Dealings with Affiliates. Enter or permit any Subsidiary to enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Company.
Appears in 3 contracts
Samples: Note Purchase Agreement (Dynasil Corp of America), Note Purchase Agreement (Dynasil Corp of America), Note Purchase Agreement (Dynasil Corp of America)
Dealings with Affiliates. Enter Except for transactions involving the Company and Investor, enter or permit any Subsidiary to enter into any transaction with any holder of five percent (5% %) or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one anyone or more of such stockholders or members of their immediate families families, directly or indirectly holds five percent (5%) or more of any class of capital stock or other ownership interest, except (i) in the ordinary course of business and on terms not less favorable to the Company or the any Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 2 contracts
Samples: Note Purchase Agreement (Positron Corp), Note Purchase Agreement (Positron Corp)
Dealings with Affiliates. Enter or permit any Subsidiary to enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (World Energy Solutions, Inc.)
Dealings with Affiliates. Enter or permit any Subsidiary ------------------------ to enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Candela Corp /De/)
Dealings with Affiliates. Enter Except for transactions involving ------------------------ the Company and Investor, enter or permit any Subsidiary to enter into any transaction with any holder of five percent (5% %) or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one anyone or more of such stockholders or members of their immediate families families, directly or indirectly holds five percent (5%) or more of any class of capital stock or other ownership interest, except (i) in the ordinary course of business and on terms not less favorable to the Company or the any Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Dealings with Affiliates. Enter or permit any Subsidiary to ------------------------ enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) % or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Stockholders Agreement (Crown Castle International Corp)
Dealings with Affiliates. Enter Except as set forth in Schedule 3.11 attached hereto, enter or permit any Subsidiary to enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Note Purchase Agreement (World Energy Solutions, Inc.)
Dealings with Affiliates. Enter or permit any Subsidiary to enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, Company known to the Company or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Secured Term Note and Common Stock Purchase Warrants (Encon Systems Inc)
Dealings with Affiliates. Enter Except as is set forth in Exhibit ------------------------ ------- 3.11, enter or permit any Subsidiary to enter into any transaction with any ---- holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Note and Warrant Purchase Agreement (Peritus Software Services Inc)
Dealings with Affiliates. Enter or permit any Subsidiary to ------------------------ enter into any transaction with any holder of 5% or more of any class of capital stock of the Company, or any member of their families or any corporation or other entity in which any one or more of such stockholders or members of their immediate families directly or indirectly holds five percent (5%) or more of any class of capital stock except (i) in the ordinary course of business and on terms not less favorable to the Company or the Subsidiary than it would obtain in a transaction between unrelated parties or (ii) compensatory and similar arrangements with officers and directors of the Companyparties.
Appears in 1 contract
Samples: Secured Subordinated Note and Warrant Purchase Agreement (Providence & Worcester Railroad Co/Ri/)