Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 60 contracts
Samples: Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F), Distribution Agreement (Morningstar Funds Trust), Distribution Agreement (Fairholme Funds Inc)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 38 contracts
Samples: Distribution Agreement (Brookfield Infrastructure Income Fund Inc.), Principal Underwriting Agreement (Timothy Plan), Distribution Agreement (Brookfield Infrastructure Income Fund Inc.)
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 12 contracts
Samples: Distribution Agreement (Catalyst Strategic Income Opportunities Fund), Distribution Agreement (Denali Structured Return Strategy Fund), Distribution Agreement (Niagara Income Opportunities Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 9 contracts
Samples: Distribution Agreement (Meketa Infrastructure Fund), Distribution Agreement (Oaktree Diversified Income Fund Inc.), Distribution Agreement (Kingsbarn Parallel Income Fund)
Dealer Agreement Indemnification. A. The Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that the Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 7 contracts
Samples: Distribution Agreement (First Trust Private Assets Fund), Distribution Agreement (First Trust Real Assets Fund), Distribution Agreement (Infinity Core Alternative Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 5 contracts
Samples: Distribution Agreement (Cornercap Group of Funds /Va/), Amended and Restated Distribution Agreement (Altmfx Trust), Distribution Agreement (Altx Trust)
Dealer Agreement Indemnification. A. The Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx dealers (all such brokers referred to herein as the “Brokers”), require that the Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 4 contracts
Samples: Distribution Agreement (Versus Capital Infrastructure Income Fund), Distribution Agreement (Versus Capital Real Assets Fund LLC), Distribution Agreement (Versus Capital Multi-Manager Real Estate Income Fund LLC)
Dealer Agreement Indemnification. A. The Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that the Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 3 contracts
Samples: Distribution Agreement (First Trust Hedged Strategies Fund), Agreement (Metropolitan West Funds), Distribution Agreement (TCW Alternative Funds)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the form of standard dealer agreement approved by the Fund (“Standard Dealer Agreement”).
Appears in 3 contracts
Samples: Distribution Agreement (504 Fund), Distribution Agreement (Pennant 504 Fund), Distribution Services Agreement (Pennant 504 Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) Agreements that contain certain representations, undertakings and indemnification that are not included in the form of dealer agreement attached hereto as Exhibit C (“Non-Standard Dealer AgreementAgreements”). Exhibit C may be amended from time to time by written agreement of the parties.
Appears in 3 contracts
Samples: Distribution Agreement (PNC Advantage Funds), Distribution Agreement (PNC Funds), Distribution Agreement (PNC Funds)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 3 contracts
Samples: Distribution Agreement (Bow River Capital Evergreen Fund), Distribution Agreement (U S Global Investors Inc), Distribution Agreement (Little Harbor MultiStrategy Composite Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMerrill Lynch, UBS and Xxxxxx Morgan Xxxxxxx (all xxx such brokers referred to brokexx xxxexxxx xx herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 2 contracts
Samples: Distribution Agreement (Community Development Fund), Distribution Agreement (Century Capital Management Trust)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in Distributor’s standard dealer agreement, the form of which is included as Exhibit C (the “Standard Dealer Agreement”).
Appears in 2 contracts
Samples: Distribution Agreement (Ironwood Institutional Multi-Strategy Fund LLC), Distribution Agreement (Ironwood Multi-Strategy Fund LLC)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 2 contracts
Samples: Distribution Agreement (Infinity Core Alternative Fund), Form of Distribution Agreement (Feg Absolute Access Tei Fund LLC)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreementstandard dealer agreement.
Appears in 2 contracts
Samples: Distribution Agreement (RBB Fund, Inc.), Form of Distribution Agreement (RBB Fund, Inc.)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 2 contracts
Samples: Distribution Agreement (PRISM Multi Strategy Fund), Distribution Agreement (Wakefield Alternative Series Trust)
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS UBS, and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that the Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings undertakings, and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Agreement (Connetic Venture Capital Access Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer AgreementFunds’ standard form of dealer agreement, as approved by the Funds’ Board of Trustees.
Appears in 1 contract
Samples: Arden Investment Series Trust (Arden Investment Series Trust)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “''Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Agreement (Cliffwater Enhanced Lending Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the standard dealer agreement approved by the Board and utilized by Distributor under this Agreement (the “Standard Dealer Agreement”).
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMerrill Lynch, UBS and Xxxxxx Xxxxxxx Morgan Stanley (all such brokers referred to herein as xx xxxxix xx the “Brokers”"Brokexx"), require rxxxxxx that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Sub-Distribution Agent Agreement (“Non-Standard Dealer AgreementDuties”).
Appears in 1 contract
Samples: Distribution Agreement (FlowStone Opportunity Fund)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMexxxxx Xyxxx, UBS and Xxxxxx Xxxxxxx Moxxxx Xtxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMexxxxx Xyxxx, UBS and Xxxxxx Xxxxxxx Moxxxx Xtxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMerrill Lynch, UBS and Xxxxxx Xxxxxxx Morgan Stanley (all such brokers referred to herein as the “hexxxx xx xxx "Brokers”"), require that xxxxxrx xxxx Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Services Agreement (DundeeWealth Funds)
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the standard dealer agreement negotiated by the parties (“Standard Dealer Agreement”).
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “‘‘Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Agreement (Cascade Private Capital Fund)
Dealer Agreement Indemnification. A. The Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that the Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Agreement (First Trust Private Credit Fund)
Dealer Agreement Indemnification. A. Distributor Each party acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges Both parties acknowledge and agrees agree that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx Xxxxx, UBS and Xxxxxx Xxxxxxx (all such brokers referred to herein as the “Brokers”), require that Distributor enter into dealer agreements (the “Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-broker- dealers, such as (without limitation) Xxxxxxx XxxxxMxxxxxx Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”) that contain certain representations, undertakings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Dealer Agreement Indemnification. A. Distributor acknowledges and agrees that certain large and significant broker-dealers, such as (without limitation) Xxxxxxx XxxxxMen-ill Lxxxx, UBS and Xxxxxx Xxxxxxx Mxxxxx Sxxxxxx (all such brokers referred to herein as the “"Brokers”"), require that Distributor enter into dealer agreements (the “"Non-Standard Dealer Agreements”") that contain certain representations, undertakings unde1takings and indemnification that are not included in the Standard Dealer Agreement.
Appears in 1 contract
Samples: Distribution Agreement (Palmer Square Opportunistic Income Fund)