Continuing Compliance. UBSTCPR acknowledges that the distribution to UBS-FS personnel of the above-referenced materials that are not in compliance with the above statements is strictly prohibited, and UBSTCPR acknowledges that UBS-FS is relying on UBSTCPR fulfilling the UBSTCPR’s obligations and agreements hereunder. Further, UBSTCPR will take all reasonable actions to prevent the distribution to UBS-FS personnel of any such materials that are inconsistent with these representations. 1 Sales literature, marketing materials and “Internal Use Only” documents include, but are not limited to: broker-dealer kits; brochures; newsletters; advertisements; documents regarding sales promotions or contests; questions and answer sheets; scripts; speech outlines or other public presentations; prospecting or solicitation letters; slide presentations; audiotapes and videotapes; columns prepared for outside publications; reprints or excerpts from published materials; and any documents or materials adapted from the above materials. The following wrap-fee programs sponsored by UBS Financial Services Inc. shall be available under this Agreement: PACE Strategic Advisor Strategic Wealth Portfolio Advisor Allocation Program Portfolio Management Program (PMP) / Premier Portfolio Management (PPM) UMA Institutional Consulting Program Accounts with Wrap Fee Pricing Any additional fee-based or wrap fee program UBS may make available to clients. Funds: Short Term Investment Fund for Puerto Rico Residents, Inc. (“STIF”) U.S. Monthly Income Fund for Puerto Rico Residents, Inc. (“USMIF”) Multi-Select Securities Fund for Puerto Rico Residents (“MSSF”) Fees: Fees on Program Assets: 0.05% (5 basis points) per annum of the average monthly amounts that are invested in USMIF and MSSF as a result of the sale through the Programs of Clean Shares of such Funds, to be computed and paid on a quarterly basis, in consideration of distribution, marketing support and other services (the “Distribution Support Fee”).
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Samples: Distributor Agreement (Short Term Investment Fund for Puerto Rico Residents, Inc.), Distributor Agreement (U.S. Monthly Income Fund for Puerto Rico Residents, Inc.)
Continuing Compliance. UBSTCPR Distributor acknowledges that the distribution to UBS-FS personnel of the above-referenced materials that are not in compliance with the above statements is strictly prohibited, and UBSTCPR Distributor acknowledges that UBS-FS is relying on UBSTCPR Distributor fulfilling the UBSTCPRDistributor’s obligations and agreements hereunder. Further, UBSTCPR Distributor will take all reasonable actions to prevent the distribution to UBS-FS personnel of any such materials that are inconsistent with these representations. 1 Sales 1Sales literature, marketing materials and “"Internal Use Only” " documents include, but are not limited to: broker-dealer kits; brochures; newsletters; advertisements; documents regarding sales promotions or contests; questions and answer sheets; scripts; speech outlines or other public presentations; prospecting or solicitation letters; slide presentations; audiotapes and videotapes; columns prepared for outside publications; reprints or excerpts from published materials; and any documents or materials adapted from the above materials. The following wrap-fee programs sponsored by UBS Financial Services Inc. shall be available under this Agreement: PACE Strategic Advisor Strategic Wealth Portfolio Advisor Allocation Program Portfolio Management Program (PMP) / Premier Portfolio Management (PPM) UMA Institutional Consulting Program Accounts UBS Financial Services Inc. currently provides distribution assistance and shareholder services, with Wrap Fee Pricing Any additional feerespect to certain open-based or wrap fee program UBS may make available to clients. Funds: Short Term Investment Fund end investment companies for Puerto Rico Residents, Inc. which _________________ (“STIFDistributor”) U.S. Monthly Income Fund for Puerto Rico Residentsis the distributor, Inc. pursuant to a Selling Agreement (together with all exhibits hereto and as supplemented by amendments and addendums from time to time, the “Selling Agreement”). Capitalized terms not defined herein are defined in the Selling Agreement. Distributor are also the distributor of agreements and/or applications (“USMIFParticipation Agreements”) Multi-Select Securities Fund for Puerto Rico Residents and interests (“MSSFPlan Interests”) Fees: Fees on Program Assets: 0.05% in a “qualified state tuition plan” (5 basis pointsthe “Plan ”) per annum governed by section 529 of the average monthly amounts that Internal Revenue Code of 1986, as amended (the “Code”), including the trust thereunder (the “Trust”), the assets of which are invested in USMIF shares of certain registered investment companies managed by _________________. Distributor hereby appoints UBS Financial Services Inc., directly and MSSF through each of its affiliates as a result it may choose in its sole discretion (“UBS-FS”) to offer and sell such Plan Interests in accordance with the Selling Agreement and the following terms and conditions of the sale through the Programs of Clean Shares of such Funds, to be computed and paid on a quarterly basis, in consideration of distribution, marketing support and other services this Addendum (the “Distribution Support FeeAddendum”).) to the Selling Agreement:
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Continuing Compliance. UBSTCPR acknowledges that the distribution to UBS-FS personnel of the above-referenced materials that are not in compliance with the above statements is strictly prohibited, and UBSTCPR acknowledges that UBS-FS is relying on UBSTCPR fulfilling the UBSTCPR’s obligations and agreements hereunder. Further, UBSTCPR will take all reasonable actions to prevent the distribution to UBS-FS personnel of any such materials that are inconsistent with these representations. 1 Sales literature, marketing materials and “Internal Use Only” documents include, but are not limited to: broker-dealer kits; brochures; : newsletters; advertisements; documents regarding sales promotions or contests; questions and answer sheets; scripts; speech outlines or other public presentations; prospecting or solicitation letters; slide presentations; audiotapes and videotapes; columns prepared for outside publications; reprints or excerpts from published materials; and any documents or materials adapted from the above materials. EXHIBIT C The following wrap-fee programs sponsored by UBS Financial Services Inc. shall be available under this Agreement: PACE Strategic Advisor Strategic Wealth Portfolio Advisor Allocation Program Portfolio Management Program (PMP) / Premier Portfolio Management (PPM) UMA Institutional Consulting Program Accounts with Wrap Fee Pricing Any additional fee-based or wrap fee program UBS may make available to clients. Funds: Short Term Investment Fund for Puerto Rico Residents, Inc. (“STIF”) U.S. Monthly Income Fund for Puerto Rico Residents, Inc. (“USMIF”) Multi-Select Securities Fund for Puerto Rico Residents (“MSSF”) Fees: Fees on Program Assets: 0.05% (5 basis points) per annum of the average monthly amounts that are invested in USMIF and MSSF as a result of the sale through the Programs of Clean Shares of such Funds, to be computed and paid on a quarterly basis, in consideration of distribution, marketing support and other services (the “Distribution Support Fee”).
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Samples: Distributor Agreement (U.S. Monthly Income Fund for Puerto Rico Residents, Inc.)