Common use of Dealer/Load Processing Clause in Contracts

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each the Fund with a share class that charges a sales load (either front-end or back-end), Ultimus Xxxxxxx will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each the Fund with a share class that charges a sales load (either front-end or back-end), Ultimus Uxxxxxx will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus Service Provider will: 4.15.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.25.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.35.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.45.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.55.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each the Fund with a share class that charges a sales load (either front-end or back-end), Ultimus Service Provider will: 4.15.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.25.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.35.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.45.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.55.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for the separation of shareholder investments from transaction sale charges for the purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund Portfolio with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a any share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying apply appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“"CDSCs”") automatically during trade processing.

Dealer/Load Processing. For each Fund Trust with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses, if applicable; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 12b-l plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intent;Intent; Oak Associates Funds 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“"FESL”") breakpoint and Contingent Deferred Sales Charges (“"CDSCs”") automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter of intent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses, if applicable; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares;; Transfer Agent and Shareholder Services Addendum 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.

Dealer/Load Processing. For each Fund with a share class that charges a sales load (either front-end or back-end), Ultimus Service Provider will: 4.15.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.25.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.35.3. calculate fees due under Rule 12b-1 12b-l plans for distribution and marketing expenses; 4.45.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.55.5. applying appropriate Front End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.. Trust

Dealer/Load Processing. For each Fund fund with a share class that charges a sales load (either front-end or back-end), Ultimus will: 4.1. provide reports for tracking rights of accumulation and purchases made under a letter Letter of intentIntent; 4.2. account for separation of shareholder investments from transaction sale charges for purchase of Fund shares; 4.3. calculate fees due under Rule 12b-1 plans for distribution and marketing expenses; 4.4. track sales and commission statistics by dealer and provide for payment of commissions on direct shareholder purchases; and 4.5. applying appropriate Front Front-End Sales Load (“FESL”) breakpoint and Contingent Deferred Sales Charges (“CDSCs”) automatically during trade processing.