Contracts with Clients. Each of the Company and its Subsidiaries is in compliance with the terms of each Contract with any Client, and each such Contract is in full force and effect with respect to the applicable Client. There are no disputes pending or threatened with any Client under the terms of any such Contract or with any former Client.
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Kinnard Investments Inc), Agreement and Plan of Merger (Stockwalk Com Group Inc)
Contracts with Clients. (1) Each of the Company and its Subsidiaries is in compliance with the terms of each Contract with any Client, and each such Contract is in full force and effect with respect to the applicable Client. There are no disputes pending or threatened with any Client under the terms of any such Contract or with any former Client. The Company has made available to the Acquiror true and complete copies of all advisory, sub-advisory and similar agreements with any Clients.
Appears in 1 contract
Samples: Agreement and Plan of Merger (McDonald & Co Investments Inc)
Contracts with Clients. Each of the The Company and its Subsidiaries is in compliance with the Material terms of each Contract with any Client, and each such Contract is in full force and effect with respect to the applicable Client. There are no Material disputes pending or threatened with any Client under the terms of any such Contract or with any former Client.
Appears in 1 contract
