Common use of Court Orders, Injunctions and Decrees Clause in Contracts

Court Orders, Injunctions and Decrees. Your are not subject to any order, judgment or decree of any court of competent jurisdiction, entered within five years before the sale of the securities, that, at the time of such sale, restrains or enjoins you from engaging or continuing to engage in any conduct or practice: • in connection with the purchase or sale of any security; • involving the making of any false filing with the SEC; or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities.

Court Orders, Injunctions and Decrees. Your You are not subject to any order, judgment or decree of any court of competent jurisdiction, entered within five years before the sale of the securities, that, at the time of such sale, restrains or enjoins you Entity from engaging or continuing to engage in any conduct or practice: • in connection with the purchase or sale of any security; • involving the making of any false filing with the SEC; or • arising out of the conduct of the business of an underwriter, broker, dealer, municipal securities dealer, investment adviser or paid solicitor of purchasers of securities.