Covenants of Investor. Section 5.1 COMPLIANCE WITH LAW; TRADING IN SECURITIES. Investor's trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws, rules and regulations and the rules and regulations of FINRA and the Principal Market on which the Common Stock is listed or quoted.
Appears in 5 contracts
Samples: Equity Purchase Agreement (Sauer Energy, Inc.), Equity Purchase Agreement (Sauer Energy, Inc.), Equity Purchase Agreement (Sauer Energy, Inc.)
Covenants of Investor. Section 5.1 COMPLIANCE WITH LAW; TRADING IN SECURITIES. Investor's ’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws, rules and regulations and the rules and regulations of FINRA and the Principal Market on which the Common Stock is listed or quoted.
Appears in 1 contract
Samples: Equity Credit Agreement (CURAXIS PHARMACEUTICAL Corp)
Covenants of Investor. Section 5.1 COMPLIANCE 1COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor's ’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws, rules laws and regulations and the rules and regulations of FINRA and the Principal Market on which the Common Stock is listed or quotedMarket.
Appears in 1 contract
Samples: Equity Purchase Agreement (Oroplata Resources, Inc.)
Covenants of Investor. Section 5.1 COMPLIANCE 5. 1COMPLIANCE WITH LAW; TRADING IN SECURITIES. The Investor's ’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws, rules laws and regulations and the rules and regulations of FINRA and the Principal Market on which the Common Stock is listed or quotedMarket.
Appears in 1 contract
Covenants of Investor. Section 5.1 COMPLIANCE WITH LAW; TRADING IN SECURITIES. Investor's ’s trading activities with respect to shares of the Common Stock will be in compliance with all applicable state and federal securities laws, rules and regulations and the rules and regulations of FINRA the NASD and the Principal Market on which the Common Stock stock is listed or quotedlisted.
Appears in 1 contract
Samples: Private Equity Credit Agreement (Large Scale Biology Corp)
