Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 47 contracts
Samples: Security Subscription Agreement (Adagio Medical Holdings, Inc.), Securities Purchase Agreement (EF Hutton Acquisition Corp I), Securities Purchase Agreement (Ondas Holdings Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a4(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 20 contracts
Samples: Note and Security Agreement (Kiromic Biopharma, Inc.), Note and Security Agreement (Kiromic Biopharma, Inc.), Note and Security Agreement (Kiromic Biopharma, Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (such number of shares, the “Conversion Rate”).. For the purposes of this Note:
Appears in 7 contracts
Samples: Securities Purchase Agreement (Security Devices International Inc.), Securities Purchase Agreement (Security Devices International Inc.), Securities Purchase Agreement (Security Devices International Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “"Conversion Rate”").
Appears in 7 contracts
Samples: Volcon, Inc., Volcon, Inc., SANUWAVE Health, Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a6(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 6 contracts
Samples: Series a Convertible Preferred Stock Purchase Agreement (EnterConnect Inc), Series a Convertible Preferred Stock Purchase Agreement (EnterConnect Inc), Quick Med Technologies Inc
Conversion Rate. The number of shares of Common Stock Shares issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 4 contracts
Samples: Securities Restructuring Agreement (Sundial Growers Inc.), Securities Purchase Agreement (Sundial Growers Inc.), Securities Purchase Agreement (Globus Maritime LTD)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) (the “Conversion Rate”) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”)Price.
Appears in 4 contracts
Samples: Note and Warrant Purchase Agreement, Tuesday Morning Corp/De, Tuesday Morning Corp/De
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount Preferred Share pursuant to Section 3(a4(a) shall be determined by dividing (x) such the Conversion Amount of such Preferred Share by (y) the Conversion Price (the “Conversion Rate”).):
Appears in 4 contracts
Samples: Securities Purchase Agreement (Digital Health Acquisition Corp.), Securities Purchase Agreement (GridIron BioNutrients, Inc.), Loan and Security Agreement (Fuelcell Energy Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount Preferred Share pursuant to Section 3(a5(c) shall be determined by dividing (x) the Stated Value of such Conversion Amount Preferred Share by (y) the Conversion Price (the “Conversion Rate”).
Appears in 4 contracts
Samples: Securities Purchase Agreement (Truli Technologies, Inc.), Exchange Agreement (Truli Technologies, Inc.), Agreement and Plan of Merger (Truli Technologies, Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the then applicable Conversion Price (the “Conversion Rate”).
Appears in 3 contracts
Samples: Indenture (Cheniere Energy Inc), Subscription Agreement (Cheniere Energy Inc), Subscription Agreement (Cheniere Energy Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (as defined below) (the “Conversion Rate”).
Appears in 3 contracts
Samples: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Telecommunication Systems Inc /Fa/), Securities Purchase Agreement (Epiq Systems Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a1(a) (the “Conversion Rate”) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”as defined below).
Appears in 2 contracts
Samples: Note Conversion Agreement (Guitammer Co), Note Conversion Agreement (Guitammer Co)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Principal Amount pursuant to Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Principal Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 2 contracts
Samples: Vector Group LTD, Vector Group LTD
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a5(a) shall be determined by dividing (xi) such Conversion Amount by (yii) the Conversion Price (the “Conversion Rate”).
Appears in 2 contracts
Samples: Satisfaction and Release Agreement, Registration Rights Agreement (Argos Therapeutics Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Principal Amount pursuant to Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Principal Amount by (y) the Conversion Price (the “Conversion Rate”"CONVERSION RATE").
Appears in 2 contracts
Samples: Indenture (Vector Group LTD), Vector Group LTD
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) this Note shall be determined by dividing (x) such Conversion Amount by (y) the then applicable Conversion Price (the “Conversion Rate”).
Appears in 2 contracts
Samples: A Note Purchase Agreement (Blue Coat Systems Inc), A Note Purchase Agreement (Blue Coat Systems Inc)
Conversion Rate. The number of shares of Class A Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 2 contracts
Samples: Royalty Agreement (WorldSpace, Inc), WorldSpace, Inc
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) 7.1 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 1 contract
Samples: Broadcast International Inc
Conversion Rate. The number of shares of Common Stock ---------------- issuable upon conversion Conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”"CONVERSION RATE").
Appears in 1 contract
Samples: Securities Exchange Agreement (Charys Holding Co Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount share(s) of Series A pursuant to Section 3(a3(c) shall be determined by dividing (x) the Stated Value of such Conversion Amount share(s) Series A by (y) the Conversion Price as defined below (the “Conversion Rate”).
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock or Preferred Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) (the “Conversion Rate”) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (Price, provided that prior to the “Conversion Rate”)Effectiveness Date, the Company may issue no more than the Pro Rata number of shares of Common Stock.
Appears in 1 contract
Samples: Note Purchase and Exchange Agreement (Intersections Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such the Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 1 contract
Samples: Securities Purchase Agreement (Wanxiang Group Corp)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a3(a)(i) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (as defined below) (such quotient, the “"Conversion Rate”").
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the then applicable Conversion Price (the “Conversion Rate”).
Appears in 1 contract
Samples: Securities Purchase Agreement (Minrad International, Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price Rate (the “Conversion Rate”as defined below).
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a6(a)(i) (the “Conversion Rate”) shall be determined by dividing (x) such the Conversion Amount by (y) the Conversion Price (the “Conversion Rate”)Price.
Appears in 1 contract
Samples: CNS Response, Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price then in effect (the “Conversion Rate”).
Appears in 1 contract
Samples: Securities Purchase Agreement (Charys Holding Co Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “"Conversion Rate”").
Appears in 1 contract
Samples: AFG Enterprises USA, Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any the Note Amount (the “Conversion Amount pursuant to Section 3(aRate”) shall be determined by dividing (xa) such Conversion Note Amount by (yb) the Conversion Price $3.00 (the “Conversion RatePrice”), subject to adjustment as described in Section 3.3 below.
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount each Preferred Share pursuant to Section 3(a3(b) shall be determined by dividing (x) such Conversion Amount by (y) according to the Conversion Price following formula (the “"Conversion Rate”)."): Stated Value ----------------- Conversion Price
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 1 contract
Samples: Indenture (FP Technology, Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to this Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “"Conversion Rate”").
Appears in 1 contract
Samples: Indenture (Nanogen Inc)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount outstanding and unpaid principal amount pursuant to Section 3(a) above shall be determined by dividing (x) such Conversion Amount by (y) the applicable Conversion Price (the “Conversion Rate”); provided that, in no event shall shares of Common Stock issuable upon a conversion in accordance with this Section 3 be issued at a price per share of Common Stock less than $1.20 per share (subject to adjustment for any stock split, dividend or other distribution, adjustment, recapitalization or similar event).
Appears in 1 contract
Samples: Transgenomic Inc
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount each of the Series A Preferred Shares pursuant to Section 3(a(3)(a) shall be determined by dividing (x) such Conversion Amount by (y) according to the Conversion Price following formula (the “"Conversion Rate”)."):
Appears in 1 contract
Samples: Securities Purchase Agreement (Diamond Entertainment Corp)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount Principal pursuant to Section 3(a) shall be determined by dividing (x) such initially [_________] shares of Common Stock for each $1,000 of Conversion Amount by (y) the Conversion Price (the “Conversion Rate”). The Conversion Rate shall be adjusted in certain instances as provided in Section 3(f) hereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Third Wave Technologies Inc /Wi)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a1(a) (the “Conversion Rate”) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”)Price.
Appears in 1 contract
Samples: CNS Response, Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a4(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”)..
Appears in 1 contract
Samples: Note and Security Agreement (Kiromic Biopharma, Inc.)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) 7.17 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (as defined below) (the “"Conversion Rate”").
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock Shares issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (such number of shares, the “"Conversion Rate”").
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) 13.01 shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”"CONVERSION RATE").
Appears in 1 contract
Samples: Smith & Wesson Holding Corp
Conversion Rate. The number of shares of Common Stock Shares issuable upon conversion of any Conversion Amount pursuant to Section 3(a4(a) (the “Conversion Shares”) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”).
Appears in 1 contract
Samples: Ecotality, Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “Conversion Rate”"CONVERSION RATE").
Appears in 1 contract
Samples: Inksure Technologies Inc.
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount this Note pursuant to Section 3(a) shall be determined by dividing (xi) such Conversion the Outstanding Principal Amount submitted for conversion plus accrued but unpaid interest thereon, by (yii) the Conversion Price (the “Conversion Rate”)then in effect.
Appears in 1 contract
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount pursuant to Section 3(a) shall be determined by dividing (x) such Conversion Amount by (y) the Conversion Price (the “"Conversion Rate”"). ___________________________ 1 Insert date that is the one (1) year anniversary of the Issuance Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Air Industries Group)
Conversion Rate. The number of shares of Common Stock issuable upon conversion of the amount of Principal and any Conversion Amount accrued and unpaid Interest to be converted pursuant to Section 3(a) shall be determined equal to the quotient obtained by dividing (x) such Conversion Amount Principal amount and any accrued and unpaid Interest thereon by (y) the Conversion Price (the “Conversion Rate”). The “Conversion Price” means, as of any Conversion Date (as defined below), $1.30, subject to adjustment as provided herein.
Appears in 1 contract
Samples: Metalico Inc
Conversion Rate. The number of shares of Common Stock issuable upon conversion of any Conversion Amount share(s) of Series C pursuant to this Section 3(a) 3 shall be determined by dividing (x) the Stated Value of such Conversion Amount share(s) of Series C by (y) the Conversion Price (as defined below) (the “Conversion Rate”).
Appears in 1 contract
Samples: Securities Exchange Agreement (Ecoark Holdings, Inc.)
