Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things: (a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and (b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Fund Management LLC, Salomon Brothers Asset Management, Inc., Citicorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 44 contracts
Samples: Transfer Agency and Services Agreement (Western Asset High Income Opportunity Fund Inc.), Transfer Agency and Services Agreement (Western Asset Middle Market Debt Fund Inc.), Transfer Agency and Services Agreement (ClearBridge Energy MLP Total Return Fund Inc.)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee delegates will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Fund Management LLC, Salomon Brothers Asset Management, Inc., Citicorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 6 contracts
Samples: Transfer Agency and Services Agreement (ClearBridge Energy MLP Fund Inc.), Transfer Agency and Services Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.), Transfer Agency and Services Agreement (Western Asset Municipal Defined Opportunity Trust Inc.)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Smith Barney Fund Management LLCManaxxxxxx XXX, Salomon Brothers Asset Management, Inc., Citicorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 4 contracts
Samples: Transfer Agency and Services Agreement (Legg Mason Partners California Municipals Fund, Inc), Transfer Agency and Services Agreement (Legg Mason Partners Equity Funds), Transfer Agency and Services Agreement (Smith Barney Municipal Money Market Fund Inc)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Sxxxx Xxxxxx Fund Management LLC, Salomon Brothers Asset Management, Inc., Citicorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Transfer Agency and Services Agreement (Greenwich Street Series Fund)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Smith Barney Fund Management LLC, Salomon Brothers Asset Management, Inc.Xxx., Citicorp Xxxigroup Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Citifunds Premium Trust), Transfer Agency and Services Agreement (Tax Free Reserves Portfolio)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee delegates in which the delegatee delegates will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all al! federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Fund Management LLC, Salomon Brothers Asset Management, Inc., Citicorp Trust Bank, . Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 2 contracts
Samples: Transfer Agency and Services Agreement (Western Asset Middle Market Income Fund Inc.), Transfer Agency and Services Agreement (Clearbridge American Energy MLP Fund Inc.)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Smith Barney Fund Management LLC, Salomon Brothers Asset Management, Inc., Citicorp Xxxxxxxx Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Legg Mason Partners Oregon Municipals Fund)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Smith Barney Fund Management LLC, Salomon Brothers Asset Management, Inc.Xxx., Citicorp Xxxicorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Citifunds Institutional Trust)
Delegation of Responsibilities. 4.1 With respect to any Fund, Transfer Agent may delegate some or all of its duties under this Agreement to other parties that after reasonable inquiry Transfer Agent deems to be competent to assume such duties. In the event of any such delegation, Transfer Agent shall enter into a written agreement with the delegatee in which the delegatee will, among other things:
(a) agree to provide the services delegated to it in accordance with a written schedule of Performance Standards developed by Transfer Agent; and
(b) represent and warrant that it is duly registered as required under all federal and state securities laws. In any such circumstance, the Transfer Agent will be responsible for the services of the delegate, as if the Transfer Agent were performing the services itself. The Transfer Agent may not delegate any services to Xxxxx Xxxxxx Smith Barney Fund Management LLC, Salomon Brothers Asset Management, Inc.Xxx., Citicorp Xxticorp Trust Bank, Citigroup Inc., Citigroup Global Markets Holdings or any of their affiliates or entities under common control with the aforementioned entities without prior written authorization from the Board of the Fund.
Appears in 1 contract
Samples: Transfer Agency and Services Agreement (Citifunds Trust Iii)