Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 2011. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 2 contracts
Samples: Underwriter Warrant (China Yongxin Pharmaceuticals Inc.), Underwriter’s Warrant (China Yongxin Pharmaceuticals Inc.)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [February __________], 20112011 (the effective date of the Registration Statement – File No.333-166097). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Inc. (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 2 contracts
Samples: Underwriter’s Warrant (Iaso Pharma Inc), Underwriter’s Warrant (Iaso Pharma Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]__________, 20112007. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Inc. (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 2 contracts
Samples: Underwriters’ Warrant (Eyetel Imaging Inc), Underwriters’ Warrant (Eyetel Imaging Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]______, 20112009. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Inc. (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 2 contracts
Samples: Dealer Manager Warrant (Pro Pharmaceuticals Inc), Dealer Manager Warrant (Usa Technologies Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]__________, 20112007. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 2 contracts
Samples: Underwriters’ Warrant (Eyetel Imaging Inc), Underwriters’ Warrant (Eyetel Imaging Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 2011. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1)2010.
Appears in 2 contracts
Samples: Underwriter’s Warrant (Med BioGene Inc.), Underwriter’s Warrant (Med BioGene Inc.)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]February 25, 2011. Except as otherwise provided provide for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Inc. (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Cryoport, Inc.
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one three hundred and sixty-six (1366) year from days following the Base Date (the “Initial Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________January [ ], 20112008, the date of the final prospectus with respect to the Offering. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Authority (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Initial Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Bioheart, Inc.
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year 2 years from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [February __________], 20112012 (the effective date of the Registration Statement – File No. 333-178837). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Placement Agent’s Warrant (Liqtech International Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 20112010 (closing date). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Underwriter’s Warrant (Wave2Wave Communications, Inc.)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________[ ], 2011. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up date that is 180 days following the Base Date pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Underwriter Warrant (Uni-Pixel)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 20112010 (the effective date of the Post-Effective Amendment to the Registration Statement – File No.333-164791). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________[ ], 20112007. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year 180 days from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]March 8, 20112012. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Placement Agent’s Warrant (Liqtech International Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year 180 days from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [February __________], 20112012 (the effective date of the Registration Statement – File No. 333-178837). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Placement Agent’s Warrant (Liqtech International Inc)
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________----], 20112009. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Lihua International Inc.
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one three hundred and sixty-six (1366) year from days following the Base Date (the “Initial Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________November [ ], 20112007. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., Authority (“FINRA”) ), this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Initial Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Bioheart, Inc.
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 201120111. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 20112010 (the effective date of the Registration Statement – File No.333-164791). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________—], 20112009. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: China Hydroelectric Corp
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________]______, 20112007. Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory AuthorityNational Association of Securities Dealers, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: CampusU
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [________ ___], 20112010, which is the effective date of the Registration Statement (File No. 333-164848). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one six (16) year months from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [________ __, 2011, which is the effective date of the Registration Statement on Form F-1 (File No. 333-__________], 2011___). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract
Samples: Grand Farm Inc.
Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one (1) year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean [__________], 20112010 (the effective date of the Registration Statement – File No. 333-171199). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc., (“FINRA”) this Warrant shall not be sold, transferred, assigned, pledged or hypothecated prior to the Exercise Date. The Warrant Shares are subject to a 180-day lock-up pursuant to FINRA Rule 5110(g)(1).
Appears in 1 contract