Common use of Dealing in Investments Clause in Contracts

Dealing in Investments. (a) The Executive will be subject to the Company’s Staff Dealing Rules which require prior permission to be obtained before dealing in most types of securities transactions and for requests and authorisations to deal to be confirmed in writing on the appropriate Company form. The Company also operates a closed period during which the Executive will not be permitted deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary action.

Appears in 2 contracts

Samples: Service Agreement (Royal Bank of Scotland Group PLC), Service Agreement (Royal Bank of Scotland Group PLC)

AutoNDA by SimpleDocs

Dealing in Investments. (a) 15.1. The Executive will be is subject to the Company’s Staff Dealing Rules (and divisional rules where applicable) which may require prior permission to be obtained before dealing the Executive is permitted to deal in most types of securities transactions and for requests and authorisations to deal to transactions. Requests must be confirmed submitted in writing on the appropriate Company form. The Company also operates a closed period during which the Executive will not be permitted to deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary actionaction and may lead to criminal proceedings and / or the summary dismissal of the Executive.

Appears in 1 contract

Samples: Service Agreement (Royal Bank of Scotland Group PLC)

Dealing in Investments. (a) 14.1. The Executive will be is subject to the Company’s 's Staff Dealing Rules (and divisional rules where applicable) which may require prior permission to be obtained before dealing the Executive is permitted to deal in most types of securities transactions and for requests and authorisations to deal to transactions. Requests must be confirmed submitted in writing on the appropriate Company form. The Company also operates a closed period during which the Executive will not be permitted to deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary actionaction and may lead to criminal proceedings and / or the summary dismissal of the Executive.

Appears in 1 contract

Samples: Service Agreement (Royal Bank of Scotland Group PLC)

Dealing in Investments. (a) 15.1. The Executive will be is subject to the Company’s Staff Dealing Rules (and divisional rules where applicable) which may require prior permission to be obtained before dealing the Executive is permitted to deal in most types of securities transactions and for requests and authorisations to deal to transactions. Requests must be confirmed submitted in writing on the appropriate Company form. The .The Company also operates a closed period during which the Executive will not be permitted to deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary actionaction and may lead to criminal proceedings and / or the summary dismissal of the Executive.

Appears in 1 contract

Samples: Service Agreement (Royal Bank of Scotland Group PLC)

AutoNDA by SimpleDocs

Dealing in Investments. (a) 15.1 The Executive will be is subject to the Company’s Staff Dealing Rules (and divisional rules where applicable) which may require prior permission to be obtained before dealing the Executive is permitted to deal in most types of securities transactions and for requests and authorisations to deal to transactions. Requests must be confirmed submitted in writing on the appropriate Company form. The Company also operates a closed period during which the Executive will not be permitted to deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary actionaction and may lead to criminal proceedings and / or the summary dismissal of the Executive.

Appears in 1 contract

Samples: Service Agreement (Royal Bank of Scotland Group PLC)

Dealing in Investments. (a) The Executive will be subject to the Company’s 's Staff Dealing Rules which require prior permission to be obtained before dealing in most types of securities transactions and for requests and authorisations to deal to be confirmed in writing on the appropriate Company form. The Company also operates a closed period during which the Executive will not be permitted deal in RBSG shares. Failure to abide by these rules will constitute serious misconduct for the purposes of any disciplinary action.

Appears in 1 contract

Samples: Service Agreement (Royal Bank of Scotland Group PLC)

Time is Money Join Law Insider Premium to draft better contracts faster.