Common use of Custodian Acting at Your Direction – No Investment or Tax Advice Clause in Contracts

Custodian Acting at Your Direction – No Investment or Tax Advice. (i) We are acting solely as a directed Custodian to hold IRA assets and we have no discretion to direct any investment in your IRA. Accordingly, we are not a fiduciary (as said term is defined in the Internal Revenue Code, ERISA, or any other applicable federal, state, or local laws) with respect to your IRA Account. (ii) It is not our responsibility to review the prudence, merits, viability or suitability of any investment directed by you or your agent(s) or to determine whether the investment is suitable for you or acceptable under ERISA, the Internal Revenue Code or any other applicable law. (iii) We do not offer any investment advice, nor do we endorse any investment, investment product or investment strategy; and we do not endorse any investment advisor, representative, broker, dealer or other third party selected by you. By agreeing to custody an asset, such action does not constitute marketing or endorsing that asset by us. It also does not speak to the viability of that asset. (iv) We do not provide legal or tax advice with respect to the assets in your IRA Account. (v) We have no duty to inform you of any information on an asset held in your IRA Account which we may have learned in connection with another account or customer or from any source. (vi) By performing services under this Agreement, we are acting at your direction and on your behalf. We shall not be required to perform any additional services unless specifically agreed to under the terms and conditions of this Agreement, or as required under the Code and the Regulations promulgated thereunder with respect to IRAs. (vii) We shall be under no obligation or duty to investigate, analyze, monitor, verify title to, or otherwise evaluate any investment directed by you or your investment advisor, principals, representative or agent; nor shall we be responsible to notify you or take action should there be any default with regard to any investment. (viii) We are not responsible for communicating, forwarding, or notifying you or any third party of any information which we receive pertaining to your investments, IRA Account or relationships. For example, we have no duty or obligation to notify you with respect to any information, knowledge, irregularities, or our concerns relating to your investment or your investment advisor, broker, agent, promoter, or representative. Any failure of us to communicate such information to you does not result in any liability on us as Custodian. (ix) We may receive documentation from investment providers or asset holders regarding assets in your IRA. We may, but are not obligated to, forward this information to you. It will remain your sole responsibility to request and ensure that you receive all applicable documentation regarding your investments.

Custodian Acting at Your Direction – No Investment or Tax Advice. (i) We are acting solely as a directed Custodian to hold IRA Xxxx XXX assets and we have no discretion to direct any investment in your IRAXxxx XXX. Accordingly, we are not a fiduciary (as said term is defined in the Internal Revenue Code, ERISA, or any other applicable federal, state, state or local laws) with respect to your IRA Xxxx XXX Account. However, through our affiliate, we may receive a commission in connection with the unsolicited purchase or sale of a publicly traded security. (ii) It is not our responsibility to review the prudence, merits, viability or suitability of any investment directed by you or your agent(s) or to determine whether the investment is suitable for you or acceptable under ERISA, the Internal Revenue Code or any other applicable law. (iii) We do not offer any investment advice, nor do we endorse any investment, investment product or investment strategy; and we do not endorse any investment advisor, representative, broker, dealer or other third party selected by you. By agreeing to custody an asset, such action does not constitute marketing or endorsing that asset by us. It also does not speak to the viability of that asset. (iv) We do not provide legal or tax advice with respect to the assets in your IRA Xxxx XXX Account. (v) We have no duty to inform you of any information on an asset held in your IRA Xxxx XXX Account which we may have learned in connection with another account or customer or from any source. (vi) By performing services under this Agreement, we are acting at your direction and on your behalf. We shall not be required to perform any additional services unless specifically agreed to under the terms and conditions of this Agreement, or as required under the Code and the Regulations promulgated thereunder with respect to Xxxx IRAs. (vii) We shall be under no obligation or duty to investigate, analyze, monitor, verify title to, or otherwise evaluate any investment directed by you or your investment advisor, principals, representative or agent; nor shall we be responsible to notify you or take action should there be any default with regard to any investment. (viii) We are not responsible for communicating, forwarding, forwarding or notifying you or any third party of any information which we receive pertaining to your investments, IRA Xxxx XXX Account or relationships. For example, we have no duty or obligation to notify you with respect to any information, knowledge, irregularities, irregularities or our concerns relating to your investment or your investment advisor, broker, agent, promoter, or representative. Any failure of us to communicate such information to you does not result in any liability on us as Custodian. (ix) We may receive documentation from investment providers or asset holders regarding assets in your IRA. We may, but are not obligated to, forward this information to you. It will remain your sole responsibility to request and ensure that you receive all applicable documentation regarding your investments.

Custodian Acting at Your Direction – No Investment or Tax Advice. (i) We are acting solely as a directed Custodian to hold IRA assets and we have no discretion to direct any investment in your IRA. Accordingly, we are not a fiduciary (as said term is defined in the Internal Revenue Code, ERISA, or any other applicable federal, state, state or local laws) with respect to your IRA Account. However, through our affiliate, we may receive a commission in connection with the unsolicited purchase or sale of a publicly traded security. (ii) It is not our responsibility to review the prudence, merits, viability or suitability of any investment directed by you or your agent(s) or to determine whether the investment is suitable for you or acceptable under ERISA, the Internal Revenue Code or any other applicable law. (iii) We do not offer any investment advice, nor do we endorse any investment, investment product or investment strategy; and we do not endorse any investment advisor, representative, broker, dealer or other third party selected by you. By agreeing to custody an asset, such action does not constitute marketing or endorsing that asset by us. It also does not speak to the viability of that asset. (iv) We do not provide legal or tax advice with respect to the assets in your IRA Account. (v) We have no duty to inform you of any information on an asset held in your IRA Account which we may have learned in connection with another account or customer or from any source. (vi) By performing services under this Agreement, we are acting at your direction and on your behalf. We shall not be required to perform any additional services unless specifically agreed to under the terms and conditions of this Agreement, or as required under the Code and the Regulations promulgated thereunder with respect to IRAs. (vii) We shall be under no obligation or duty to investigate, analyze, monitor, verify title to, or otherwise evaluate any investment directed by you or your investment advisor, principals, representative or agent; nor shall we be responsible to notify you or take action should there be any default with regard to any investment. (viii) We are not responsible for communicating, forwarding, forwarding or notifying you or any third party of any information which we receive pertaining to your investments, IRA Account or relationships. For example, we have no duty or obligation to notify you with respect to any information, knowledge, irregularities, irregularities or our concerns relating to your investment or your investment advisor, broker, agent, promoter, or representative. Any failure of us to communicate such information to you does not result in any liability on us as Custodian. (ix) We may receive documentation from investment providers or asset holders regarding assets in your IRA. We may, but are not obligated to, forward this information to you. It will remain your sole responsibility to request and ensure that you receive all applicable documentation regarding your investments.

Custodian Acting at Your Direction – No Investment or Tax Advice. (ia) We are acting solely as a directed Custodian to hold IRA assets and we have no discretion to direct any investment in your IRAAccount. Accordingly, we are not a fiduciary (as said term is defined in the Internal Revenue Code, ERISA, or any other applicable federal, state, state or local laws) with respect to your IRA Account. However, through our affiliate, we may receive a commission in connection with the unsolicited purchase or sale of a publicly traded security. (iib) It is not our responsibility to review the prudence, merits, viability or suitability of any investment directed by you or your agent(s) or to determine whether the investment is suitable for you or acceptable under ERISA, the Internal Revenue Code or any other applicable lawyou. (iiic) We do not offer any investment advice, nor do we endorse any investment, investment product or investment strategy; and we do not endorse any investment advisor, representative, broker, dealer or other third party selected by you. By agreeing to custody an asset, such action does not constitute marketing or endorsing that asset by us. It also does not speak to the viability of that asset. (ivd) We do not provide legal or tax advice with respect to the assets in your IRA Account. (ve) We have no duty to inform you of any information on an asset held in your IRA Account which we may have learned in connection with another account or customer or from any source. (vif) By performing services under this Agreement, we are acting at your direction and on your behalf. We shall not be required to perform any additional services unless specifically agreed to under the terms and conditions of this Agreement, or as required under the Code Agreement and the Regulations promulgated thereunder with respect to IRAsthereunder. (viig) We shall be under no obligation or duty to investigate, analyze, monitor, verify title to, or otherwise evaluate any investment directed by you or your investment advisor, principals, representative or agent; nor shall we be responsible to notify you or take action should there be any default with regard to any investment. (viiih) We are not responsible for communicating, forwarding, forwarding or notifying you or any third party of any information which we receive pertaining to your investments, IRA Account or relationships. For example, we have no duty or obligation to notify you with respect to any information, knowledge, irregularities, irregularities or our concerns relating to your investment or your investment advisor, broker, agent, promoter, or representative. Any failure of us to communicate such information to you does not result in any liability on us as Custodian. (ix) We may receive documentation from investment providers or asset holders regarding assets in your IRA. We may, but are not obligated to, forward this information to you. It will remain your sole responsibility to request and ensure that you receive all applicable documentation regarding your investments.

Custodian Acting at Your Direction – No Investment or Tax Advice. (i) We are acting solely as a directed Custodian to hold IRA Xxxx XXX assets and we have no discretion to direct any investment in your IRAXxxx XXX. Accordingly, we are not a fiduciary (as said term is defined in the Internal Revenue Code, ERISA, or any other applicable federal, state, or local laws) with respect to your IRA Xxxx XXX Account. (ii) It is not our responsibility to review the prudence, merits, viability or suitability of any investment directed by you or your agent(s) or to determine whether the investment is suitable for you or acceptable under ERISA, the Internal Revenue Code or any other applicable law. (iii) We do not offer any investment advice, nor do we endorse any investment, investment product or investment strategy; and we do not endorse any investment advisor, representative, broker, dealer or other third party selected by you. By agreeing to custody an asset, such action does not constitute marketing or endorsing that asset by us. It also does not speak to the viability of that the asset. (iv) We do not provide legal or tax advice with respect to the assets in your IRA Xxxx XXX Account. (v) We have no duty to inform you of any information on an asset held in your IRA Xxxx XXX Account which we may have learned in connection with another account or customer or from any source. (vi) By performing services under this Agreement, we are acting at your direction and on your behalf. We shall not be required to perform any additional services unless specifically agreed to under the terms and conditions of this Agreement, or as required under the Code and the Regulations promulgated thereunder with respect to Xxxx IRAs. (vii) We shall be under no obligation or duty to investigate, analyze, monitor, verify title to, or otherwise evaluate any investment directed by you or your investment advisor, principals, representative or agent; nor shall we be responsible to notify you or take action should there be any default with regard to any investment. (viii) We are not responsible for communicating, forwarding, forwarding or notifying you or any third party of any information which we receive pertaining to your investments, IRA Xxxx XXX Account or relationships. For example, we have no duty or obligation to notify you with respect to any information, knowledge, irregularities, irregularities or our concerns relating to your investment or your investment advisor, broker, agent, promoter, or representative. Any failure of us to communicate such information to you does not result in any liability on us as Custodian. (ix) We may receive documentation from investment providers or asset holders regarding assets in your IRAIRA Account. We may, but are not obligated to, forward this information to you. It will remain your sole responsibility to request and ensure that you receive all applicable documentation regarding your investments.