Common use of Delisting Clause in Contracts

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 23 contracts

Samples: Loan and Security Agreement (Syros Pharmaceuticals, Inc.), Loan and Security Agreement (Syros Pharmaceuticals, Inc.), Loan and Security Agreement (Kezar Life Sciences, Inc.)

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Delisting. The shares of common stock of Borrower are delisted from the NASDAQ Capital Global Select Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Global Select Market.

Appears in 3 contracts

Samples: Loan and Security Agreement (RxSight, Inc.), Loan and Security Agreement (ObsEva SA), Loan and Security Agreement (ObsEva SA)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Global Select Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Global Select Market.

Appears in 3 contracts

Samples: Loan and Security Agreement (Pliant Therapeutics, Inc.), Loan and Security Agreement (Pliant Therapeutics, Inc.), Loan and Security Agreement (Xeris Pharmaceuticals Inc)

Delisting. The shares Shares of Borrower’s common stock of Borrower are delisted from the NASDAQ Capital Market because of Borrower’s failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock such exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Marketor market.

Appears in 2 contracts

Samples: Loan and Security Agreement (Ziopharm Oncology Inc), Loan and Security Agreement (Inmune Bio, Inc.)

Delisting. The shares of Class A common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 2 contracts

Samples: Loan and Security Agreement (Reata Pharmaceuticals Inc), Loan and Security Agreement (Reata Pharmaceuticals Inc)

Delisting. The shares of common stock of Borrower Parent are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 2 contracts

Samples: Loan and Security Agreement (89bio, Inc.), Loan and Security Agreement (Halozyme Therapeutics Inc)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Global Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Global Market.. ​

Appears in 1 contract

Samples: Loan and Security Agreement (Verastem, Inc.)

Delisting. The shares of common stock of Borrower are delisted from The NASDAQ Capital Global Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the The NASDAQ Capital Global Market.; or

Appears in 1 contract

Samples: Loan and Security Agreement (Regulus Therapeutics Inc.)

Delisting. The shares of common stock of Borrower the Issuer are delisted from the NASDAQ Capital Stock Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.States; or

Appears in 1 contract

Samples: Note Purchase Agreement (Revance Therapeutics, Inc.)

Delisting. The shares of common stock of Borrower Parent are delisted from NASDAQ Capital Market because of failure to comply with the continued listing standards thereof or due to a voluntary delisting delising which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Centogene N.V.)

Delisting. The shares of common stock Common Stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Celcuity Inc.)

Delisting. The shares of common stock of Borrower the Issuer are delisted from the NASDAQ Capital Stock Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.States; or (q)

Appears in 1 contract

Samples: Note Purchase Agreement (Revance Therapeutics, Inc.)

Delisting. The shares of common stock of Borrower Aviragen are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Vaxart, Inc.)

Delisting. The shares of common stock of Borrower are delisted from the NASDAQ Capital Global Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not promptly being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Global Market.

Appears in 1 contract

Samples: Loan and Security Agreement (LogicBio Therapeutics, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market or the NASDAQ Global Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market or the NASDAQ Global Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Nuvectra Corp)

Delisting. The shares of common stock of Borrower the Issuer are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Note Purchase Agreement (Puma Biotechnology, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Zogenix, Inc.)

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Delisting. The Cause the shares of common stock of Borrower are delisted from to remain listed on the NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Equillium, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in DMS 22024654.13 such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Lexicon Pharmaceuticals, Inc.)

Delisting. The shares of Borrower’s common stock of Borrower are is delisted from the NASDAQ Capital Market stock exchange because of Borrower’s failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Marketthereof.

Appears in 1 contract

Samples: Loan and Security Agreement (Taysha Gene Therapies, Inc.)

Delisting. The shares Shares of Borrower’s common stock of Borrower are delisted from NASDAQ Capital Market the Nasdaq stock exchange because of Borrower’s failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock such exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Marketor market.

Appears in 1 contract

Samples: Loan and Security Agreement (AVROBIO, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.. Confidential Treatment Requested by Puma Biotechnology, Inc.

Appears in 1 contract

Samples: Loan and Security Agreement (Puma Biotechnology, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.. 

Appears in 1 contract

Samples: Loan and Security Agreement (Silk Road Medical Inc)

Delisting. The Other than in connection with a Change of Control, the shares of common stock of Borrower Company are delisted from The NASDAQ Capital Stock Market because of either (a) a voluntary delisting or (b) a failure to comply with continued listing standards thereof or due to a voluntary delisting thereof, in either case which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital MarketStates.

Appears in 1 contract

Samples: Development Funding Loan Agreement (Cytokinetics Inc)

Delisting. The shares of common stock of the Borrower are delisted from NASDAQ the Nasdaq Capital Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Market.States; or

Appears in 1 contract

Samples: Credit Agreement (Zevra Therapeutics, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Global Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Global Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Evolus, Inc.)

Delisting. The shares of common stock of Borrower are delisted from NASDAQ Capital Stock Market because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the NASDAQ Capital Stock Market.

Appears in 1 contract

Samples: Loan and Security Agreement (Kura Oncology, Inc.)

Delisting. The shares of common stock of Borrower are delisted from The NASDAQ Capital Stock Market LLC because of failure to comply with continued listing standards thereof or due to a voluntary delisting which results in such shares not being listed on any other nationally recognized stock exchange in the United States having listing standards at least as restrictive as the The NASDAQ Capital MarketStock Market LLC.

Appears in 1 contract

Samples: Loan and Security Agreement (Entellus Medical Inc)

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