Common use of Customer Names Proprietary to Financial Institution Clause in Contracts

Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to customers of the Funds and Financial Institution are and shall remain the sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDS, OGA, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGA, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGA, or any of their affiliates for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Group's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 6 contracts

Samples: Mutual Fund Sales and Service Agreement (One Group Mutual Funds), Mutual Fund Sales and Service Agreement (One Group Mutual Funds), Mutual Fund Sales and Service Agreement (One Group Mutual Funds)

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Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to customers of the Funds and Financial Institution are and shall remain the sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDSthe Trust, OGAA.Q. Xxxxxxx, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGAA.Q. Xxxxxxx, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGAA.Q. Xxxxxxx, or any of their affiliates for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Groupthe Trust's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (Mundoval Funds)

Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to Financial Institution's customers of the Funds and Financial Institution are and shall remain the Financial Institution's sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDS, OGA, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGA, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGA, or any of their affiliates 's customers for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Group's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (One Group Mutual Funds)

Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to customers of the Funds and Financial Institution are and shall remain the sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDSThe Trust, OGAKCO Investments, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGAKCO Investments, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGAKCO Investments, or any of their affiliates for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Groupthe Trust's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (Presidio Funds)

Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to Financial Institution's customers of the Funds and Financial Institution are and shall remain the Financial Institution's sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDS, OGA, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGA, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGA, or any of their affiliates 's customers for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this AgreementAgreement and other than as a direct or indirect result of Financial Institution entering into this Agreement with OGDS and OGA. (b) If applicable, Financial Institution will deliver One Group's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (One Group Mutual Funds)

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Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to customers of the Funds and Financial Institution are and shall remain the sole property of the Funds and the Financial Institution and shall not be disclosed to or used by the Funds, the Financial Institution, OGDS, OGA, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the Funds, OGDS, OGA, or any of their affiliates from utilizing the names of customers of Financial Institution, the Funds, OGDS, OGA, or any of their affiliates for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Group's ’s privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's ’s written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (One Group Mutual Funds)

Customer Names Proprietary to Financial Institution. (a) All information, including "nonpublic personal information" as that term in defined in Regulation S-P, relating to customers of the Funds Fund and Financial Institution are and shall remain the sole property of the Funds Fund and the Financial Institution and shall not be disclosed to or used by the FundsFund, the Financial Institution, OGDS, OGA, or their affiliates for any purpose except in the performance of their respective duties and responsibilities under this Agreement and except for servicing and informational mailings relating to the Funds Fund or as permitted by Rule 15 of Regulation S-P. Notwithstanding the foregoing, this Section 5 shall not prohibit the Financial Institution, the FundsFund, OGDS, OGA, or any of their affiliates from utilizing the names of customers of Financial Institution, the FundsFund, OGDS, OGA, or any of their affiliates for any purpose if the names are obtained in any manner other than from Financial Institution pursuant to this Agreement. (b) If applicable, Financial Institution will deliver One Groupthe Fund's privacy policy as required by Regulation S-P. (c) Neither party shall use the name of the other party in any manner without the other party's written consent, except as required by any applicable federal or state law, rule or regulation, and except pursuant to any mutually agreed upon promotional programs. (d) The provisions of this Section 5 shall survive the termination of this Agreement.

Appears in 1 contract

Samples: Mutual Fund Sales and Service Agreement (Security Capital Real Estate Mutual Funds Inc)

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