Common use of Corporate Securities Law Clause in Contracts

Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Follow] The parties have executed this Secured Convertible Note Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. By: /s/ Jonathan D. Becher Presidexx xxx XXX Name: Jonathan D. Becher Address: 40000 Xxxxxxx Xxxxx Fxxxxxx, XX 00000-0000 Xxxxxxxxx Xxxxxx: (000) 000-4501 PURCHASERS: RS ORPHAN FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: 000-000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT Exhibit A - Schedule of Purchasers Exhibit B - Form of Promissory Note Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------

Appears in 1 contract

Samples: Convertible Note Purchase Agreement (Smelick Robert)

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Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Follow] The parties have executed this Secured Convertible Note Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. By: /s/ Jonathan D. Becher Presidexx xxx XXX Xxxxxxxx X. Xxxxxx President and CEO Name: Jonathan D. Becher Xxxxxxxx X. Xxxxxx Address: 40000 00000 Xxxxxxx Xxxxx FxxxxxxXxxxxxx, XX 00000-0000 Xxxxxxxxx XxxxxxFacsimile Number: (000) 000-4501 0000 PURCHASERS: RS ORPHAN FUNDOrphan Fund, LP By: /s/ Paul H. Stephens Xxxx X. Xxxxxxxx Name: Paux Xxxx X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx Investment Advisory General Partner Address: 388 Market St. San Frxxxxxxx000 Xxxxxx Xx. Xxx Xxxxxxxxx, XX 00000 Xxxxxxxxx XxxxxxFacsimile Number: PURCHASERS: RS ORPHAN OFFSHORE FUNDOrphan Offshore Fund, LP By: /s/ Paul H. Stephens Xxxx X. Xxxxxxxx Name: Paux Xxxx X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx Investment Advisory General Partner Address: 388 Market St. San Frxxxxxxx000 Xxxxxx Xx. Xxx Xxxxxxxxx, XX 00000 Xxxxxxxxx XxxxxxFacsimile Number: STERLING PAYOT CAPITALSterling Payot Capital, LP By: /s/ Robert M. Smelick Xxxxxx X. Xxxxxxx Name: Roxxxx Xxxxxx X. Xxxxxxx Title: Gexxxxx General Partner Address: 00 Xxxxxxxxx Xx. Xxxxxxxxx, XX 00000 Facsimile Number: Xxxxxx X. Xxxxxxx /s/ Xxxxxx X. Xxxxxxx Xxxxxx X. Xxxxxxx Address: 65 Cloudview Rd00 Xxxxxxxxx Xx. SausxxxxxXxxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx XxxxxxFacsimile Number: PURCHASERS: ELIZABETH W. KORRELL XXXXXXXXX X. XXXXXXX /s/ Elizxxxxx Xxxxxxxxx X. Xxxxxxx Elizabetx Xxxxxxxxx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxx Xxxxxxx, XX 00000 Xxxxxxxxx XxxxxxFacsimile Number: 000-000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT 0000 Exhibit A - Schedule of Purchasers Exhibit B - Form of Promissory Note Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- Purchaser Name and Address Type of Consideration Original Principal Amount of Note RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco000 Xxxxxx Xxxxxx Xxx Xxxxxxxxx, CA 94111 XX 00000 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco000 Xxxxxx Xxxxxx Xxx Xxxxxxxxx, CA 94111 XX 00000 Cash Cash $79,000 $21,000 Sterling Payot Capital, LP Xxxxxxxxxxx xx 00 Xxxxxxxxx Xx. Xxxxxxxxx, XX 00000 Forgiveness of indebtedness $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 335,573.57 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx XdXx. Xxxxxxxxx, XX 00000 Forgiveness of indebtedness Sausalito, CA 94956 $60,349.72 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------Xxxx Xxxxxxx XX 00000 Cash $5,000.00 EXHIBIT B FORM OF SECURED CONVERTIBLE PROMISSORY NOTE EXHIBIT C

Appears in 1 contract

Samples: Purchase Agreement (Accrue Software Inc)

Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Follow] The parties have executed this Secured Convertible Note Series B Preferred Stock Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. LANDEC CORPORATION By: /s/ Jonathan D. Becher Presidexx xxx XXX Name: Jonathan D. Becher XXXX X. XXXXXX ------------------------------------ Xxxx X. Xxxxxx, President and CEO Address: 40000 Xxxxxxx Landec Corporation 0000 Xxxxx FxxxxxxXxxxxx Xxxxx Xxxx, XX 00000-0000 Xxxxxxxxx Xxxxxx00000 Tel: (000) 000-4501 PURCHASERS0000 Fax: RS ORPHAN FUND, LP (000) 000-0000 PURCHASER: SEAHAWK RANCH IRREVOCABLE TRUST By: /s/ Paul H. Stephens Name: Paux XXXXXXX X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner XXXXX ------------------------------------ Xxxxxxx X. Xxxxx, Trustee Address: 388 Market St. San Frxxxxxxx000 Xxxxxxx Xxxxx, Xxxxx X Xxxxxx Xxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: 000-000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT Exhibit A - Schedule of Purchasers Exhibit B - Form of Promissory Note Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------00000

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Landec Corp \Ca\)

Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages FollowPage Follows] The parties have executed this Secured Convertible Note Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. CLEAN ENERGY By: /s/ Jonathan D. Becher Presidexx xxx XXX Xxxx Xxxxxxx Name: Jonathan D. Becher AddressXxxx Xxxxxxx Title: 40000 Xxxxxxx Chief Financial Officer 0000 Xxx Xxxxx FxxxxxxXxxxxxx, XX 00000-0000 Xxxxxxxxx XxxxxxXxxxx 000 Xxxx Xxxxx, Xxxxxxxxxx 00000 Facsimile: (000) 000-4501 PURCHASERS: RS ORPHAN FUND, LP 0000 PURCHASER By: /s/ Paul H. Stephens NameXxxxx Xxxxxxx Xxxxx Xxxxxxx x/x XX Xxxxxxx 000 Xxxxxxx Xxxxxxx Xxxx 0000 Xxxxxxx Xxx Xxxxxx, Xxxxx 00000 Telephone: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: (000) 000-0000 Facsimile: (000) 000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT Exhibit A - Schedule of Purchasers Exhibit B - 0000 Form of Promissory Note Warrant to Purchase Common Stock (See Behind) 6 EXHIBIT B Hedge Position Contracts PURCHASE DATE DESCRIPTION QUANTITY CONTRACT NUMBER 8/2/2006 BOT CAL 08 NG 2,000 49933340 8/2/2006 BOT CAL 09 NG 2,500 49933430 8/2/2006 BOT CAL 10 NG 2,500 49933650 8/2/2006 BOT CAL 11 NG 2,500 49933790 7 QuickLinks Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------10.27

Appears in 1 contract

Samples: Transfer and Securities Purchase Agreement (Clean Energy Fuels Corp.)

Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Followpage follows] The parties have executed this Secured Convertible Note Warrant Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWAREREDENVELOPE, INC. By: /s/ Jonathan D. Becher Presidexx xxx XXX Xxxxxx XxXxxxxx ----------------------------------- Name: Jonathan D. Becher Xxxxxx XxXxxxxx (print) Title: Chief Executive Officer Address: 40000 Xxxxxxx 000 Xxxxx FxxxxxxXxxxxx, Xxxxx Xxxxx Xxx Xxxxxxxxx, XX 00000-0000 Xxxxxxxxx Xxxxxx00000 Facsimile Number: (000) 000-4501 PURCHASERS0000 LENDER: RS ORPHAN FUNDCAMELOT VENTURES, LP LLC By: /s/ Paul H. Stephens Xxxxx Xxxxxxx ----------------------------------- Name: Paux X. Xxxxxxxx Xxxxx Xxxxxxx (print) Title: Invxxxxxxx Xxxxxxxx General Partner Manager Address: 388 Market St. San Frxxxxxxx000 Xxxxxxxx Xxxxxxxxxx Xxxxx 000 Xxxxxxxxxx, XX 00000 Xxxxxxxxx XxxxxxAttn: PURCHASERSXxxxxxxx X. Xxxxx Facsimile Number: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: (000) 000-000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT Exhibit A - Schedule of Purchasers Exhibit B - Form of Promissory Note Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------0000

Appears in 1 contract

Samples: Warrant Purchase Agreement (Redenvelope Inc)

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Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Follow] The parties have executed this Secured Convertible Note Series A Preferred Stock Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. LANDEC CORPORATION By: /s/ Jonathan D. Becher Presidexx xxx XXX Name: Jonathan D. Becher Xxxx X. Xxxxxx ------------------------------------ Xxxx X. Xxxxxx, President and CEO Address: 40000 Xxxxxxx Landec Corporation 0000 Xxxxx FxxxxxxXxxxxx Xxxxx Xxxx, XX 00000-0000 Xxxxxxxxx Xxxxxx00000 Tel: (000) 000-4501 PURCHASERS0000 Fax: RS ORPHAN FUND, LP By(000) 000-0000 PURCHASER: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Xxxxxxxxx Xxxxx ----------------------------------------- Xxxxxxxxx Xxxxx Address: 388 Market St. San Frxxxxxxx000 Xxxx 00xx Xxxxxx Xxx Xxxx, XX 00000 Xxxxxxxxx XxxxxxTel: PURCHASERS: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: (000) 000-0000 Fax: (000) 000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT Exhibit A - Schedule of Purchasers Exhibit B - Form of Promissory Note Exhibit C - Purchaser Withholding Exemptions EXHIBIT A SCHEDULE OF PURCHASERS FIRST CLOSING TYPE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT OF NOTE -------------------------- ------------- -------------- RS Orphan Fund, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------0000

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Landec Corp \Ca\)

Corporate Securities Law. THE SALE OF THE SECURITIES WHICH ARE THE SUBJECT OF THIS AGREEMENT HAS NOT BEEN QUALIFIED WITH THE COMMISSIONER OF CORPORATIONS OF THE STATE OF CALIFORNIA AND THE ISSUANCE OF THE SECURITIES OR THE PAYMENT OR RECEIPT OF ANY PART OF THE CONSIDERATION THEREFOR PRIOR TO THE QUALIFICATION IS UNLAWFUL, UNLESS THE SALE OF SECURITIES IS EXEMPT FROM THE QUALIFICATION BY SECTION 25100, 25102 OR 25105 OF THE CALIFORNIA CORPORATIONS CODE. THE RIGHTS OF ALL PARTIES TO THIS AGREEMENT ARE EXPRESSLY CONDITIONED UPON THE QUALIFICATION BEING OBTAINED UNLESS THE SALE IS SO EXEMPT. [Signature Pages Follow] The parties have executed this Secured Convertible Note Series B Preferred Stock Purchase Agreement as of the date first written above. COMPANY: ACCRUE SOFTWARE, INC. LANDEC CORPORATION By: /s/ Jonathan D. Becher Presidexx xxx XXX Name: Jonathan D. Becher Xxxx X. Xxxxxx, President and CEO Address: 40000 Xxxxxxx Landec Corporation 0000 Xxxxx FxxxxxxXxxxxx Xxxxx Xxxx, XX 00000-0000 Xxxxxxxxx Xxxxxx00000 Tel: (000) 000-4501 PURCHASERS0000 Fax: RS ORPHAN FUND, LP (000) 000-0000 PURCHASER: SEAHAWK RANCH IRREVOCABLE TRUST By: /s/ Paul H. Stephens Name: Paux Xxxxxxx X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Xxxxx, Trustee Address: 388 Market St. San Frxxxxxxx000 Xxxxxxx Xxxxx, Xxxxx X Xxxxxx Xxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: RS ORPHAN OFFSHORE FUND, LP By: /s/ Paul H. Stephens Name: Paux X. Xxxxxxxx Title: Invxxxxxxx Xxxxxxxx General Partner Address: 388 Market St. San Frxxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: STERLING PAYOT CAPITAL, LP By: /s/ Robert M. Smelick Name: Roxxxx X. Xxxxxxx Title: Gexxxxx Xxxxxxx Address: 65 Cloudview Rd. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: ROBERT M. SMELICK /s/ Robert X. Xxxxxxx Robert M. Sxxxxxx Address: 65 Xxxxxxxxx Xx. Sausxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: PURCHASERS: ELIZABETH W. KORRELL /s/ Elizxxxxx X. Xxxxxxx Elizabetx X. Xxxxxxx Address: 0000 Xxxxx Xxxxxx Xest Xxxxxxx, XX 00000 Xxxxxxxxx Xxxxxx: 000-000-0060 SIGNATURE PAGE TO SECURED CONVERTIBLE NOTE XXXXXXXX XXXEEMENT 12 EXHIBITS Exhibit A - Schedule Form of Purchasers Certificate of Determinatione Exhibit B - Form of Promissory Note Standstill Agreement Exhibit C - Purchaser Withholding Exemptions Form of Legal Opinion of Xxxxxx, Xxxxxxxxxx & Xxxxxxxxx LLP EXHIBIT A SCHEDULE FORM OF PURCHASERS FIRST CLOSING TYPE CERTIFICATE OF ORIGINAL PRINCIPAL PURCHASER NAME AND ADDRESS CONSIDERATION AMOUNT DETERMINATION [see tab 4] EXHIBIT B FORM OF NOTE -------------------------- ------------- -------------- RS Orphan FundSTANDSTILL AGREEMENT [see tab 3] EXHIBIT C FORM OF LEGAL OPINION OF XXXXXX, LP Cash $ 79,000 388 Market Street San Francisco, CA 94111 RS Orphan Offshore Fund, LP Xxxx $ 00,000 388 Market Street San Francisco, CA 94111 Sterling Payot Capital, LP Xxxxxxxxxxx xx $000,000.07(1) 65 Cloudview Rd. indebtedness Sausalito, CA 94956 Xxxxxx X. Xxxxxxx Xxxxxxxxxxx xx $ 00,000.02(0) 00 Xxxxxxxxx Xd. indebtedness Sausalito, CA 94956 Xxxxxxxxx X. Xxxxxxx Xxxx $ 0,000.00 0000 Xxxxx Xxxxxx Xxst Seattle WA 98119 ------------------XXXXXXXXXX & XXXXXXXXX LLP [see tab 7] QuickLinks Exhibit 4.2

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Landec Corp \Ca\)

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