Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 105 contracts
Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Sunesis Pharmaceuticals Inc), Underwriting Agreement (Sunesis Pharmaceuticals Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 39 contracts
Samples: Underwriting Agreement (Local Matters Inc.), Underwriting Agreement (Metabasis Therapeutics Inc), Underwriting Agreement (Kintera Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading trading, and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Regado Biosciences Inc), Underwriting Agreement (Regado Biosciences Inc), Underwriting Agreement (Regado Biosciences Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Shares Exchange, Inc. is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and RegulationsRegulations and (c) “knowledge” means the knowledge of the executive officers and directors of the Company after reasonable inquiry.
Appears in 2 contracts
Samples: Underwriting Agreement (NeoStem, Inc.), Underwriting Agreement (NeoStem, Inc.)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” or “subsidiaries” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Provide Commerce Inc), Underwriting Agreement (Provide Commerce Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has and “affiliate” have the meaning respective meanings set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreementthix Xxxxxxxxx, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading trading, (b) “knowledge” means the knowledge of the directors and executive officers of the Company after reasonable inquiry and (bc) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and not a federal holiday and (b) “subsidiary” has and “affiliate” have the meaning respective meanings set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is and the Nasdaq National Market are open for trading and trading, (b) “"Major Shareholder" means Xxxx X. Xxxxxx and (c) "subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and trading, (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations, and (c) “Company’s knowledge” means the actual knowledge of the Chief Executive Officer, Chief Financial Officer and any other executive officer (as defined in Rule 3b-7 under the Exchange Act) of the Company, after reasonable investigation and due inquiry.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, Agreement (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules rules and Regulationsregulations of the Commission.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and trading, (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations, and (c) “Company’s knowledge” or “best knowledge” means the actual knowledge of the Chief Executive Officer, Chief Financial Officer and any other executive officer (as defined in Exchange Act Rule 3b-7) of the Company, after reasonable investigation and due inquiry.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has shall mean the meaning set forth in Rule 405 of entities listed on Exhibit 21.1 to the Rules and RegulationsCompany’s annual report filed on Form 10-K for the fiscal year ended September 30, 2003.
Appears in 1 contract
Samples: Underwriting Agreement (Integrated Silicon Solution Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and trading, (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and RegulationsRegulations and (c) “knowledge” means the knowledge of the directors and officers of the Company after reasonable inquiry.
Appears in 1 contract
Samples: Placement Agent Agreement (Ampio Pharmaceuticals, Inc.)
Definition of Certain Terms. For purposes of this Agreement, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is and the American Stock Exchange, Inc. are open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading trading, (b) “knowledge” means the actual knowledge of the directors and officers of the Company after reasonable inquiry and (bc) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Samples: Placement Agency Agreement (Ekso Bionics Holdings, Inc.)