals Inc), Warrant Agreement (Praecis Pharmaceuticals Inc), Warrant Agreement (Praecis Pharmaceuticals Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except as may be required pursuant to the Securities Exchange Act of 1934, as amended (the “1934 Act”), for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 3 contracts
Samples: Warrant Agreement (American Superconductor Corp /De/), Warrant Agreement (American Superconductor Corp /De/), Warrant Agreement (American Superconductor Corp /De/)
Consents and Approvals. No consent or approval of, giving of ---------------------- notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 3 contracts
Samples: Warrant Agreement (Preview Travel Inc), Warrant Agreement (Chemdex Corp), Warrant Agreement (Tivo Inc)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Support Com Inc), Warrant Agreement (Support Com Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the any filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Chorum Technologies Inc), Warrant Agreement (Chorum Technologies Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for (i) the filing of notices pursuant to Regulation D under the Act and Securities Act; (ii) any filing required by applicable state securities law, which filings will be effective by the time required thereby; and (iii) filings required under the Exchange Act.
Appears in 2 contracts
Samples: Warrant Agreement (Occam Networks Inc/De), Warrant Agreement (Occam Networks Inc/De)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Omrix Biopharmaceuticals, Inc.), Warrant Agreement (Omrix Biopharmaceuticals, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will shall be effective made by the time required thereby.
Appears in 2 contracts
Samples: Loan and Security Agreement (Viant Corp), Master Lease Agreement (Viant Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementClass B Warrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable federal and state securities lawlaws, which filings filing will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (SunGame Corp), Warrant Agreement (Tombstone Cards, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of any notices pursuant to Regulation D under the Act (“Regulation D”) and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Sorrento Therapeutics, Inc.), Warrant Agreement (Mattersight Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required therebythereby and for the filing of any amendment to Your articles of incorporation authorizing Your Next Round.
Appears in 2 contracts
Samples: Master Lease Agreement (Amyris Biotechnologies Inc), Warrant Agreement (Amyris Biotechnologies Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing as required by applicable federal and state securities lawlaws, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Exelixis Inc), Warrant Agreement (Exelixis Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act 1933 Act, if any, and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Omnicell Com /Ca/), Warrant Agreement (Omnicell Com /Ca/)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D filings under the Act applicable federal and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Credit Agreement (Powerwave Technologies Inc), Credit Agreement (Powerwave Technologies Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the corporate approvals in connection with the Next Round and the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Grove Collaborative Holdings, Inc.), Warrant Agreement (Grove Collaborative Holdings, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby, and except as have otherwise been obtained.
Appears in 2 contracts
Samples: Warrant Agreement (Relypsa Inc), Warrant Agreement (Relypsa Inc)
Consents and Approvals. No consent or approval of, giving of notice to, ---------------------- registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Support Com Inc), Warrant Agreement (Audible Inc)
Consents and Approvals. No consent or approval of, giving of notice to, ---------------------- registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices notice pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Docent Inc), Warrant Agreement (Docent Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities lawlaw (or an exemption therefrom), which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Your Internet Defender, Inc), Warrant Agreement (Your Internet Defender, Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act applicable Federal and any filing required by applicable state State securities lawlaw filings, which filings filings, if applicable, will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Lightspan Partnership Inc), Warrant Agreement (Lightspan Partnership Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices that may be required pursuant to Regulation D under the Act (“Regulation D”) and any filing that may be required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Quanterix Corp), Warrant Agreement (Quanterix Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Master Lease Agreement (Packeteer Inc), Subordinated Loan and Security Agreement (Packeteer Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the any filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Auris Medical Holding AG), Warrant Agreement (Auris Medical Holding AG)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities lawSection 4 c of the Illinois Corporate Securities Law, which filings will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Chemgenics Pharmaceuticals Inc), Warrant Agreement (Chemgenics Pharmaceuticals Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required in connection with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable Federal and state securities lawlaws, which filings will be effective made by the time required therebyby such laws.
Appears in 2 contracts
Samples: Warrant Agreement (Tarragon Corp), Warrant Agreement (Tarragon Corp)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings filings, will be effective by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Edocs Inc), Warrant Agreement (Edocs Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, if any, which filings will be effective made by the time required thereby.
Appears in 2 contracts
Samples: Warrant Agreement (Cortech Inc), Warrant Agreement (Cortech Inc)
Consents and Approvals. No consent or approval of, ---------------------- giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Getthere Com)
Consents and Approvals. No Except as previously disclosed to the Warrantholder, no consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required that has not been fulfilled prior to the Effective Date with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act Federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Medallia, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of any required notices pursuant to Regulation D under the Act federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking ,of any other action in respect of any state, federal Federal or other governmental authority or agency is is. required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Commerx Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby, and any consents or approvals required in connection with the authorization or issuance of any Next Round Stock.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and Your performance by the Company of its Your obligations under this Warrant Agreement, except for the filing of any required notices pursuant to Regulation D under the Act federal and any filing required by applicable state securities lawlaws, which filings will be effective by the time times required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, of giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Audible Inc)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal . Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D such as may be required under the Act applicable federal and any filing required by applicable state securities law, which filings will be effective by the time required therebylaws.
Appears in 1 contract
Samples: Warrant Agreement (Sequenom Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Securities Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, with or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities lawlaws, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act (as defined below) and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing registration of notices pursuant to Regulation D the Warrant Shares under the Securities Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementClass C Warrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable federal and state securities lawlaws, which filings filing will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (SunGame Corp)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act 1933 Act, if any and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Combichem Inc)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of to any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act (if applicable) and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Gene Logic Inc)
Consents and Approvals. No consent or approval of, giving of notice to, ---------------------- registration with, or taking of any other action in respect of any state, federal . Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, of giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Curis Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementClass A Warrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable federal and state securities lawlaws, which filings filing will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, provincial, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except except, if applicable for the filing of notices with the SEC pursuant to Regulation D under the U.S. Securities Act and any filing required by applicable U.S. state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the any applicable filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings filings, if applicable, will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (NeueHealth, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, ---------------------- registration with, or taking ,of any other action in respect of any state, federal Federal or other governmental authority or agency is is. required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Commerx Inc)
Consents and Approvals. No consent or approval of, giving of ---------------------- notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, ,registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any US or non-US state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D promulgated under the Act (“Regulation D”) and any filing required by applicable state securities law, which filings filings, if required, will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Motif Bio PLC)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for for: (i) the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby, and (ii) the additional listing of the Common Stock issuable pursuant to this Agreement .
Appears in 1 contract
Samples: Warrant Agreement (Neuralstem, Inc.)
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings filings, if required, will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices notices; pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Theravance Inc)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Growth Capital Loan and Security Agreement (XDx, Inc.)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any stateU.S. state or federal, federal or other governmental governmental, authority or agency is required on the part of the Company with respect to the execution, delivery and performance by the Company of its obligations under this AgreementWarrant, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the Securities Exchange Act and any filing required by applicable state securities lawof 1933, which filings will be effective by the time required thereby.as
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by the U.S. Securities and Exchange Commission, applicable stock market exchange, or applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, Warrant Agreement except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice ----------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except except, if applicable, for the filing of notices pursuant to Regulation D under the Act (“Regulation D”) and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Melinta Therapeutics, Inc. /New/)
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and Act, any filing required by applicable state securities lawlaw and any filing which may be required by NASDAQ, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Agreement, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities lawlaw or any exchange on which shares of the Company's stock shall be traded, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice note to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except except, if deemed appropriate by the Company, for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.D
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice to, registration with, or taking of any other action in respect of any state, federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this AgreementConvertible Note and the conversion of the Convertible Note into Common Stock, except for the filing of notices pursuant to Regulation D under the Act and any filing required by applicable state securities law, which filings will be effective by the time required thereby.
Appears in 1 contract
Consents and Approvals. No consent or approval of, giving of notice ---------------------- to, registration with, or taking of any other action in respect of any state, federal Federal or other governmental authority or agency is required with respect to the execution, delivery and performance by the Company of its obligations under this Warrant Agreement, except for the filing of notices pursuant to Regulation D under the 1933 Act and any filing required by applicable state securities lawSection 4G of the Illinois Corporate Securities Law, which filings will be effective by the time required thereby.
Appears in 1 contract
Samples: Warrant Agreement (Diversa Corp)