Criminal Proceedings. To the best of the Company’s knowledge, information and belief, none of the current directors or officers of the Company (or such shareholders’ respective principals) is or has ever been subject to prior regulatory, criminal or bankruptcy proceedings in the U.S. or elsewhere.
Appears in 3 contracts
Samples: Placement Agency Agreement (Marathon Patent Group, Inc.), Placement Agency Agreement (Dakota Plains Holdings, Inc.), Placement Agency Agreement (Northern Oil & Gas, Inc.)
Criminal Proceedings. To the best of the Company’s knowledge, information and belief, none of the current directors or officers of the Company (or such shareholders’ respective principals) is or has ever been subject to prior regulatoryregulatory proceedings (except as disclosed in the Registration Statement, the Time of Sale Disclosure Package, and the Prospectus) or criminal or bankruptcy proceedings in the U.S. or elsewhere.
Appears in 2 contracts
Samples: Purchase Agreement (EnerJex Resources, Inc.), Purchase Agreement (EnerJex Resources, Inc.)
Criminal Proceedings. To the best of the Company’s knowledge, information and belief, none of the current directors or officers of the Company (or such shareholders’ respective principals) is or has ever been subject to prior regulatory, criminal or bankruptcy proceedings in the U.S. or elsewhere.
Appears in 2 contracts
Samples: Purchase Agreement (Synergy Resources Corp), Underwriting Agreement (Northern Oil & Gas, Inc.)
Criminal Proceedings. To the best of the Company’s knowledge, information and belief, none of the current directors or officers of the Company (or such shareholdersstockholders’ respective principals) is or has ever been subject to prior regulatory, criminal or bankruptcy proceedings in the U.S. or elsewhere.
Appears in 2 contracts
Samples: Placement Agency Agreement, Placement Agency Agreement (NXT-Id, Inc.)
