CUSTOMER's REFUSAL Clause Samples

CUSTOMER's REFUSAL. The Client declares that it refuses to provide information about its experience and knowledge, as well as to provide information in case of change in circumstances by filling out a new form, and is informed that if the Broker refuses to provide this information, the last will not be able to assess the suitability of the product/service provided and agrees that the Broker will not comply with its obligations to perform an appropriate service assessment. However, the Broker is obliged to comply with the requirements for the treatment of conflicts of interest. An assessment of the suitability of trading in complex financial instruments is mandatory. Derivative financial instruments are an example of those that are generally considered complex. No Yes