Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward Name: George R. Aylward Title: President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers Name: John H. Xxxxx Xxxxx: Vice Prexxxxxx xxx Xxcretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following: 1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY INVESTMENT TRUST By:/s/ George R. Aylward 97 By: /s/ Francis G. Waltman Name: George R. Aylward Francis G. Waltman Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers NameEuclid Advisors LLC By: John H. Xxxxx /s/ George R. Aylward Xxxx: Xxxxxx R. Aylward Xxxxx: Xxxxxxxve Vice Prexxxxxx xxx Xxcretary President SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Samples: Subadvisory Agreement (Phoenix Investment Trust 97)
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward INVESTMENT SERIES FUND By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN XXXXXXX CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Xxxx X. Xxxxx XxxxxTitle: Vice Prexxxxxx xxx Xxcretary President and Secretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Samples: Subadvisory Agreement (Phoenix Investment Series Fund)
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] (Signature Page Follows) PHOENIX EQUITY MULTI-SERIES TRUST By:/s/ George R. Aylward By: /s/ Xxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxx X. Xxxxxxx Title: Executive Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN SENECA CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers MANAGEMENT LLC By: /s/ Xxxxx X. Xxxxxxxxxx Name: John H. Xxxxx XxxxxX. Xxxxxxxxxx Title: Vice Prexxxxxx xxx Xxcretary Chief Operating Officer SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Sub- Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for businesstrade. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine or email to the Custodian and the Sub- Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Samples: Investment Advisory Agreement (Phoenix Multi Series Trust)
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY ASSET TRUST By:/s/ George R. Aylward By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERSXxxxx Xxxxxxxx Xxxxxxx Investment Management, INC. Xx:/s/ John H. Beers LLC By: /s/ Xxxxxx Xxxxx Name: John H. Xxxxxx Xxxxx XxxxxTitle: Vice Prexxxxxx xxx Xxcretary Chief Financial Officer SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY MULTI-SERIES TRUST By:/s/ George R. Aylward By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN XXXXXXX CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Xxxx X. Xxxxx XxxxxTitle: Vice Prexxxxxx xxx Xxcretary President and Secretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward SERIES FUND By: /s/ Xxxxxxx X. Xxxxxxx ------------------------------ Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx -------------------------------- Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN SENECA CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers MANAGEMENT LLC By: /s/ Xxxxx X. Xxxxxxxxxx -------------------------------- Name: John H. Xxxxx XxxxxX. Xxxxxxxxxx Title: Vice Prexxxxxx xxx Xxcretary Chief Operating Officer SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A ---------- OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent Agent, with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's Subadvisers failure to comply.) The necessary information can be sent via facsimile machine or email to the Custodian and the Sub- Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY INVESTMENT TRUST By:/s/ George R. Aylward 06 By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers XXXXXXXX ASSET MANAGEMENT By: /s/ Xxxxxxx Xxxx Name: John H. Xxxxx XxxxxXxxxxxx Xxxx Title: Vice Prexxxxxx xxx Xxcretary President, Chief Financial Officer and Secretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Samples: Subadvisory Agreement (Phoenix Investment Trust 06)
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ By: /s/George R. Aylward Name: George R. Aylward Title: President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ By: /s/John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers ENGEMANN ASSET MANAGEMENT Bx: /x/Xxssi Lipsker Name: John H. Xxxxx XxxxxYossi Lxxxxxx Title: Vice Prexxxxxx xxx Xxcretary SCHEDULESXxxxxxxxx XCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] THE PHOENIX EQUITY TRUST By:/s/ George R. Aylward EDGE SERIES FUND By: /s/ Xxxx Xxxxxxx X'Xxxxxxx Name: George R. Aylward Xxxx Xxxxxxx X'Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSELVARIABLE ADVISORS, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk Secretary ACCEPTED: GOODWIN CAPITAL ADVISERSXxxxxx Investment Management, INC. Xx:/s/ John H. Beers Inc. By: /s/ W.O. Leszinske Name: John H. Xxxxx XxxxxXxxxxxx X. Xxxxxxxxx Title: Vice Prexxxxxx xxx Xxcretary President and Chief Investment Officer SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the FundTrust. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund Trust is open for business. (Subadviser will be responsible for reimbursement to the Fund Trust for any loss caused by the Subadviser's failure to comply.) The It is permissible to send the necessary information can be sent via facsimile machine to the Custodian and the Sub- Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward PORTFOLIOS By: /s/ Francis G. Waltman Name: George R. Aylward Francis G. Waltman Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ By: /s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers NameEuclid Advisors LLC By: John H. Xxxxx Xxxxx/s/ George R. Aylward Namx: Vice Prexxxxxx xxx Xxcretary Xxxxxx X. Xxxxard Titxx: Xxxxxxxxx Xice President SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street and Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY VIRTUS INSTITUTIONAL TRUST By:/s/ George R. Aylward By: /s/ Xxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxx X. Xxxxxxx Title: President PHOENIX VIRTUS INVESTMENT COUNSEL, INC. By:/s/ John H. Beers Name: John H. Beers Title: Vice President and Clerk ACCEPTED: GOODWIN CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers By: /s/ Xxxxxxx X. Xxxxxxx Name: John H. Xxxxx XxxxxXxxxxxx X. Xxxxxxx Title: Senior Vice Prexxxxxx xxx Xxcretary President ACCEPTED: Newfleet Asset Management, LLC By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx X. Xxxxxxx Title: President SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company of New York Mellon (the "Custodian") and PFPCBNY Mellon Asset Servicing (US), Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Sub- Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Sub-Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward CA TAX-EXEMPT BOND FUND By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN XXXXXXX CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Xxxx X. Xxxxx XxxxxTitle: Vice Prexxxxxx xxx Xxcretary President and Secretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract
Samples: Subadvisory Agreement (Phoenix Ca Tax-Exempt Bond Fund)
Counterparts; Fax Signatures. This Agreement may be executed in any number of counterparts (including executed counterparts delivered and exchanged by facsimile transmission) with the same effect as if all signing parties had originally signed the same document, and all counterparts shall be construed together and shall constitute the same instrument. For all purposes, signatures delivered and exchanged by facsimile transmission shall be binding and effective to the same extent as original signatures. [signature page follows] PHOENIX EQUITY TRUST By:/s/ George R. Aylward SERIES FUND By: /s/ Xxxxxxx X. Xxxxxxx Name: George R. Aylward Xxxxxxx X. Xxxxxxx Title: Senior Vice President PHOENIX INVESTMENT COUNSEL, INC. By:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Beers Xxxx X. Xxxxx Title: Vice President and Clerk ACCEPTED: GOODWIN XXXXXXX CAPITAL ADVISERS, INC. Xx:/s/ John H. Beers By: /s/ Xxxx X. Xxxxx Name: John H. Xxxx X. Xxxxx XxxxxTitle: Vice Prexxxxxx xxx Xxcretary President and Secretary SCHEDULES: A. Operational Procedures B. Record Keeping Requirements C. Fee Schedule D. Subadviser Functions E. Form of Sub-Certification F. Designated Series SCHEDULE A OPERATIONAL PROCEDURES In order to minimize operational problems, it will be necessary for a flow of information to be supplied by Subadviser to State Street Bank and Trust Company (the "Custodian") and PFPC, Inc., (the "Sub-Accounting Agent") for the Fund. The Subadviser must furnish the Custodian and the Sub-Accounting Agent with daily information as to executed trades, or, if no trades are executed, with a report to that effect, no later than 5 p.m. (Eastern Standard time) on the day of the trade each day the Fund is open for business. (Subadviser will be responsible for reimbursement to the Fund for any loss caused by the Subadviser's failure to comply.) The necessary information can be sent via facsimile machine to the Custodian and the Sub- Accounting Agent. Information provided to the Custodian and the Sub-Accounting Agent shall include the following:
1. Purchase or sale; 2. Security name; 3. CUSIP number, ISIN or Sedols (as applicable);
Appears in 1 contract