Common use of Credit Investigation Clause in Contracts

Credit Investigation. In connection with any credit extended to or maintained for you by Stifel, an investigative consumer report including information as to character, general reputation, personal characteristics, mode of living, credit standing, or credit capacity may be made. Disclosure of the nature and scope of such inves- tigation, if made, will be provided to you upon written request. In all transactions between Stifel and you, you understand that Stifel is acting as the broker for you, except when Stifel discloses to you, in writing at or before the completion of a particular transac- tion, that Stifel is acting, with respect to such transaction, as dealer for Xxxxxx’x own account or as broker for some other person. Stifel is authorized to hold your securities in Stifel’s name on behalf of your Account “in street name,” and you understand and agree that this arrangement is a service to you and does not establish a fiduciary relationship. You hold Stifel free and harmless for any and all failure to notify you of any information and/or notices brought to Xxxxxx’x attention as nominee. Rule 14b-1(c) of U.S. Securities and Exchange Act of 1934 provides that, unless you object, Stifel may be required to disclose your name, address, and number of shares that you hold through Stifel to the issuers of those securities. The Rule is intended to pro- vide for improved communications between companies that issue securities and the shareholders who own those securities. If you wish to object to Xxxxxx’x disclosure of this information, you may do so at the time you open your Stifel account and anytime thereafter by notifying your Stifel Financial Advisor of your objection to the disclosure of this information to securities issuers. Until Stifel receives written notice of revocation from you, Stifel is hereby authorized to lend, to themselves as brokers or to others, any securities held by Stifel on margin for the Account of, or under the control of, you.

Appears in 3 contracts

Samples: Stifel Account, Stifel Account, Stifel Account

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Credit Investigation. In connection with any credit extended to or maintained for you by Stifel, an investigative consumer report including information as to character, general reputation, personal per- xxxxx characteristics, mode of living, credit standing, or credit capacity may be made. Disclosure of the nature and scope of such inves- tigationinvestigation, if made, will be provided to you upon written request. In all transactions between Stifel and you, you understand that Stifel is acting as the broker for you, except when Stifel discloses to you, in writing at or before the completion of a particular transac- tion, that Stifel is acting, with respect to such transaction, as dealer for Xxxxxx’x own account or as broker for some other person. Stifel is authorized to hold your securities in Stifel’s name on behalf of your Account “in street name,” and you understand and agree that this arrangement is a service to you and does not establish a fiduciary relationship. You hold Stifel free and harmless for any and all failure to notify you of any information and/or notices brought to Xxxxxx’x attention as nominee. Rule 14b-1(c) of U.S. Securities and Exchange Act of 1934 provides that, unless you object, Stifel may be required to disclose your name, address, and number of shares that you hold through Stifel to the issuers of those securities. The Rule is intended to pro- vide for improved communications between companies that issue securities and the shareholders who own those securities. If you wish to object to Xxxxxx’x disclosure of this information, you may do so at the time you open your Stifel account and anytime thereafter by notifying your Stifel Financial Advisor of your objection to the disclosure of this information to securities issuers. Until Stifel receives written notice of revocation from you, Stifel is hereby authorized to lend, to themselves as brokers or to others, any securities held by Stifel on margin for the Account of, or under the control of, you.

Appears in 1 contract

Samples: www.stifel.com

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Credit Investigation. In connection with any credit extended to or maintained for you by Stifel, an investigative consumer report including information as to character, general reputation, personal characteristics, mode of living, credit standing, or credit capacity may be made. Disclosure of the nature and scope of such inves- tigation, if made, will be provided to you upon written request. In all transactions between Stifel and you, you understand that Stifel is acting as the broker for you, except when Stifel discloses to you, in writing at or before the completion of a particular transac- tion, that Stifel is acting, with respect to such transaction, as dealer for Xxxxxx’x own account or as broker for some other person. Stifel is authorized to hold your securities in Stifel’s name on behalf of your Account “in street name,” and you understand and agree that this arrangement is a service to you and does not establish a fiduciary relationship. You hold Stifel free and harmless for any and all failure to notify you of any information and/or notices brought to Xxxxxx’x attention as nominee. Rule 14b-1(c) of U.S. Securities and Exchange Act of 1934 provides that, unless you object, Stifel may be required to disclose your name, addressad- dress, and number of shares that you hold through Stifel to the issuers of those securities. The Rule is intended to pro- vide provide for improved communications communi- cations between companies that issue securities and the shareholders who own those securities. If you wish to object to Xxxxxx’x disclosure of this information, you may do so at the time you open your Stifel account and anytime thereafter by notifying your Stifel Financial Advisor of your objection to the disclosure of this information to securities issuers. Until Stifel receives written notice of revocation from you, Stifel is hereby authorized to lend, to themselves as brokers or to others, any securities held by Stifel on margin for the Account of, or under the control of, you.

Appears in 1 contract

Samples: Stifel Account

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