DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 Acts of Holders 6 Section 1.5 Notices, Etc., to Trustee and Issuers 7 Section 1.6 Notice to Holders of Securities; Waiver 7 Section 1.7 Language of Notices, Etc. 7 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 Execution, Authentication, Delivery and Dating 11 Section 3.4 Temporary Securities 13 Section 3.5 Registration, Transfer and Exchange 13 Section 3.6 Mutilated, Destroyed, Lost and Stolen Securities 15 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 Persons Deemed Owners 16 Section 3.9 Cancellation 16 Section 3.10 Computation of Interest; Calculations 16 Section 3.11 CUSIP Numbers 16
Appears in 2 contracts
Samples: Indenture (CareTrust REIT, Inc.), Indenture (Renee Avenue Health Holdings LLC)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 13 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 13 ARTICLE 2. THE NOTES 15 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 15 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 Ranking 16 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 16 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 16 Section 3.4 2.05 Temporary Securities 13 Notes 17 Section 3.5 2.06 Registration, ; Registration of Transfer and Exchange 13 17 Section 3.6 2.07 Transfer Restrictions 19 Section 2.08 Expiration of Restrictions 20 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 22 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 23 Section 3.9 2.11 Transfer and Exchange 23 Section 2.12 Purchase of Notes; Cancellation 16 26 Section 3.10 2.13 CUSIP Numbers 27 Section 2.14 Payment and Computation of InterestInterest 27 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 27 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 27 Section 3.02 Fundamental Change Company Notice 28 Section 3.03 Repurchase Procedures 29 Section 3.04 Effect of Fundamental Change Purchase Notice 30 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 30 Section 3.06 Deposit of Fundamental Change Purchase Price 31 Section 3.07 Notes Purchased in Whole or in Part 31 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 31 Section 3.09 Repayment to the Company 32 ARTICLE 4. CONVERSION 32 Section 4.01 Right To Convert 32 Section 4.02 Conversion Procedures 35 Section 4.03 Settlement Upon Conversion 37 Section 4.04 Adjustment of Conversion Rate 41 Section 4.05 Discretionary and Voluntary Adjustments 52 Section 4.06 Adjustment to Conversion Rate Upon Conversion in Connection with a Make-Whole Fundamental Change 52 Section 4.07 Effect of Recapitalization, Reclassification, Consolidation, Merger or Sale 54 Section 4.08 Certain Covenants 56 Section 4.09 Responsibility of Trustee 57 Section 4.10 Notice of Adjustment to the Trustee 57 Section 4.11 Notice to Holders 57 ARTICLE 5. COVENANTS 58 Section 5.01 Payment of Principal and Interest and the Fundamental Change Purchase Price 58 Section 5.02 Maintenance of Office or Agency 59 Section 5.03 Provisions as to Paying Agent 59 Section 5.04 Reports 61 Section 5.05 Statements as to Defaults 61 Section 5.06 Additional Interest Notice 62 Section 5.07 Compliance Certificate and Opinions of Counsel 62 Section 5.08 Additional Interest 63 Section 5.09 Corporate Existence 64 Section 5.10 Restriction on Resales 64 Section 5.11 Further Instruments and Acts 64 Section 5.12 Par Value Limitation 64 Section 5.13 Company to Furnish Trustee Names and Addresses of Holders 64 ARTICLE 6. REMEDIES 64 Section 6.01 Events of Default 64 Section 6.02 Acceleration; Calculations 16 Rescission and Annulment 66 Section 3.11 CUSIP Numbers 166.03 Additional Interest 67 Section 6.04 Waiver of Past Defaults 68 Section 6.05 Control by Majority 68 Section 6.06 Limitation on Suits 68 Section 6.07 Rights of Holders to Receive Payment and to Convert 69 Section 6.08 Collection of Indebtedness; Suit for Enforcement by Trustee 69 Section 6.09 Trustee May Enforce Claims Without Possession of Notes 69 Section 6.10 Trustee May File Proofs of Claim 69 Section 6.11 Restoration of Rights and Remedies 70 Section 6.12 Rights and Remedies Cumulative 70 Section 6.13 Delay or Omission Not a Waiver 70 Section 6.14 Priorities 70 Section 6.15 Undertaking for Costs 71 Section 6.16 Waiver of Stay, Extension and Usury Laws 71 Section 6.17 Notices from the Trustee 71 ARTICLE 7. SATISFACTION AND DISCHARGE 72 Section 7.01 Discharge of Liability on Notes 72
Appears in 1 contract
Samples: Indenture (Sunedison, Inc.)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 12 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 12 ARTICLE 2. THE NOTES 14 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 14 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 Ranking 15 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 15 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 15 Section 3.4 2.05 Temporary Securities 13 Notes 15 Section 3.5 2.06 Registration, ; Registration of Transfer and Exchange 13 16 Section 3.6 2.07 Transfer Restrictions 17 Section 2.08 Expiration of Restrictions 19 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 20 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 21 Section 3.9 2.11 Transfer and Exchange 21 Section 2.12 Cancellation 16 25 Section 2.13 CUSIP Numbers 25 Section 2.14 Payment and Computation of Interest 26 Section 2.15 Business Day 26 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 26 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 26 Section 3.02 Fundamental Change Company Notice 27 Section 3.03 Fundamental Change Repurchase Procedures 28 Section 3.04 Effect of Fundamental Change Purchase Notice 29 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 29 Section 3.06 Deposit of Fundamental Change Purchase Price 29 Section 3.07 Notes Purchased in Whole or in Part 30 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 30 Section 3.09 Repayment to the Company 30 Section 3.10 Computation Repurchase at Option of Interest; Calculations 16 Holders on Specified Dates 30 Section 3.11 CUSIP Numbers 16Withdrawal of Put Right Repurchase Notice 33 Section 3.12 Deposit of Put Right Repurchase Price 33 ARTICLE 4. EXCHANGE 34 Section 4.01 Right To Exchange 34 Section 4.02 Exchange Procedures 34 Section 4.03 Settlement Upon Exchange 36 Section 4.04 Adjustment of Exchange Rate 38 Section 4.05 Discretionary and Voluntary Adjustments 48
Appears in 1 contract
Samples: Indenture (Trinity Biotech PLC)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 13 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 13 ARTICLE 2. THE NOTES 15 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 15 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 [RESERVED] 15 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 15 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 15 Section 3.4 2.05 Temporary Securities 13 Notes 16 Section 3.5 2.06 Registration, ; Registration of Transfer of Notes and Exchange of Notes for Other Notes 16 Section 2.07 Transfer and Exchange 13 Hedging Restrictions 18 Section 3.6 2.08 [RESERVED] 18 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 18 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 19 Section 3.9 2.11 Transfer of Notes; Exchange of Notes for Other Notes 19 Section 2.12 Purchase of Notes; Cancellation 16 23 Section 3.10 2.13 CUSIP Numbers 23 Section 2.14 Payment and Computation of Interest; Calculations 16 Interest 23 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 24 Section 3.11 CUSIP Numbers 163.01 Purchase at Option of Holders upon a Fundamental Change 24 Section 3.02 Fundamental Change Company Notice 25 Section 3.03 Repurchase Procedures 26 Section 3.04 Effect of Fundamental Change Purchase Notice 27 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 27 Section 3.06 Deposit of Fundamental Change Purchase Price 27 Section 3.07 Notes Purchased in Whole or in Part 28 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 28 Section 3.09 Repayment to the Company 28 ARTICLE 4. EXCHANGE 28 Section 4.01 Right To Exchange 28 Section 4.02 Exchange Procedures 29 Section 4.03 Settlement Upon Exchange 31 Section 4.04 Adjustment of Exchange Rate 32 Section 4.05 Discretionary and Voluntary Adjustments 41 Section 4.06 Adjustment to Exchange Rate Upon Exchange in Connection with a Make-Whole Fundamental Change 41
Appears in 1 contract
Samples: Indenture (Sunedison, Inc.)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 13 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 13 ARTICLE 2. THE NOTES 15 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 15 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 Ranking 16 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 16 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 16 Section 3.4 2.05 Temporary Securities 13 Notes 17 Section 3.5 2.06 Registration, ; Registration of Transfer and Exchange 13 17 Section 3.6 2.07 Transfer Restrictions 19 Section 2.08 Expiration of Restrictions 21 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 22 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 23 Section 3.9 2.11 Transfer and Exchange 23 Section 2.12 Purchase of Notes; Cancellation 16 26 Section 3.10 2.13 CUSIP Numbers 27 Section 2.14 Payment and Computation of InterestInterest 27 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 27 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 27 Section 3.02 Fundamental Change Company Notice 28 Section 3.03 Repurchase Procedures 29 Section 3.04 Effect of Fundamental Change Purchase Notice 30 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 30 Section 3.06 Deposit of Fundamental Change Purchase Price 31 Section 3.07 Notes Purchased in Whole or in Part 31 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 31 Section 3.09 Repayment to the Company 32 ARTICLE 4. CONVERSION 32 Section 4.01 Right To Convert 32 Section 4.02 Conversion Procedures 35 Section 4.03 Settlement Upon Conversion 37 Section 4.04 Adjustment of Conversion Rate 41 Section 4.05 Discretionary and Voluntary Adjustments 52 Section 4.06 Adjustment to Conversion Rate Upon Conversion in Connection with a Make-Whole Fundamental Change 52 Section 4.07 Effect of Recapitalization, Reclassification, Consolidation, Merger or Sale 55 Section 4.08 Certain Covenants 56 Section 4.09 Responsibility of Trustee 56 Section 4.10 Notice of Adjustment to the Trustee 57 Section 4.11 Notice to Holders 58 ARTICLE 5. COVENANTS 58 Section 5.01 Payment of Principal and Interest and the Fundamental Change Purchase Price 58 Section 5.02 Maintenance of Office or Agency 59 Section 5.03 Provisions as to Paying Agent 59 Section 5.04 Reports 61 Section 5.05 Statements as to Defaults 61 Section 5.06 Additional Interest Notice 61 Section 5.07 Compliance Certificate and Opinions of Counsel 62 Section 5.08 Additional Interest 63 Section 5.09 Corporate Existence 64 Section 5.10 Restriction on Resales 64 Section 5.11 Further Instruments and Acts 64 Section 5.12 Par Value Limitation 64 Section 5.13 Company to Furnish Trustee Names and Addresses of Holders 64 ARTICLE 6. REMEDIES 64 Section 6.01 Events of Default 64 Section 6.02 Acceleration; Calculations 16 Rescission and Annulment 66 Section 3.11 CUSIP Numbers 166.03 Additional Interest 67 Section 6.04 Waiver of Past Defaults 68 Section 6.05 Control by Majority 68 Section 6.06 Limitation on Suits 68 Section 6.07 Rights of Holders to Receive Payment and to Convert 69 Section 6.08 Collection of Indebtedness; Suit for Enforcement by Trustee 69 Section 6.09 Trustee May Enforce Claims Without Possession of Notes 69 Section 6.10 Trustee May File Proofs of Claim 69 Section 6.11 Restoration of Rights and Remedies 70 Section 6.12 Rights and Remedies Cumulative 70 Section 6.13 Delay or Omission Not a Waiver 70 Section 6.14 Priorities 70 Section 6.15 Undertaking for Costs 71 Section 6.16 Waiver of Stay, Extension and Usury Laws 71 Section 6.17 Notices from the Trustee 71 ARTICLE 7. SATISFACTION AND DISCHARGE 72 Section 7.01 Discharge of Liability on Notes 72 Section 7.02 Deposited Monies to Be Held in Trust by Trustee 72 Section 7.03 Paying Agent to Repay Monies Held 72 Section 7.04 Return of Unclaimed Monies 72 Section 7.05 Reinstatement 73 ARTICLE 8. SUPPLEMENTAL INDENTURES 73 Section 8.01 Supplemental Indentures Without Consent of Holders 73 Section 8.02 Supplemental Indentures With Consent of Holders 74 Section 8.03 Notice of Amendment or Supplement 75 Section 8.04 Trustee to Sign Amendments, Etc. 75
Appears in 1 contract
Samples: Indenture (Sunedison, Inc.)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 6 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 Acts of Holders 6 7 Section 1.5 Notices, Etc., to Trustee and Issuers 7 Section 1.6 Notice to Holders of Securities; Waiver 7 8 Section 1.7 Language of Notices, Etc. 7 Etc 8 Section 1.8 Conflict with Trust Indenture Act 7 8 Section 1.9 Effect of Headings and Table of Contents 7 8 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 9 Section 1.14 Legal Holidays 8 9 Section 1.15 Waiver of Jury Trial 8 9 Section 1.16 Force Majeure 8 9 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 10 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 12 Section 3.3 Execution, Authentication, Delivery and Dating 11 12 Section 3.4 Temporary Securities 13 14 Section 3.5 Registration, Transfer and Exchange 13 14 Section 3.6 Mutilated, Destroyed, Lost and Stolen Securities 15 16 Section 3.7 Payment of Interest; Interest Rights Preserved 15 16 Section 3.8 Persons Deemed Owners 16 17 Section 3.9 Cancellation 16 17 Section 3.10 Computation of Interest; Calculations 16 18 Section 3.11 CUSIP Numbers 1618 ARTICLE 4 SATISFACTION AND DISCHARGE 18 Section 4.1 Satisfaction and Discharge of Indenture 18 Section 4.2 Application of Trust Money 19 ARTICLE 5 REMEDIES 19 Section 5.1 Events of Default 19 Section 5.2 Acceleration of Maturity; Rescission and Annulment 20 Section 5.3 Collection of Indebtedness and Suits for Enforcement by Trustee 21 Section 5.4 Trustee May File Proofs of Claim 21 Section 5.5 Trustee May Enforce Claims Without Possession of Securities 22 Section 5.6 Application of Money Collected 22 Section 5.7 Limitation on Suits 22 Section 5.8 Unconditional Right of Holders to Receive Principal, Premium and Interest 23 Section 5.9 Restoration of Rights and Remedies 23 Section 5.10 Rights and Remedies Cumulative 23 Section 5.11 Delay or Omission Not Waiver 23 Section 5.12 Control by Holders of Securities 23 Section 5.13 Waiver of Past Defaults 23 Section 5.14 Undertaking for Costs 24 ARTICLE 6 THE TRUSTEE 24 Section 6.1 Certain Duties and Responsibilities 24 Section 6.2 Notice of Defaults 25 Section 6.3 Certain Rights of Trustee 25 Section 6.4 Not Responsible for Recitals or Issuance of Securities 26 Section 6.5 May Hold Securities 26 Section 6.6 Money Held in Trust 27 Section 6.7 Compensation and Reimbursement 27 Section 6.8 Disqualifications; Conflicting Interests 27 Section 6.9 Corporate Trustee Required; Eligibility 27 Section 6.10 Resignation and Removal; Appointment of Successor 28 Section 6.11 Acceptance of Appointment by Successor 29 Section 6.12 Merger, Conversion, Consolidation or Succession to Business 29 Section 6.13 Preferential Collection of Claims Against Issuers and the Guarantor 30 Section 6.14 Appointment of Authenticating Agent 30
Appears in 1 contract
Samples: Indenture (Sabra Mecosta LLC)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.1. Definitions 1 Section 1.2 1.2. Compliance Certificates and Opinions 5 8 Section 1.3 1.3. Form of Documents Delivered to Trustee 6 9 Section 1.4 Acts of Holders 6 Section 1.5 1.4. Notices, Etc., to Trustee and Issuers 7 Company 9 Section 1.6 1.5. Notice to Holders of SecuritiesHolders; Waiver 7 10 Section 1.7 Language of Notices, Etc1.6. 7 Section 1.8 Conflict with With Trust Indenture Act 7 10 Section 1.9 1.7. Effect of Headings and Table of Contents 7 10 Section 1.10 1.8. Assignment; Successors and Assigns 8 11 Section 1.11 1.9. Separability Clause 8 11 Section 1.12 1.10. Benefits of Indenture 8 11 Section 1.13 1.11. Governing Law 8 11 Section 1.14 1.12. Legal Holidays 8 11 Section 1.15 1.13. No Security Interest Created 11 Section 1.14. Liability Solely Corporate 12 Section 1.15. Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 12 ARTICLE 2 II. DEBT SECURITY FORMS 9 12 Section 2.1 2.1. Forms Generally 9 12 Section 2.2 2.2. Form of Trustee’s Certificate of Authentication 9 13 Section 2.3 2.3. Securities in Global Form 10 13 ARTICLE 3 III. THE DEBT SECURITIES 10 15 Section 3.1 3.1. Amount Unlimited; Issuable in Series 10 15 Section 3.2 3.2. Denominations 11 18 Section 3.3 3.3. Execution, Authentication, Delivery and Dating 11 18 Section 3.4 3.4. Temporary Debt Securities; Global Notes Representing Debt Securities 13 20 Section 3.5 3.5. Registration, Transfer and Exchange 13 23 Section 3.6 3.6. Mutilated, Destroyed, Lost and Stolen Debt Securities 15 24 Section 3.7 3.7. Payment of Interest; Interest Rights Preserved 15 25 Section 3.8 Persons Deemed Owners 16 3.8. Cancellation 26 Section 3.9 Cancellation 16 Section 3.10 3.9. Computation of Interest; Calculations 16 Interest 26 Section 3.11 3.10. Currency of Payments in Respect of Debt Securities 27 Section 3.11. CUSIP Numbers 1627
Appears in 1 contract
Samples: Indenture (Nicolet Bankshares Inc)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 13 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 13 ARTICLE 2. THE NOTES 15 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 15 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 Ranking 16 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 16 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 16 Section 3.4 2.05 Temporary Securities 13 Notes 17 Section 3.5 2.06 Registration, ; Registration of Transfer and Exchange 13 17 Section 3.6 2.07 Transfer Restrictions 19 Section 2.08 Expiration of Restrictions 21 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 22 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 23 Section 3.9 2.11 Transfer and Exchange 23 Section 2.12 Purchase of Notes; Cancellation 16 26 Section 3.10 2.13 CUSIP Numbers 27 Section 2.14 Payment and Computation of InterestInterest 27 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 27 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 27 Section 3.02 Fundamental Change Company Notice 28 Section 3.03 Repurchase Procedures 29 Section 3.04 Effect of Fundamental Change Purchase Notice 30 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 30 Section 3.06 Deposit of Fundamental Change Purchase Price 31 Section 3.07 Notes Purchased in Whole or in Part 31 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 31 Section 3.09 Repayment to the Company 32 ARTICLE 4. CONVERSION 32 Section 4.01 Right To Convert 32 Section 4.02 Conversion Procedures 35 Section 4.03 Settlement Upon Conversion 37 Section 4.04 Adjustment of Conversion Rate 41 Section 4.05 Discretionary and Voluntary Adjustments 52 Section 4.06 Adjustment to Conversion Rate Upon Conversion in Connection with a Make-Whole Fundamental Change 52 Section 4.07 Effect of Recapitalization, Reclassification, Consolidation, Merger or Sale 55 Section 4.08 Certain Covenants 56 Section 4.09 Responsibility of Trustee 56 Section 4.10 Notice of Adjustment to the Trustee 57 Section 4.11 Notice to Holders 57 ARTICLE 5. COVENANTS 58 Section 5.01 Payment of Principal and Interest and the Fundamental Change Purchase Price 58 Section 5.02 Maintenance of Office or Agency 59 Section 5.03 Provisions as to Paying Agent 59 Section 5.04 Reports 61 Section 5.05 Statements as to Defaults 61 Section 5.06 Additional Interest Notice 62 Section 5.07 Compliance Certificate and Opinions of Counsel 62 Section 5.08 Additional Interest 63 Section 5.09 Corporate Existence 64 Section 5.10 Restriction on Resales 64 Section 5.11 Further Instruments and Acts 64 Section 5.12 Par Value Limitation 64 Section 5.13 Company to Furnish Trustee Names and Addresses of Holders 64 ARTICLE 6. REMEDIES 64 Section 6.01 Events of Default 64 Section 6.02 Acceleration; Rescission and Annulment 66 Section 6.03 Additional Interest 67 Section 6.04 Waiver of Past Defaults 68 Section 6.05 Control by Majority 68 Section 6.06 Limitation on Suits 68 Section 6.07 Rights of Holders to Receive Payment and to Convert 69 Section 6.08 Collection of Indebtedness; Suit for Enforcement by Trustee 69 Section 6.09 Trustee May Enforce Claims Without Possession of Notes 69 Section 6.10 Trustee May File Proofs of Claim 69 Section 6.11 Restoration of Rights and Remedies 70 Section 6.12 Rights and Remedies Cumulative 70 Section 6.13 Delay or Omission Not a Waiver 70 Section 6.14 Priorities 70 Section 6.15 Undertaking for Costs 71 Section 6.16 Waiver of Stay, Extension and Usury Laws 71 Section 6.17 Notices from the Trustee 71 ARTICLE 7. SATISFACTION AND DISCHARGE 72 Section 7.01 Discharge of Liability on Notes 72 Section 7.02 Deposited Monies to Be Held in Trust by Trustee 72 Section 7.03 Paying Agent to Repay Monies Held 72 Section 7.04 Return of Unclaimed Monies 72 Section 7.05 Reinstatement 73 ARTICLE 8. SUPPLEMENTAL INDENTURES 73 Section 8.01 Supplemental Indentures Without Consent of Holders 73 Section 8.02 Supplemental Indentures With Consent of Holders 74 Section 8.03 Notice of Amendment or Supplement 75 Section 8.04 Trustee to Sign Amendments, Etc. 75 ARTICLE 9. SUCCESSOR COMPANY 75 Section 9.01 Company May Consolidate, Etc. on Certain Terms 75 Section 9.02 Successor Corporation to Be Substituted 76 Section 9.03 Officer’s Certificate and Opinion of Counsel to Be Given to Trustee 77 ARTICLE 10. NO REDEMPTION 77 Section 10.01 No Redemption 77 ARTICLE 11. THE TRUSTEE 77 Section 11.01 Duties and Responsibilities of Trustee 77 Section 11.02 [RESERVED] 78 Section 11.03 Rights of the Trustee 78 Section 11.04 Trustee’s Disclaimer 80 Section 11.05 Trustee or Agents May Own Notes 80 Section 11.06 Monies to be Held in Trust 80 Section 11.07 Compensation and Expenses of Trustee 80 Section 11.08 Officer’s Certificate as Evidence 81 Section 11.09 Conflicting Interests of Trustee 81 Section 11.10 Eligibility of Trustee 81 Section 11.11 Resignation or Removal of Trustee 82 Section 11.12 Acceptance by Successor Trustee 83 Section 11.13 Succession by Xxxxxx, Etc. 84 Section 11.14 Preferential Collection of Claims 84 Section 11.15 Trustee’s Application for Instructions from the Company 84 ARTICLE 12. MISCELLANEOUS 84 Section 12.01 Effect on Successors and Assigns 84 Section 12.02 Governing Law 85 Section 12.03 No Note Interest Created 85 Section 12.04 Trust Indenture Act 85 Section 12.05 Benefits of Indenture 85 Section 12.06 Calculations 16 85 Section 3.11 CUSIP Numbers 1612.07 Execution in Counterparts 85 Section 12.08 Notices 86 Section 12.09 No Recourse Against Others 87 Section 12.10 Tax Withholding 87 Section 12.11 Waiver of Jury Trial 87 Section 12.12 U.S.A. Patriot Act 87 Section 12.13 Force Majeure 87 Section 12.14 Submission to Jurisdiction 87 INDENTURE, dated as of January 27, 2015, between SunEdison, Inc., a Delaware corporation, as issuer (the “Company”), and Wilmington Trust, National Association, as trustee, conversion agent, registrar, bid solicitation agent and paying agent (in such capacities, the “Trustee”, “Conversion Agent”, “Registrar”, “Bid Solicitation Agent” and “Paying Agent”, respectively).
Appears in 1 contract
Samples: Indenture (Sunedison, Inc.)
DEFINITIONS AND OTHER PROVISIONS OF GENERAL. APPLICATION 1 Section 1.1 1.01 Definitions 1 Section 1.2 Compliance Certificates and Opinions 5 1.02 References to Interest 17 Section 1.3 Form of Documents Delivered to Trustee 6 Section 1.4 1.03 Acts of Holders 6 17 ARTICLE 2. THE NOTES 19 Section 1.5 Notices, Etc., to Trustee 2.01 Title and Issuers 7 Terms; Payments 19 Section 1.6 Notice to Holders of Securities; Waiver 7 2.02 Ranking 19 Section 1.7 Language of Notices, Etc. 7 2.03 Denominations 20 Section 1.8 Conflict with Trust Indenture Act 7 Section 1.9 Effect of Headings and Table of Contents 7 Section 1.10 Successors and Assigns 8 Section 1.11 Separability Clause 8 Section 1.12 Benefits of Indenture 8 Section 1.13 Governing Law 8 Section 1.14 Legal Holidays 8 Section 1.15 Waiver of Jury Trial 8 Section 1.16 Force Majeure 8 Section 1.17 U.S.A. Patriot Act 8 Section 1.18 Tax Withholding and Reporting 9 ARTICLE 2 SECURITY FORMS 9 Section 2.1 Forms Generally 9 Section 2.2 Form of Trustee’s Certificate of Authentication 9 Section 2.3 Securities in Global Form 10 ARTICLE 3 THE SECURITIES 10 Section 3.1 Amount Unlimited; Issuable in Series 10 Section 3.2 Denominations 11 Section 3.3 2.04 Execution, Authentication, Delivery and Dating 11 20 Section 3.4 2.05 Temporary Securities 13 Notes 20 Section 3.5 2.06 Registration, ; Registration of Transfer and Exchange 13 21 Section 3.6 2.07 Transfer Restrictions 22 Section 2.08 Expiration of Restrictions 24 Section 2.09 Mutilated, Destroyed, Lost and Stolen Securities 15 Notes 25 Section 3.7 Payment of Interest; Interest Rights Preserved 15 Section 3.8 2.10 Persons Deemed Owners 16 26 Section 3.9 2.11 Transfer and Exchange 26 Section 2.12 Purchase of Notes; Cancellation 16 30 Section 2.13 CUSIP Numbers 30 Section 2.14 Payment and Computation of Interest 30 ARTICLE 3. REPURCHASE AT THE OPTION OF THE HOLDERS 31 Section 3.01 Purchase at Option of Holders upon a Fundamental Change 31 Section 3.02 Fundamental Change Company Notice 31 Section 3.03 Repurchase Procedures 33 Section 3.04 Effect of Fundamental Change Purchase Notice 34 Section 3.05 Withdrawal of Fundamental Change Purchase Notice 34 Section 3.06 Deposit of Fundamental Change Purchase Price 34 Section 3.07 Notes Purchased in Whole or in Part 35 Section 3.08 Covenant To Comply with Applicable Laws upon Purchase of Notes 35 Section 3.09 Repayment to the Company 35 Section 3.10 Computation Purchase at the Option of Interest; Calculations 16 Holders upon a Credit Agreement Mandatory Prepayment. 35 ARTICLE 4. CONVERSION 36 Section 3.11 CUSIP Numbers 164.01 Right To Convert. 36 Section 4.02 Conversion Procedures 40 Section 4.03 Settlement Upon Conversion. 41 Section 4.04 Adjustment of Conversion Rate 46 Section 4.05 Discretionary and Voluntary Adjustments 56
Appears in 1 contract
Samples: Indenture (Sunedison, Inc.)