Covered Security Clause Samples
Covered Security. The Common Stock is a "Covered Security" as defined in Section 18 of the Securities Act.
Covered Security. Community Financial Common Stock is a “covered security” as defined in Section 18(b)(1)(A) of the Securities Act.
Covered Security. The term “Covered Securities” shall have the meaning set forth in Section 18 of the Securities Act.
Covered Security. The Company shall provide prompt written notice to ▇▇▇▇▇▇▇▇ when each of the Registration Statements has been declared effective by the SEC. The Company will use its best efforts to: (i) keep each Registration Statement effective until the earlier of (A) the later of (1) the second anniversary of the issuance of the last Covered Security that may be issued and to which such Registration Statement relates, or (2) such time as all of the Covered Securities issued or issuable to ▇▇▇▇▇▇▇▇ and to which such Registration Statement relates can be sold by ▇▇▇▇▇▇▇▇ or any of its affiliates within a three-month period without compliance with the registration requirements of the Securities Act pursuant to Rule 144 or (B) the date all of the Covered Securities covered by such Registration Statement shall have been sold by ▇▇▇▇▇▇▇▇ and its affiliates (such later period, the "Registration Period"); (ii) prepare and file with the SEC such amendments and supplements to the Registration Statements and the prospectuses used in connection with the Registration Statements (as such prospectuses are so amended and supplemented from time to time, the "Prospectuses") as may be necessary to comply with the provisions of the Securities Act with respect to the disposition of all Covered Securities by ▇▇▇▇▇▇▇▇ or any of its affiliates; (iii) furnish such number of Prospectuses and other documents incident thereto, including any amendment of or supplement to the Prospectuses, as ▇▇▇▇▇▇▇▇ from time to time may reasonably request; (iv) cause all Covered Securities to be listed on each securities exchange and quoted on each quotation service on which similar securities issued by the Company are then listed or quoted; (v) provide a transfer agent and registrar for all Covered Securities and a CUSIP number for all Covered Securities; (vi) otherwise comply with all applicable rules and regulations of the SEC, the Nasdaq and any other exchange or quotation service on which the Covered Securities are obligated to be listed or quoted under this Agreement; and (vii) file the documents required of the Company and otherwise obtain and maintain requisite blue sky clearance in (x) New York and all other jurisdictions in which any of the Covered Securities were originally sold and (y) all other states specified in writing by ▇▇▇▇▇▇▇▇, provided, however, that, as to this clause (y), the Company shall not be required to qualify to do business or consent to service of process in any state in which it i...
Covered Security. AC Financial Common Stock is a “covered security” as defined in Section 18(b)(1)(A) of the Securities Act.
Covered Security. The term "Covered Security" shall have the meaning set forth in Section 2(a)(36) of the Act,/1/ including any right to acquire such security, except that it shall not include securities which are direct obligations of the Government of the United States, bankers' acceptances, bank certificates of deposit, commercial paper, high quality short-term debit instruments (including
Covered Security. 8 debt ............................................................................................... 6
Covered Security. The term "Covered Security" shall have the meaning set forth in Section 2(a)(36) of the Act, including any right to acquire such security, except that it shall not include securities which are direct obligations of the Government of the United States, bankers' acceptances, bank certificates of deposit, commercial paper, high quality short-term debit instruments (including repurchase agreements), and shares issued by open-end investment companies other than Reportable Funds (defined below). In addition, all exchange-traded funds ("ETFs"), whether registered as ______________________________________________________________________ open-end management companies or unit investment trusts, shall be treated as ____________________________________________________________________________ Covered Securities for reporting purposes only. _______________________________________________