Common use of Delivery of Certificates Upon Exercise Clause in Contracts

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paid.

Appears in 7 contracts

Samples: Common Stock Purchase Warrant (Theralink Technologies, Inc.), Enochian Biosciences Inc, Enochian Biosciences Inc

AutoNDA by SimpleDocs

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement permitting Registration Statement covering the resale issuance of the Warrant Shares and to the Holder or (B) otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within Exercise, in either case, by the date that is three (3) Business Days from business days after the delivery to the Company of the Notice of Exercise FormForm (such date, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by properly exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(vi) prior to the issuance of such shares, have having been paid.

Appears in 6 contracts

Samples: Consulting Agreement (Cool Holdings, Inc.), Warrant Issuance Agreement (Cool Holdings, Inc.), Warrant Issuance Agreement (Cool Holdings, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by the Holder or (B) Rule 144 is available, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 6 contracts

Samples: Common Stock Purchase Warrant (Alternus Energy Inc.), Common Stock Purchase Warrant (Alternus Energy Inc.), Alternus Energy Inc.

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the Warrant Shares purchased or exercised hereunder exercise hereof shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting such shares are eligible for legend removal or such other book-entry or electronic delivery system agreed by Holder and the resale of the Warrant Shares and Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three on the date that is no more than five (35) Business Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), and (C) any required payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised by and any required payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the HolderHolder as set forth in Section 2(a) above, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have having been paid.

Appears in 6 contracts

Samples: Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid...

Appears in 6 contracts

Samples: Derycz Scientific Inc, Derycz Scientific Inc, Derycz Scientific Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required) and, except upon exercise hereof pursuant to Section 2(c), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, or, in the case of a cashless exercise is receivedpursuant to Section 2(c), upon delivery of the Notice of Exercise Form from the Holder. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise pursuant to Section 2(c) above) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Imageware Systems Inc), Imageware Systems Inc, Imageware Systems Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent for its Common Stock (the “Transfer Agent”) to the Holder by (i) crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares and otherwise by the Holder ; or (ii) by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: MGT Capital Investments Inc, MGT Capital Investments Inc, MGT Capital Investments Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by (i) if shares to be issued are not “restricted securities” (“Restricted Securities”) within the meaning of Rule 144 of the Securities Act of 1933, as amended, by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting Registration Statement covering the resale issuance of the Warrant Shares to the Holder and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within Exercise, in either case, by the date that is three (3) Business Days from business days after the delivery to the Company of the Notice of Exercise FormForm (such date, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”), or (ii) if the shares to be issued are Restricted Securities by physical delivery of a certificate representing such shares. This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing set forth in Section 2(a) hereof have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by properly exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(vi) prior to the issuance of such shares, have having been paid.

Appears in 5 contracts

Samples: Simply, Inc., Simply, Inc., Simply, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the shares are eligible for resale of the Warrant Shares without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 5 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: Enable Holdings, Inc., Enable Holdings, Inc., Enable Holdings, Inc.

Delivery of Certificates Upon Exercise. Certificates for Subject to and in reliance on Holder’s covenant in Section 7(b) of the Registration Rights Agreement, in the event of the exercise of this Warrant at a time when a Registration Statement covering the resale of the Warrant Shares is effective under the Securities Act, certificates for shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: New Paradigm Productions Inc, New Paradigm Productions Inc, New Paradigm Productions Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (x) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, or (y) such shares may be sold pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: Common Stock Purchase Warrant (Hpev, Inc.), Common Stock Purchase Warrant (Hpev, Inc.), Biolabmart Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise FormForm annexed hereto properly endorsed, surrender of this Warrant (if required), Option and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant "Option Share Delivery Date"). This Warrant Option shall be deemed to have been exercised on the date the Exercise Price is Price, the properly endorsed Notice of Exercise Form and the Option are received by the Company (or notice of cashless exercise is received)Company. The Warrant Option Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein therein, shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant Option has been exercised by delivery to the Company of the properly endorsed Notice of Exercise Form and the Option and payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 5 contracts

Samples: Savoy Resources Corp, Savoy Resources Corp, Savoy Resources Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 4 contracts

Samples: Subscription Agreement (Firefish, Inc), Micromet, Inc., Telanetix,Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting system, so long as the resale of the Warrant Shares certificates therefor are not required to bear a legend regarding restriction on transferability, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paid. The Company and the Holder may also agree to make arrangements for the delivery of the Warrant Shares, and the payment of the aggregate Exercise Price, by means of “DVP”, as described in the Subscription Agreement.

Appears in 4 contracts

Samples: Common Stock Purchase Warrant (Wave Systems Corp), Common Stock Purchase Warrant (Wave Systems Corp), Common Stock Purchase Warrant (Wave Systems Corp)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(v) prior to the issuance of such shares, have having been paid.

Appears in 4 contracts

Samples: Subscription and Escrow Agreement (Diversified Opportunities, Inc.), Diversified Opportunities, Inc., Diversified Opportunities, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 4 contracts

Samples: Accentia Biopharmaceuticals Inc, Accentia Biopharmaceuticals Inc, Accentia Biopharmaceuticals Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent (or by the Company in the event the Company has no transfer agent and, in such event certificates must be transmitted by physical delivery to the Holder) of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 4 contracts

Samples: Medgenics, Inc., Luxeyard, Inc., United Benefits & Pension Services, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the if applicable) (“Warrant Share Delivery Date”). This Warrant or any portion thereof shall be deemed to have been exercised on the date the Exercise Price Notice is received by delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all any taxes required to be paid by the Holder, if any, pursuant to Holder by the proviso of Section 1(c)(v2(e)(viii) prior to the issuance of such shares, below have been paid.

Appears in 4 contracts

Samples: Common Stock Purchase Warrant (Synova Healthcare Group Inc), Common Stock Purchase Warrant (Synova Healthcare Group Inc), Common Stock Purchase Warrant (Synova Healthcare Group Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “"Warrant Share Delivery Date"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Telanetix,Inc, Telanetix,Inc, Telanetix,Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company or its transfer agent is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares or another established clearing corporation performing similar functions, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: 180 Connect Inc., 180 Connect Inc., 180 Connect Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the shares are eligible for resale of the Warrant Shares without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price Price, if any, is received by the Company (or notice on date the Notice of cashless exercise Exercise is received), if it reflects a cashless exercise. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Equity Purchase Agreement (American Scientific Resources Inc), Covenant Group of China Inc, Agfeed Industries, Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by the Company or by the Transfer Agent by physical delivery to the address specified by the Holder in the Exercise Notice of Exercise promptly following, or if required by law, within three (3) Business Trading Days from from, the delivery to the Company of the Notice of duly executed Exercise FormNotice, surrender of this Warrant (and, if required)applicable, and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above in Section 2(a) (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on exercised, the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares of Common Stock for all purposes, as of on the date the Company receives the duly executed Exercise Notice, this Warrant has been exercised by payment and the Exercise Price (unless such exercise is pursuant to the Company Section 2(c) in which case receipt of the Exercise Price is not applicable), and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(v) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Offer and Sale (Pressure Biosciences Inc), Offer and Sale (Pressure Biosciences Inc), Offer and Sale (Pressure Biosciences Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder or this Warrant is being exercised via cashless exercise, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Common Stock Purchase (Pluristem Therapeutics Inc), Common Stock Purchase (Pluristem Therapeutics Inc), Common Stock Purchase (Pluristem Therapeutics Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date (a) the Exercise Price is received by the Company or (or notice of b) notification to the Company that this Warrant is being exercised pursuant to a cashless exercise is received)provision set forth in Section 2(c) above. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Secured Note Purchase Agreement (Medicalcv Inc), Securities Purchase Agreement (Medicalcv Inc), Medicalcv Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by Holder and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 3 contracts

Samples: China Valves Technology, Inc, China Valves Technology, Inc, China Valves Technology, Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 5 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above above, provided that if the Warrant Shares issuable at such time require a legend pursuant to Section 4.1 of the Purchase Agreement, such shares shall be delivered via certificated form to the Holder (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issuedtransferred, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance transfer of such shares, have been paid. If the Company fails for any reason to deliver to the Holder certificates evidencing the Warrant Shares subject to a Notice of Exercise by the Warrant Share Delivery Date, and the Company has received written notice of such failure, the Company shall pay to the Holder, in cash, as liquidated damages and not as a penalty, for each $2,000 of Warrant Shares subject to such exercise (based on the VWAP of the Common Stock on the date of the applicable Notice of Exercise), $10 per Trading Day for each Trading Day after such Warrant Share Delivery Date until such certificates are delivered.

Appears in 3 contracts

Samples: Ener1 Inc, Ener1 Inc, Ener1 Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three by the date that is five (35) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(v) prior to the issuance of such shares, have having been paid.

Appears in 3 contracts

Samples: SANUWAVE Health, Inc., SANUWAVE Health, Inc., SANUWAVE Health, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Note and Secured Loan Agreement (Spicy Pickle Franchising Inc), Note and Secured Loan Agreement (Spicy Pickle Franchising Inc), Convertible Promissory Note and Secured Loan Agreement (Spicy Pickle Franchising Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise FormExercise, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after Notice of cashless exercise is received)Exercise and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Genta Inc De/, Genta Inc De/, Genta Inc De/

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting system, so long as the resale of the Warrant Shares certificates therefor are not required to bear a legend regarding restriction on transferability, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.), Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.), Common Stock Purchase Warrant (Oramed Pharmaceuticals Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after Notice of cashless exercise is received)Exercise Form and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Genta Inc De/, Genta Inc De/, Genta Inc De/

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise FormExercise, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after Notice of cashless exercise is received)Exercise and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v1(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 3 contracts

Samples: Genta Inc De/, Genta Inc De/, Genta Inc De/

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by the Holder and in connection with such issuance or resale such Warrant shares are sold by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)above. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such sharesWarrant Shares, have having been paid.

Appears in 3 contracts

Samples: Prestige Wealth Inc., Prestige Wealth Inc., Prestige Wealth Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (x) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, or (y) such shares may be sold pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Hpev, Inc.), Common Stock Purchase Warrant (Hpev, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(vi) prior to the issuance of such shares, have having been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (BioAmber Inc.), Common Stock Purchase Warrant (BioAmber Inc.)

Delivery of Certificates Upon Exercise. Certificates for the representing Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) 3 Business Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). If all or any portion of a Warrant is exercised at a time when there is an effective registration statement to cover the issuance or resale of the Warrant Shares or if the legend is not required under applicable securities laws, such Warrant Shares shall be issued free of all legends on or before the Warrant Share Delivery Date. This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Cell Therapeutics Inc), Common Stock Purchase Warrant (Cell Therapeutics Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder after the effective date of the Registration Statement by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid. If the Company does not have an effective registration statement for the common shares underlying the warrants, the provisions of Section 4 (d) will apply in the event the Holder wants to exercise these warrants.

Appears in 2 contracts

Samples: Global Med Technologies Inc, Global Med Technologies Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement permitting Registration Statement covering the resale issuance of the Warrant Shares to the Holder or (B) this Warrant is being exercised via cashless exercise, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within Exercise, in either case, by the date that is three (3) Business Days from business days after the delivery to the Company of the Notice of Exercise FormForm (such date, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by properly exercised, with payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Cool Holdings, Inc.), Common Stock Purchase Warrant (Cool Holdings, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date (a) the Exercise Price is received by the Company or (or notice of b) notification to the Company that this Warrant is being exercised pursuant to the cashless exercise is received)provision set forth in Section 2(c) above. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Secured Note Purchase Agreement (Medicalcv Inc), Secured Note Purchase Agreement (Medicalcv Inc)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the Warrant Shares purchased or exercised hereunder exercise hereof shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares such shares are eligible for legend removal, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three on the date that is no more than five (35) Business Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised by and payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(v) prior to the issuance of such shares, have having been paid.

Appears in 2 contracts

Samples: Convertible Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Common Stock and Warrant Purchase Agreement (Cortex Pharmaceuticals Inc/De/)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s Company or the transfer agent to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares may be issued pursuant to an available exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and otherwise in accordance with applicable state securities laws, by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required)Warrant, and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the "Warrant Share Delivery Date"). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes (other than transfer taxes) required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paidand the issuance of certificates for the shares purchased hereunder.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (GeoVax Labs, Inc.), Common Stock Purchase Warrant (GeoVax Labs, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) hereof prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Renovaro Biosciences Inc.), Renovaro Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Hepalife Technologies Inc, Aduromed Industries, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery actual receipt (if received prior to noon Pacific time, otherwise four Trading Days) by the Company (with facsimile confirmation to the Company Company) of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Genius Products Inc, Genius Products Inc

Delivery of Certificates Upon Exercise. Certificates At the written request of the Holder, the Company shall cause certificates for the Warrant Shares purchased or exercised hereunder shall to be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after the Notice of cashless exercise is received)Exercise Form and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person Person so designated to be named therein shall be deemed to have become a holder of record of such shares Warrant Shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Novadel Pharma Inc), Novadel Pharma Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting system, or, if requested by the resale of the Warrant Shares and otherwise Holder, by physical delivery of a stock certificate to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 2 contracts

Samples: Convertible Note and Warrant Purchase Agreement (Entremed Inc), Convertible Note and Warrant Purchase Agreement (Entremed Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder or (B) the shares are eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days from promptly after the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice accompanied by the Notice of cashless exercise is received)Exercise Form. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(c)(v) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: FNDS3000 Corp, FNDS3000 Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after Notice of cashless exercise is received)Exercise Form and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Genta Inc De/, Cytogen Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission Fast Automated Securities Transfer Program (“DWACFAST”) system if the Company Company’s transfer agent is then a participant in such system program and either (x) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, or (y) such shares may be sold pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Date. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: AtheroNova Inc., AtheroNova Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to receipt by the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after the date(s) the Notice of cashless exercise is received)Exercise Form and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Imageware Systems Inc, Imageware Systems Inc

Delivery of Certificates Upon Exercise. Certificates for Subject to and in reliance on Xxxxxx’s covenant in Section 6(b) of the Registration Rights Agreement, in the event of exercise of this Warrant at a time when a Registration Statement covering the resale of the Warrant Shares is effective under the Securities Act, certificates for shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 2 contracts

Samples: Millennium Quest Inc, Millennium Quest Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been deemed to have been exercised hereunder by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Gigabeam Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Pacific Gold Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Exercise Notice by the date that is three Trading Days after the latest of Exercise within three (3A) Business Days from the delivery to the Company of the Notice of Exercise FormNotice, (B) surrender of this the Warrant Certificate (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (including by cashless exercise, if permitted) (such date, the “Warrant Share Delivery Date”). This A Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Warrant Agent. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares Warrant Shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company Warrant Agent of the Exercise Price (or by cashless exercise, if applicable) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such sharesWarrant Shares, have having been paid.

Appears in 1 contract

Samples: Warrant Agreement (Legacy Healthcare Properties Trust Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by the Company or by the Transfer Agent by physical delivery to the address specified by the Holder in the Notice of Exercise promptly, or if required by law, within three (3) Business Days Trading Days, from the delivery to the Company of the duly executed Notice of Exercise FormExercise, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the or an exercise pursuant to Section 2(c)) (“Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on exercised, the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares of Common Stock for all purposes, as of on the date the Company receives the duly executed Notice of Exercise, Warrant has been exercised by payment and Exercise Price (unless such exercise is pursuant to the Company Section 2(c) in which case receipt of the Exercise Price is not applicable), and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Pressure Biosciences Inc

Delivery of Certificates Upon Exercise. Certificates The Company shall be required to deliver certificates for the Warrant Shares purchased or exercised hereunder subject to the exercise of this Warrant, which shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”)above. This Warrant shall be deemed to have been exercised on the date (a) the Exercise Price is received by the Company or (or notice of b) notification to the Company that this Warrant is being exercised pursuant to a cashless exercise is received)provision set forth in Section 1(d) above. The Warrant Shares which are subject to an exercise of this Warrant shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares thereof for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v1(e)(iv) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Best Energy Services, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the unless exercised by means of a cashless exercise) (“Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice in the case of a cashless exercise exercise, the date this Warrant is receivedsurrendered). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or in the case of a cashless exercise, the date this Warrant is surrendered) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paidpaid irrespective of the date such Warrant Shares are credited to the Holder’s DWAC account, or the date of delivery of certificates evidencing the Warrant Shares, as the case may be.

Appears in 1 contract

Samples: Microfield Group Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale such certificates are required to be free of any legends pursuant to Section 4.1 of the Warrant Shares Purchase Agreement, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”Date”)(unless a delay is a result of a Force Majeure, provided the Company continues to use commercially reasonable efforts to ultimately perform its obligations hereunder). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Lightpath Technologies Inc

Delivery of Certificates Upon Exercise. Certificates If required pursuant to Section 4.1 of the Securities Agreement, certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Able Energy Inc

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the Warrant Shares purchased or exercised hereunder exercise hereof shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares such shares are eligible for legend removal, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three on the date that is no more than five (35) Business Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised by and payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Exchange Agreement (RespireRx Pharmaceuticals Inc.)

AutoNDA by SimpleDocs

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Deposit/Withdrawal Agent Commission at Custodian (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from after the delivery to receipt by the Company of the Notice of Exercise FormExercise, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after Notice of cashless exercise is received)Exercise and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(f)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: NeoStem, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company Transfer Agent is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares such certificates are not required to be issued with a restrictive legend, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(v) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: China Clean Energy Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Etelos, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the shares are eligible for resale of the Warrant Shares without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Biovest International Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Class B Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Class B Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Class B Exercise Price Price, or the cancellation of shares pursuant to Section 2(c) hereof, and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Identity Rehab CORP)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder or (B) the shares are eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Elite Pharmaceuticals Inc /De/

Delivery of Certificates Upon Exercise. Certificates for Subject to and in reliance on Holder’s representations and covenants in the Purchase Agreement, in the event of the exercise of this Warrant at a time when a Registration Statement covering the resale of the Warrant Shares is effective under the Securities Act, certificates for shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (KL Energy Corp)

Delivery of Certificates Upon Exercise. Certificates The Company shall cause certificates for the Warrant Shares purchased or exercised hereunder shall to be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery "WARRANT SHARE DELIVERY Date"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after the Notice of cashless exercise is received)Exercise Form and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person Person so designated to be named therein shall be deemed to have become a holder of record of such shares Warrant Shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Access Integrated Technologies Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder Purchaser by crediting the account of the Holder’s Purchaser's prime broker with the Depository Trust Company DTC through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Purchaser, and otherwise by physical delivery to the address specified by the Holder Purchaser in the Exercise Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise FormNotice, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Warrant Calculation Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Warrant Calculation Price is received by the Company (or notice the date the Exercise Notice is received by the Company in the case of a "cashless exercise is receivedexercise" of this Warrant). The Warrant Shares shall be deemed to have been issued, and Holder the Purchaser or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the HolderPurchaser, if any, pursuant to Section 1(c)(v) 8 prior to the issuance of such shares, have been paid.. ------------------------- (1) 19.999% of the number of shares of Common Stock outstanding on the Trading Day immediately preceding the Closing Date

Appears in 1 contract

Samples: Atc Healthcare Inc /De/

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by the Holder or (B) this Warrant is being exercised via cashless exercise, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (including by cashless exercise, if permitted) (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Agfeed Industries, Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its the Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares are eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(v) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Biovest International Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise along with a Series A Warrant to purchase up to a number of Warrant Shares equal to 100% of the number of Warrant Shares issued pursuant to such Notice of Exercise, within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Interactive Television Networks

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder or this Warrant is being exercised via cashless exercise and the Warrant Shares issued are eligible for immediate resale under Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”)above. This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Nutracea)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”)above. This Warrant shall be deemed to have been exercised on the date the Exercise Price is and duly executed Notice of Exercise Form have been received by the Company (or notice of cashless exercise is receivedin accordance with Section 2(a). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paidpaid and a duly executed Notice of Exercise Form has been received by the Company in accordance with Section 2(a).

Appears in 1 contract

Samples: Nutracea

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Warrant Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company Warrant Agent of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Warrant Agent, for the account of cashless exercise is received)the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Warrant Agent, for the account of the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: China Precision Steel, Inc.

Delivery of Certificates Upon Exercise. Certificates for the any and all Warrant Shares purchased or exercised hereunder (including by means of cashless exercise) shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price for the number of Warrant Shares being purchased is received by the Company (or notice upon receipt by the Company of the Notice of Exercise Form with respect to a cashless exercise is received)exercise. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein in the Notice of Exercise shall be deemed to have become a holder of record of such shares of Common Stock for all purposes, as of the date the Warrant has been exercised by payment (or by means of cashless exercise) to the Company of the Exercise Price for the number of Warrant Shares being purchased and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such sharesshares of Common Stock, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Raser Technologies Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice date that is ten (10) Trading Days after the latest of Exercise within three (3A) Business Days from the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v1(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Tapimmune Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise delivered by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”); provided, however, if the Company is a participant in the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system, such shares shall be transmitted by the transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the DWAC system and there is an effective Registration Statement permitting the resale of the Warrant Shares by the Holder. This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Sona Mobile Holdings Corp

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent (the “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement permitting the resale of the Warrant Shares by the Holder or (B) the shares are eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery of certificates to the address specified by the Holder in the Notice of Exercise within three four (34) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Protea Biosciences Group, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement permitting Registration Statement for the resale issuance of the Warrant Shares by the Company or (B) this Warrant is being exercised via cashless exercise, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Medis Technologies LTD

Delivery of Certificates Upon Exercise. Certificates The Company shall be required to deliver certificates for the Warrant Shares purchased or exercised hereunder subject to the exercise of this Warrant, which shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three five (35) Business Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”)above. This Warrant shall be deemed to have been exercised on the date (a) the Exercise Price is received by the Company or (or notice of b) notification to the Company that this Warrant is being exercised pursuant to a cashless exercise is received)provision set forth in Section 1(d) above. The Warrant Shares which are subject to an exercise of this Warrant shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares thereof for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v1(e)(iv) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Integrity Applications, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent for the Common Stock (the “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the issuance of the Shares to or resale of the Warrant Shares by the Holder, and otherwise by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Purchase Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares Shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Purchase Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v1(b)(v) below, prior to the issuance of such sharesShares, have having been paid.

Appears in 1 contract

Samples: TWO RIVERS WATER Co

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company depository trust company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise or by physical delivery of the certificates for the shares to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Days from business days after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), the exercise is a Cashless Exercise) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above if the exercise is a Cash Exercise (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by properly exercised, with payment to the Company of the Exercise Price (or by surrender of this Warrant and Notice of Exercise if a Cashless Exercise) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2.e.(vi) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Tengion Inc

Delivery of Certificates Upon Exercise. Certificates The Company shall cause certificates for the Warrant Shares purchased or exercised hereunder shall to be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise Exercise, within three (3) Business Trading Days from the delivery to receipt by the Company of the Notice of Exercise FormExercise, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice Company, if such date is after the date on which the Notice of cashless exercise is received)Exercise and this Warrant are received by the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person Person so designated to be named therein shall be deemed to have become a holder of record of such shares Warrant Shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Access Integrated Technologies Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s broker or its designee’s balance account with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares and otherwise by physical delivery Xxxxxx, for the number of Warrant Shares to which the Holder is entitled pursuant to such exercise to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Underwriting Agreement (KULR Technology Group, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder Holder, if such shares are issuable without legend pursuant to Section 4.1(c) of the Purchase Agreement, by crediting the account of in the Holder’s name held at the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise or if not issuable without legend, by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have been paid. The Holder hereby acknowledges that if the Registration Statement is not declared effective by the Commission, the Warrant Shares will not be registered under the Securities Act and unregistered shares will be issued upon exercise of the Warrant.

Appears in 1 contract

Samples: Tower Semiconductor LTD

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent (the “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and either there is an effective registration statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise FormExercise, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(vi) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Boston Therapeutics, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the shares are eligible for resale of the Warrant Shares without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days five business days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Enable Holdings, Inc.

Delivery of Certificates Upon Exercise. Certificates If required pursuant to Section 4.1 of the Purchase Agreement, certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Able Energy Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale issuance of the Warrant Shares to the Holder, and otherwise by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), ) and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (including by cashless exercise, if permitted) (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(d)(iv) prior to the issuance of such shares, have having been paid.

Appears in 1 contract

Samples: Entremed Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price Price, and all taxes required to be paid by the Holder, pursuant to Section 2(c)(vi), if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paidpaid irrespective of the date such Warrant Shares are credited to the Holder’s DWAC account, or the date of delivery of certificates evidencing the Warrant Shares, as the case may be.

Appears in 1 contract

Samples: Subscription Agreement (Xedar Corp)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent Transfer Agent to the Holder by crediting the account of the Holder’s 's prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission ("DWAC") system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder or (B) the shares are eligible for resale without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”"WARRANT SHARE DELIVERY DATE"). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Elite Pharmaceuticals Inc /De/

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company and/or BVTI, as applicable, is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) or BVTI Exercise Price, as applicable, as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price and/or BVTI Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares and/or BVTI Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and/or BVTI Exercise Price, as applicable, (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Registration Rights Agreement (Accentia Biopharmaceuticals Inc)

Delivery of Certificates Upon Exercise. Certificates Provided that there is no outstanding and unresolved Objection Notice at such time, certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (DWAC”) system if the Company is then a participant in such system and either (A) there is an effective registration statement Registration Statement permitting the issuance of the Warrant Shares to or resale of the Warrant Shares by the Holder or (B) the shares are eligible for resale by the Holder without volume or manner-of-sale limitations pursuant to Rule 144, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within by the date that is three (3) Business Trading Days from after the latest of (A) the delivery to the Company of the Notice of Exercise Form, (B) surrender of this Warrant (if required), and (C) payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (including by cashless exercise, if permitted) (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the Exercise Price is received by foregoing have been delivered to the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by exercised, with payment to the Company of the Exercise Price and all taxes required to be paid (or by the Holdercashless exercise, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paidpermitted).

Appears in 1 contract

Samples: Securities Purchase Agreement (Ads in Motion, Inc.)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement Registration Statement permitting the resale of the Warrant Shares by the Holder, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder the Holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Aeolus Pharmaceuticals, Inc.

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares are eligible for entry on the DWAC system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery actual receipt (if received prior to noon Pacific time, otherwise four Trading Days) by the Company (with facsimile confirmation to the Company Company) of the Notice of Exercise Form, surrender of this Warrant (if required), and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Exercise Price is received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Genius Products Inc

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date (a) the Exercise Price is received by the Company or (or notice of b) notification to the Company that this Warrant is being exercised pursuant to a cashless exercise is received)provision set forth in Section 2(c) above. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vi) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Globalscape Inc)

Delivery of Certificates Upon Exercise. Certificates for the Warrant Shares shares purchased or exercised hereunder shall be transmitted by the Company’s transfer agent of the Company to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares system, and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business 3 Trading Days from the delivery to the Company of the Notice of Exercise Form, surrender of this Warrant (if required), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the date the Notice of Exercise, this Warrant (if required) and the Exercise Price is are received by the Company (or notice of cashless exercise is received)Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the date the Warrant has been exercised by payment to the Company of the Exercise Price (or by cashless exercise, if permitted) and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v2(e)(vii) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: Spectre Gaming Inc

Delivery of Certificates Upon Exercise. Certificates for the representing Warrant Shares purchased or exercised hereunder shall be transmitted by the Company’s Company (whether through its transfer agent or otherwise) to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and there is an effective registration statement permitting the resale of the Warrant Shares and otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise within three (3) Business Days five business days from the delivery to the Company of the Notice of Exercise FormExercise, together with an amount in cash in lieu of any fractional share(s), surrender of this Warrant (if requiredthe Warrants are exercised in full or if requested by the Company pursuant to subsection 1.1(b), ) and payment of the aggregate Exercise Price (unless cashless exercise is utilize) as set forth above (the “Warrant Share Delivery Date”). The Warrant Shares shall be issued free of all legends, unless, in the opinion of counsel to the Company (after taking into account any representations of the Holder), the securities laws require a legend(s) to be affixed to the certificate(s) representing the Warrants Shares. This Warrant shall be deemed to have been exercised on exercised, the date the Exercise Price is received by the Company (or notice of cashless exercise is received). The Warrant Shares shall be deemed to have been issued, issued and the Holder or any other person Person (which term shall mean any individual, trust, corporation, partnership, association, joint venture, limited liability company, joint stock company, unincorporated organization or governmental authority) so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as purposes on the first date on which the Notice of the date the Warrant Exercise has been exercised by payment properly delivered to the Company of and the Company has received the Exercise Price and all taxes required to be paid by the Holder, if any, pursuant to Section 1(c)(v) prior to the issuance of such shares, have been paid.

Appears in 1 contract

Samples: GlobalOptions Group, Inc.

Time is Money Join Law Insider Premium to draft better contracts faster.