Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 105 contracts
Samples: Underwriting Agreement (ClearSign Technologies Corp), Underwriting Agreement (Sunesis Pharmaceuticals Inc), Underwriting Agreement (Sunesis Pharmaceuticals Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) Agreement “business day” means any day on which the New York Stock Exchange, Inc. Exchange is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulationstrading.
Appears in 5 contracts
Samples: Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.), Underwriting Agreement (Babcock & Wilcox Enterprises, Inc.)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading trading, (b) “knowledge” means the knowledge of the officers of the Company after reasonable inquiry and (bc) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 4 contracts
Samples: Placement Agent Agreement (Thermogenesis Corp), Placement Agent Agreement (Thermogenesis Corp), Underwriting Agreement (Anadys Pharmaceuticals Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading trading, (b) “knowledge” means the knowledge of the directors and officers of the Company after reasonable inquiry and (bc) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations, but excluding any inactive or immaterial subsidiaries.
Appears in 3 contracts
Samples: Underwriting Agreement (NGAS Resources Inc), Underwriting Agreement (Beacon Power Corp), Underwriting Agreement (Beacon Power Corp)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. NYSE American LLC is open for trading and (b) “subsidiarysubsidiaries” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Matinas BioPharma Holdings, Inc.), Underwriting Agreement (Matinas BioPharma Holdings, Inc.)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. Exchange is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 2 contracts
Samples: Placement Agent Agreement (Genta Inc De/), Placement Agent Agreement (Universal Travel Group)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has the meaning set forth means “significant subsidiary” as that term is defined in Rule 405 1-02(w) of the Rules and Regulations.Regulation S-X.
Appears in 2 contracts
Samples: Underwriting Agreement (Mindspeed Technologies, Inc), Underwriting Agreement (Mindspeed Technologies, Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. Exchange is open for trading and (b) “subsidiary”Subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiarySubsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Samples: Placement Agency Agreement (Phoenix Technologies LTD)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “”subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations; provided, however, that solely for purposes of this Agreement the term "subsidiary" shall include LGTC; and (c) "Significant Subsidiary" has the meaning set forth in Section 1-02(w) of Regulation S-X of the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Lions Gate Entertainment Corp /Cn/)
Definition of Certain Terms. For purposes of this AgreementXxxxxxxxx, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” " has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Anadys Pharmaceuticals Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and trading; (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.significant
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Samples: Placement Agent Agreement (Ariad Pharmaceuticals Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “"business day” " means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “"subsidiary” has " and "significant subsidiary" have the meaning meanings set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Samples: Underwriting Agreement (Discovery Partners International Inc)
Definition of Certain Terms. For purposes of this Agreement, (a) “”business day” means any day on which the New York Stock Exchange, Inc. is open for trading and (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and Regulations.
Appears in 1 contract
Definition of Certain Terms. For purposes of this Agreement, (a) “business day” means any day on which the New York Stock Exchange, Inc. is open for trading and trading, (b) “subsidiary” has the meaning set forth in Rule 405 of the Rules and RegulationsRegulations and (c) “knowledge” means the knowledge of the executive officers and directors of the Company after reasonable inquiry.
Appears in 1 contract
Samples: Underwriting Agreement (Discovery Laboratories Inc /De/)
