Common use of CUSTODIAL OWNERSHIP Clause in Contracts

CUSTODIAL OWNERSHIP. For New XXX/Qualified Plan Accounts, please complete to form/application provided by your custodian of choice in addition to this Subscription Agreement and forward to the custodian forprocessing. • For existing XXX Accounts and other Custodial Accounts, information must be completed BY THE CUSTODIAN. • Have all documents signed by the appropriate officers as indicated in the Corporate Resolution (which are also to be included). (Remainder of page left blank - continues on next page) SUBSCRIPTION AGREEMENT 1. Investment (Select onlyone.) Issued by Red Oak Capital Intermediate Income Fund, LLC ☐ Initial Investment (minimum initial investment of $50,000 up to any multiple of $1,000) ☐ Additional Investment in this Offering (minimum of $1,000 up to any multiple of $1,000) Bonds Subscription Amount: $_ _ # of Bonds: CUSIP (if any) If you are making your investment through a broker-dealer or registered investment advisor, please provide the following information related to such broker-dealer or registered investment advisor: Name of firm: _ Name of individualrepresentative: _

CUSTODIAL OWNERSHIP. For New XXXIRA/Qualified Plan Accounts, please complete to form/application provided by your custodian of choice in addition to this Subscription Agreement and forward to the custodian forprocessing. • For existing XXX IRA Accounts and other Custodial Accounts, information must be completed BY THE CUSTODIAN. • Have all documents signed by the appropriate officers as indicated in the Corporate Resolution (which are also to be included). (Remainder of page left blank - continues on next page) SUBSCRIPTION AGREEMENT 1. Investment (Select onlyone.) Issued by Red Oak Capital Intermediate Income Fund, LLC ☐ Initial Investment (minimum initial investment of $50,000 up to any multiple of $1,000) ☐ Additional Investment in this Offering (minimum of $1,000 up to any multiple of $1,000) Bonds Subscription Amount: $_ _ # of Bonds: CUSIP (if any) If you are making your investment through a broker-dealer or registered investment advisor, please provide the following information related to such broker-dealer or registered investment advisor: Name of firm: _ Name of individualrepresentative: _

CUSTODIAL OWNERSHIP. For New XXXIRA/Qualified Plan Accounts, please complete to form/application provided by your custodian of choice in addition to this Subscription Agreement and forward to the custodian forprocessing. • For existing XXX IRA Accounts and other Custodial Accounts, information must be completed BY THE CUSTODIAN. • Have all documents signed by the appropriate officers as indicated in the Corporate Resolution (which are also to be included). (Remainder of page left blank - continues on next page) SUBSCRIPTION AGREEMENT 1. Investment (Select onlyone.) Issued by Red Oak Capital Intermediate Income Fund, LLC ☐ Initial Investment (minimum initial investment of $50,000 10,000 up to any multiple of $1,000) ☐ Additional Investment in this Offering (minimum of $1,000 up to any multiple of $1,000) Bonds Subscription Amount: $_ _ # of Bonds: CUSIP (if any) If you are making your investment through a broker-dealer or registered investment advisor, please provide the following information related to such broker-dealer or registered investment advisor: Name of firm: _ Name of individualrepresentative: _

CUSTODIAL OWNERSHIP. For New XXX/Qualified Plan Accounts, please complete to form/application provided by your custodian of choice in addition to this Subscription Agreement and forward to the custodian forprocessing. • For existing XXX Accounts and other Custodial Accounts, information must be completed BY THE CUSTODIAN. • Have all documents signed by the appropriate officers as indicated in the Corporate Resolution (which are also to be included). (Remainder of page left blank - continues on next page) SUBSCRIPTION AGREEMENT 1. Investment (Select onlyone.) Issued by Red Oak Capital Intermediate Income Fund, LLC ☐ Initial Investment (minimum initial investment of $50,000 10,000 up to any multiple of $1,000) ☐ Additional Investment in this Offering (minimum of $1,000 up to any multiple of $1,000) Bonds Subscription Amount: $_ _ # of Bonds: CUSIP (if any) If you are making your investment through a broker-dealer or registered investment advisor, please provide the following information related to such broker-dealer or registered investment advisor: Name of firm: _ Name of individualrepresentative: _