Common use of Covenants Relating to Rule 144 Clause in Contracts

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registration.

Appears in 17 contracts

Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (NextDecade Corp.)

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Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 6 contracts

Samples: Registration Rights Agreement (Provident Mortgage Capital Associates, Inc.), Registration Rights Agreement (Provident Mortgage Capital Associates, Inc.), Registration Rights Agreement (Provident Mortgage Capital Associates, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will use its reasonable best efforts to file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any the Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any the Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such the Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any the Holder of Registrable SecuritiesShares, the Company will deliver to such the Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)6.1, as a the Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a the Holder to sell any such Registrable Securities Shares without registration.

Appears in 4 contracts

Samples: Registration Rights Agreement (Istar Inc.), Registration Rights Agreement (Istar Inc.), Registration Rights Agreement (Star Holdings)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any the Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any the Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such the Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any the Holder of Registrable SecuritiesShares, the Company will deliver to such the Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)6.1, as a the Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a the Holder to sell any such Registrable Securities Shares without registration.

Appears in 4 contracts

Samples: Registration Rights Agreement (Istar Inc.), Registration Rights Agreement (Safety, Income & Growth, Inc.), Registration Rights Agreement (Safety, Income & Growth, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Registration Statement filed by the Company for an offering of its Class A Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a8(b), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registration.

Appears in 4 contracts

Samples: Registration Rights Agreement (Empire State Realty Trust, Inc.), Registration Rights Agreement (Empire State Realty Trust, Inc.), Registration Rights Agreement (Empire State Realty Trust, Inc.)

Covenants Relating to Rule 144. For so long as the The Company is subject shall use its reasonable best efforts to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will (x) timely file the all reports and other documents required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted promulgated by the Commission thereunder. If SEC thereunder (provided, that if the Company ceases to be so is not required to file such reports, the Company covenants that it will will, upon the request of any Holder of Registrable Securities (a) Stockholder, make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act), and (by) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Stockholder may reasonably request, and (c) take such further action that is reasonable request in the circumstanceswriting, in each case, to the extent required, required from time to time, time to enable such Holder to sell its Stockholder to, if permitted by the terms of this Agreement, the applicable Investment Agreement and the Registrable Securities, transfer such Registrable Securities without registration under the Securities Act within the limitation limitations of the exemptions provided by (ia) Rule 144 or Regulation S under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule rules may be amended from time to time, or (iiib) any similar rules successor rule or regulations regulation hereafter adopted by the CommissionSEC. Upon the written request of any Holder of Registrable SecuritiesStockholder, the Company will deliver to such Holder Stockholder a written statement as to whether that it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become requirements, subject to its compliance with such requirements. The Company shall, upon any request by a Stockholder in connection with a sale, transfer or other disposition by any Stockholder of any Registrable Securities permitted by Rule 144, (i) use its reasonable best efforts to promptly (and in no event longer than five (5) Business Days after such request) cause the reporting requirements removal of any restrictive legend or similar restriction on the Exchange Act)Registrable Securities, a copy and, in the case of book-entry shares, make or cause to be made appropriate notifications on the most recent annual and quarterly report(s) books of the Company, ’s transfer agent for such number of shares and registered in such other reports, documents or stockholder communications of names as the Company, and take such further actions consistent with this Section 8(a), as a Holder Stockholders may reasonably request and (ii) provide a customary opinion of counsel and instruction letter required by the Company’s transfer agent in availing itself connection with such sale, transfer or disposition of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registrationSecurities; provided that the taking of such action by the Company is conditioned on the Company receiving all information and documentation reasonably necessary to support such actions and make a determination that such transfer applies with Law.

Appears in 4 contracts

Samples: Registration Rights Agreement (First Foundation Inc.), Registration Rights Agreement (First Foundation Inc.), Registration Rights Agreement (First Foundation Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registration.or

Appears in 3 contracts

Samples: Registration Rights Agreement (Apollo Residential Mortgage, Inc.), Form of Registration Rights Agreement (Apollo Residential Mortgage, Inc.), Registration Rights Agreement (Apollo Commercial Real Estate Finance, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after ninety (90) days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 3 contracts

Samples: Registration Rights Agreement (Wingstop Inc.), Registration Rights Agreement (Ignite Restaurant Group, Inc.), Registration Rights Agreement (PIMCO REIT, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will use its reasonable best efforts to file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission SEC thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will use its reasonable best efforts to, upon the request of any the Holder of Registrable Securities Securities, (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any a Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such a Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the CommissionSEC. Upon the request of any a Holder of Registrable Securities, the Company will use its reasonable best efforts to deliver to such Holder the Holders a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)2.8, as a Holder may reasonably request in availing itself of any rule or regulation of the Commission SEC allowing a such Holder to sell any such Registrable Securities without registration. Without limiting the generality of the foregoing, if a Holder holds Registrable Securities that are eligible to be resold without restriction under Rule 144 or pursuant to an effective Registration Statement, then, at such Holder’s request, accompanied by such additional representations and other documentation as the Company shall reasonably request, the Company shall use its reasonable best efforts to cause the Company’s transfer agent to remove any restrictive legend set forth on the Registrable Securities held by such Holder in connection with any sale of such Registrable Securities pursuant to Rule 144 or the effective Registration Statement, as applicable (including, if required by the Company’s transfer agent, by delivering to the Company’s transfer agent a direction letter and opinion of counsel).

Appears in 2 contracts

Samples: Registration Rights Agreement (Lineage, Inc.), Registration Rights Agreement (Lineage, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesHolder, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a such Holder to sell any such Registrable Securities without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (NextDecade Corp.), Registration Rights Agreement (TotalEnergies SE)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Shelf Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (Sutherland Asset Management Corp), Registration Rights Agreement (Sutherland Asset Management Corp)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a8(b), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registration.

Appears in 2 contracts

Samples: Form of Registration Rights Agreement (Schottenstein Realty Trust, Inc.), Form of Registration Rights Agreement (DLC Realty Trust, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any the Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such the Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any the Holder of Registrable SecuritiesShares, the Company will deliver to such the Holder a written statement as to whether it has complied with such requirements (at any time after ninety (90) days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a the Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a the Holder to sell any such Registrable Securities Shares without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (Phibro Animal Health Corp), Registration Rights Agreement (Phibro Animal Health Corp)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any the Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any a Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such a Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any a Holder of Registrable SecuritiesShares, the Company will deliver to such Holder the Holders a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)6.1, as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a such Holder to sell any such Registrable Securities Shares without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (Istar Inc.), Registration Rights Agreement (Safety, Income & Growth, Inc.)

Covenants Relating to Rule 144. For so long as the Company REIT is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company REIT covenants that it will shall file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company REIT ceases to be so required to file such reports, the Company REIT covenants that it will shall, upon the request of any Holder of Registrable Securities Shares, (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, ; (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will shall take such further action as any Holder of Registrable Securities Shares may reasonably request, ; and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will REIT shall deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first registration statement filed by the REIT for an offering of its Common Shares to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the CompanyREIT, and such other reports, documents or stockholder shareholder communications of the CompanyREIT, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (National Storage Affiliates Trust), Registration Rights Agreement (National Storage Affiliates Trust)

Covenants Relating to Rule 144. For so So long as AcquisitionCo holds any Registrable Interest and the Company is subject required to the reporting requirements of file reports in compliance with either Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied comply with such requirements all rules and regulations of the Securities Act and Commission applicable in connection with the Exchange Act (at any time after it has become subject to the reporting requirements use of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, Rule 144 and take such further other actions consistent and furnish AcqusitionCo with this Section 8(a), such other information as a Holder AcquistionCo may reasonably request in availing order to avail itself of such rule or any other rule or regulation of the Commission allowing a Holder holder to sell any such Registrable Securities Interests without registration, and will, at the Company’s expense, forthwith upon the request of any holder of Registrable Interests, deliver to such holder a certificate, signed by the Company’s principal financial officer, stating (a) the Company’s name, address and telephone number (including area code), (b) the Company’s Internal Revenue Service identification number, (c) the Company’s Commission file number, (d) the number of shares of each class of securities outstanding as shown by the most recent report or statement published by the Company, and (e) whether the Company has filed the reports required to be filed under the Exchange Act for a period of at least ninety (90) days prior to the date of such certificate and in addition has filed the most recent annual report required to be filed thereunder. So long as AcquisitionCo holds any Registrable Interest and the Company is not required to file reports in compliance with either Section 13 or Section 15(d) of the Exchange Act, the Company at its expense will, forthwith upon the written request of the holder of any Registrable Securities, make available adequate current public information with respect to the Company within the meaning of paragraph (c)(2) of Rule 144.

Appears in 2 contracts

Samples: Registration Rights Agreement (NGA Holdco, LLC), Form of Registration Rights Agreement (NGA Holdco, LLC)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the The Company covenants that it will shall use its reasonable best efforts to timely file the all reports and other documents required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted promulgated by the Commission thereunder. If SEC thereunder (or, if the Company ceases to be so is not required to file such reports, the Company covenants that it will will, upon the request of any Holder of Registrable Securities (a) Shareholder, make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act), (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will shall use reasonable best efforts to take such further action as any Holder of Registrable Securities Shareholder may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder holder to, if permitted by the terms of the Common Stock issued pursuant to sell its the Investment Agreement, Series C Preferred Stock and/or Warrants, transfer such shares of Common Stock, shares of Series C Preferred Stock, Warrants or Registrable Securities without registration under the Securities Act within the limitation limitations of the exemptions provided by (ia) Rule 144 or Regulation S under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule rules may be amended from time to time, or (iiib) any similar rules successor rule or regulations regulation hereafter adopted by the CommissionSEC. Upon the written request of any Holder of Registrable SecuritiesShareholder, the Company will deliver to such Holder Shareholder a written statement as to whether that it has complied with such requirements requirements. The Company shall, in connection with any request by a Shareholder in connection with a sale, transfer or other disposition by any Shareholder of any Registrable Securities pursuant to Rule 144 either currently or prospectively with unspecified timing, promptly cause (and in no event longer than five (5) Business Days after such request) the removal of any restrictive legend or similar restriction on the Securities Act and Registrable Securities, and, in the Exchange Act (at any time after it has become subject case of book-entry shares, make or cause to be made appropriate notifications on the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) books of the Company, ’s transfer agent for such number of shares and registered in such other reports, documents or stockholder communications of names as the Company, and take such further actions consistent with this Section 8(a), as a Holder Shareholders may reasonably request in availing itself and to provide a customary opinion of any rule or regulation counsel and instruction letter required by the Company’s transfer agent; provided, however, that the taking of such action by the Commission allowing Company is conditioned on the Company receiving all information and documentation reasonably necessary to support such actions and make a Holder to sell any determination that such Registrable Securities without registrationtransfer applies with applicable law.

Appears in 2 contracts

Samples: Registration Rights Agreement (T-Viii Pubopps Lp), Investment Agreement (TriState Capital Holdings, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a7(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 2 contracts

Samples: Registration Rights Agreement (Apollo Commercial Real Estate Finance, Inc.), Registration Rights Agreement (Apollo Commercial Real Estate Finance, Inc.)

Covenants Relating to Rule 144. For so long as the The Company is subject shall use its reasonable best efforts to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will (x) timely file the all reports and other documents required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted promulgated by the Commission thereunder. If SEC thereunder (provided, that if the Company ceases to be so is not required to file such reports, the Company covenants that it will will, upon the request of any Holder of Registrable Securities (a) Shareholder, make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act), and (by) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shareholder may reasonably request, and (c) take such further action that is reasonable request in the circumstanceswriting, in each case, to the extent required, required from time to time, time to enable such Holder to sell its Shareholder to, if permitted by the terms of this Agreement, the applicable Investment Agreement and the Registrable Securities, transfer such Registrable Securities without registration under the Securities Act within the limitation limitations of the exemptions provided by (ia) Rule 144 or Regulation S under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule rules may be amended from time to time, or (iiib) any similar rules successor rule or regulations regulation hereafter adopted by the CommissionSEC. Upon the written request of any Holder of Registrable SecuritiesShareholder, the Company will deliver to such Holder Shareholder a written statement as to whether that it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become requirements, subject to its compliance with such requirements. The Company shall, upon any request by a Shareholder in connection with a sale, transfer or other disposition by any Shareholder of any Registrable Securities permitted by Rule 144, (i) use its reasonable best efforts to promptly (and in no event longer than five (5) Business Days after such request) cause the reporting requirements removal of any restrictive legend or similar restriction on the Exchange Act)Registrable Securities, a copy and, in the case of book-entry shares, make or cause to be made appropriate notifications on the most recent annual and quarterly report(s) books of the Company, ’s transfer agent for such number of shares and registered in such other reports, documents or stockholder communications of names as the Company, and take such further actions consistent with this Section 8(a), as a Holder Shareholders may reasonably request and (ii) provide a customary opinion of counsel and instruction letter required by the Company’s transfer agent in availing itself connection with such sale, transfer or disposition of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registrationSecurities; provided, however, that the taking of such action by the Company is conditioned on the Company receiving all information and documentation reasonably necessary to support such actions and make a determination that such transfer applies with Law.

Appears in 2 contracts

Samples: Registration Rights Agreement (Banc of California, Inc.), Registration Rights Agreement (Warburg Pincus LLC)

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Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission SEC thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any a Holder of Registrable Securities to the extent such information is required for such Holder to sell (ai) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (bii) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any such Holder of Registrable Securities may reasonably request, and (ciii) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (iA) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (iiB) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iiiC) any similar rules or regulations hereafter adopted by the CommissionSEC. Upon the request of any Holder of Registrable Securitiesa Holder, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a10(a), as a such Holder may reasonably request in availing itself of any rule or regulation of the Commission SEC allowing a such Holder to sell any such Registrable Securities without registration.

Appears in 1 contract

Samples: Investor Rights Agreement (Simply Good Foods Co)

Covenants Relating to Rule 144. For so long as If the Company is subject shall have filed a registration statement pursuant to the reporting requirements of Section 13 12 of the Exchange Act or 15 a registration statement pursuant to the requirements of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any the Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any a Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such a Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any a Holder of Registrable SecuritiesShares, the Company will deliver to such Holder the Holders a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)6.1, as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a such Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Aspen REIT, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take Exh. B-15 such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Provident Mortgage Capital Associates, Inc.)

Covenants Relating to Rule 144. For so long as the The Company is subject shall use its reasonable best efforts to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will (x) timely file the all reports and other documents required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted promulgated by the Commission thereunder. If SEC thereunder (provided, that if the Company ceases to be so is not required to file such reports, the Company covenants that it will will, upon the request of any Holder of Registrable Securities (a) Shareholder, make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act), and (by) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shareholder may reasonably request, and (c) take such further action that is reasonable request in the circumstanceswriting, in each case, to the extent required, required from time to time, time to enable such Holder to sell its Shareholder to, if permitted by the terms of this Agreement, the applicable Investment Agreement and the Registrable Securities, transfer such Registrable Securities without registration under the Securities Act within the limitation limitations of the exemptions provided by (ia) Rule 144 or Regulation S under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule rules may be amended from time to time, or (iiib) any similar rules successor rule or regulations regulation hereafter adopted by the CommissionSEC. Upon the written request of any Holder of Registrable SecuritiesShareholder, the Company will deliver to such Holder Shareholder a written statement as to whether that it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become requirements, subject to its compliance with such requirements. The Company shall, upon any request by a Shareholder in connection with a sale, transfer or other disposition by any Shareholder of any Registrable Securities permitted by Rule 144, (i) use its reasonable best efforts to promptly (and in no event longer than five (5) Business Days after such request) cause the reporting requirements removal of any restrictive legend or similar restriction on the Exchange Act)Registrable Securities, a copy and, in the case of book-entry shares, make or cause to be made appropriate notifications on the most recent annual and quarterly report(s) books of the Company, ’s transfer agent for such number of shares and registered in such other reports, documents or stockholder communications of names as the Company, and take such further actions consistent with this Section 8(a), as a Holder Shareholders may reasonably request and (ii) provide a customary opinion of counsel and instruction letter required by the Company’s transfer agent in availing itself connection with such sale, transfer or disposition of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registrationSecurities; provided that the taking of such action by the Company is conditioned on the Company receiving all information and documentation reasonably necessary to support such actions and make a determination that such transfer applies with Law.

Appears in 1 contract

Samples: Registration Rights Agreement (New York Community Bancorp, Inc.)

Covenants Relating to Rule 144. For so long as the Company REIT is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company REIT covenants that it will shall file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company REIT ceases to be so required to file such reports, the Company REIT covenants that it will shall, upon the request of any Holder of Registrable Securities Shares, to the extent required by law, rule, or regulation (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, ; (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will shall take such further action as any Holder of Registrable Securities Shares may reasonably request, ; and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will REIT shall deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first registration statement filed by the REIT for an offering of its Series A Preferred Shares to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the CompanyREIT, and such other reports, documents or stockholder shareholder communications of the CompanyREIT, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (National Storage Affiliates Trust)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after 90 days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a8(c), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Form of Registration Rights Agreement (Ladder Capital Realty Finance Inc)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied its compliance with such requirements and of Rule 144 under the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a7(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Conversion Labs, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Exchange Act, the Company covenants that it will use its reasonable best efforts to file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will will, upon the request of any Holder the Holders of Registrable Securities Shares, (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder the Holders of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder the Holders to sell its their Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder the Holders of Registrable SecuritiesShares, the Company will deliver to such Holder the Holders a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a)7.1, as a Holder the Holders may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder the Holders to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights and Stockholders Agreement (Global Net Lease, Inc.)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports rep01is required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements (at any time after ninety (90) days after the effective date of the first Registration Statement filed by the Company for an offering of its Common Stock to the general public) and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Ignite Restaurant Group, Inc.)

Covenants Relating to Rule 144. For so long Subject to the matters disclosed in Schedule 4.05 to this Agreement, the Purchaser will file reports in compliance with the Exchange Act, will comply with all rules and regulations of the SEC applicable in connection with the use of Rule 144 and take such other actions and furnish each Seller with such other information as such Seller may request in order to avail itself of such rule or any other rule or regulation of the Company is SEC allowing such holder to sell any Registrable Securities without registration, subject to the reporting requirements terms and conditions of Section 13 this Agreement, and will, at its expense, forthwith upon the request of any Seller, deliver to such Seller a certificate, signed by the Purchaser's principal financial officer, stating (a) the Purchaser's name, address and telephone number (including area code), (b) the Purchaser's Internal Revenue Service identification number, (c) the Purchaser's SEC file number, (d) the number of shares of each class of securities outstanding as shown by the most recent report or 15 of statement published by the Securities ActPurchaser, and (e) whether the Company covenants that it will file Purchaser has filed the reports required to be filed by it under the Securities Exchange Act for a period of at least twelve (12) months prior to the date of such certificate and that the Purchaser has been subject to the filing requirements under the Exchange Act for the past ninety (90) days. If at any time the Purchaser is not required to file reports in compliance with either Section 13(a) 13 or Section 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reportsAct, the Company covenants that it will Purchaser at its expense will, forthwith upon the written request of any Holder of Registrable Securities (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, to the extent required, from time to time, to enable such Holder to sell its Registrable Securities without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request holder of any Holder of Registrable Securities, the Company will deliver to such Holder a written statement as to whether it has complied make available adequate current public information with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject respect to the reporting requirements Purchaser within the meaning of the Exchange Act), a copy of the most recent annual and quarterly report(sparagraph (c)(2) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities without registrationRule 144.

Appears in 1 contract

Samples: Escrow Agreement (Scansoft Inc)

Covenants Relating to Rule 144. For so long as the Company is subject to the reporting requirements of Section 13 or 15 of the Securities Act, the Company covenants that it will file the reports required to be filed by it under the Securities Act and Section 13(a) or 15(d) of the Exchange Act and the rules and regulations adopted by the Commission thereunder. If the Company ceases to be so required to file such reports, the Company covenants that it will upon the request of any Holder of Registrable Securities Shares (a) make publicly available such information as is necessary to permit sales pursuant to Rule 144 under the Securities Act, (b) deliver such information to a prospective purchaser as is necessary to permit sales pursuant to Rule 144A under the Securities Act and it will take such further action as any Holder of Registrable Securities Shares may reasonably request, and (c) take such further action that is reasonable in the circumstances, in each case, case to the extent required, required from time to time, time to enable such Holder to sell its Registrable Securities Shares without registration under the Securities Act within the limitation of the exemptions provided by (i) Rule 144 under the Securities Act, as such Rule may be amended from time to time, (ii) Rule 144A under the Securities Act, as such rule may be amended from time to time, or (iii) any similar rules or regulations hereafter adopted by the Commission. Upon the request of any Holder of Registrable SecuritiesShares, the Company will deliver to such Holder a written statement as to whether it has complied with such requirements and of the Securities Act and the Exchange Act (at any time after it has become subject to the reporting requirements of the Exchange Act), a copy of the most recent annual and quarterly report(s) of the Company, and such other reports, documents or stockholder communications of the Company, and take such further actions consistent with this Section 8(a), as a Holder may reasonably request in availing itself of any rule or regulation of the Commission allowing a Holder to sell any such Registrable Securities Shares without registration.

Appears in 1 contract

Samples: Registration Rights Agreement (Apollo Commercial Real Estate Finance, Inc.)

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