Common use of Date of Warrant Exercise Clause in Contracts

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14, 2017 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 3 contracts

Samples: Underwriter Warrant (Cue Biopharma, Inc.), Underwriter Warrant (Cue Biopharma, Inc.), Underwriter Warrant (Cue Biopharma, Inc.)

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Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14__________, 2017 2013 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) 180 days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 2 contracts

Samples: Underwriting Agreement (Ideal Power Inc.), Ideal Power Inc.

Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one hundred eighty days (180180 days) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14March 21, 2017 2012 (the effective date of the registration statementstatement for the Offering). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) 180 days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 2 contracts

Samples: Underwriting Agreement (Parametric Sound Corp), Underwriter Warrant (Parametric Sound Corp)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty-five (180365) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14October 24, 2017 2019 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one three hundred eighty sixty-five (180365) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 2 contracts

Samples: Underwriter Warrant (TFF Pharmaceuticals, Inc.), Underwriter Warrant (TFF Pharmaceuticals, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty (180360) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[_______], 2017 2018 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one three hundred eighty sixty (180360) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Provention Bio, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty-five (180365) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14September 9, 2017 2016 (the effective date of the public offering of the Company’s securities pursuant to the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one one-hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriting Agreement (Resonant Inc)

Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one hundred eighty days (180180 days) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14mean_____, 2017 2012 (the effective date of the registration statementstatement for the Offering). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days year immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Parametric Sound Corp)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty-five (180365) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[●], 2017 2021 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one three hundred eighty sixty-five (180365) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(15110(e)(1), except as permitted under FINRA Rule 5110(g)(25110(e)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Movano Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[_______], 2017 2014 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Second Sight Medical Products Inc)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14March __________, 2017 2014 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) 180 days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Energous Corp)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty twelve (18012) days months after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[_______], 2017 2016 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Atomera Inc)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty-five (180365) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[●], 2017 2021 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one five hundred eighty forty (180540) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(15110(e)(1), except as permitted under FINRA Rule 5110(g)(25110(e)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Movano Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty (180360) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[_______], 2017 2015 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Aqua Metals, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14, 2017 2014 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Resonant Inc)

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Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As Date”).As used in this Warrant, the term “Base Date” shall mean December 14, 2017 2012 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) 180 days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter’s Warrant (Imprimis Pharmaceuticals, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14mean_____, 2017 2012 (the effective date of the registration statementstatement relating to the Offering). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days year immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (ZBB Energy Corp)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14May [____], 2017 2014 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) 180 days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (CBD Energy LTD)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty twelve (18012) days months after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14November [___], 2017 2018 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Eton Pharmaceuticals, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[_______], 2017 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Cue Biopharma, Inc.)

Date of Warrant Exercise. This Warrant shall become exercisable one three hundred eighty sixty-five (180365) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14August 4, 2017 2016 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one three hundred eighty sixty-five (180365) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Atomera Inc)

Date of Warrant Exercise. This Warrant shall become exercisable on the date that is one hundred eighty (1801) days after year from the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14__________, 2017 2012 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. Inc., (“FINRA”), ) this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days year immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Clearsign Combustion Corp)

Date of Warrant Exercise. This Warrant shall become exercisable one hundred eighty (180) days after the Base Date (the “Exercise Date”). As used in this Warrant, the term “Base Date” shall mean December 14[ ], 2017 2016 (the effective date of the registration statement). Except as otherwise provided for herein or as permitted by applicable rules of the Financial Industry Regulatory Authority, Inc. (“FINRA”), this Warrant and the underlying Warrant Shares shall not be sold, transferred, assigned, pledged or hypothecated prior to the date that is one hundred eighty (180) days immediately following the Base Date pursuant to FINRA Rule 5110(g)(1), except as permitted under FINRA Rule 5110(g)(2).

Appears in 1 contract

Samples: Underwriter Warrant (Pulse Biosciences, Inc.)

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