Common use of Dealing With Escrow Securities Clause in Contracts

Dealing With Escrow Securities. 4.1 Restriction on Transfer, etc. UNLESS IT IS EXPRESSLY PERMITTED IN THIS AGREEMENT, YOU WILL NOT SELL, TRANSFER, ASSIGN, MORTGAGE, ENTER INTO A DERIVATIVE TRANSACTION CONCERNING, OR OTHERWISE DEAL IN ANY WAY WITH YOUR ESCROW SECURITIES OR ANY RELATED SHARE CERTIFICATES OR OTHER EVIDENCE OF THE ESCROW SECURITIES. IF A SECURITYHOLDER IS A PRIVATE COMPANY CONTROLLED BY ONE OR MORE PRINCIPALS (AS DEFINED IN SECTION 3.5 OF THE POLICY) OF THE ISSUER, THE SECURITYHOLDER MAY NOT PARTICIPATE IN A TRANSACTION THAT RESULTS IN A CHANGE OF ITS CONTROL OR A CHANGE IN THE ECONOMIC EXPOSURE OF THE PRINCIPALS TO THE RISKS OF HOLDING ESCROW SECURITIES. 4.2 Pledge, Mortgage or Charge as Collateral for a Loan