Common use of Delivery of Certificates Upon Exercise Clause in Contracts

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof shall be transmitted by the transfer agent of the Company to the Holder by crediting the account of the Holder’s broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is a participant in such system and such shares are eligible for legend removal or such other book-entry or electronic delivery system agreed by Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on the date that is no more than five (5) Business Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) above, if any, pursuant to Section 2(d)(v) prior to the issuance of such shares, having been paid.

Appears in 6 contracts

Samples: Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.), Warrant Agreement (RespireRx Pharmaceuticals Inc.), Demand Promissory Note and Warrant Purchase Agreement (RespireRx Pharmaceuticals Inc.)

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Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective Registration Statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(d)(vi) prior to the issuance of such shares, having been paid.

Appears in 3 contracts

Samples: Short Term Common Stock Purchase Warrant (China Valves Technology, Inc), Short Term Common Stock Purchase Warrant (China Valves Technology, Inc), Short Term Common Stock Purchase Warrant (China Valves Technology, Inc)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder Holder, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five (5) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(v) prior to the issuance of such shares, having been paid.

Appears in 3 contracts

Samples: Warrant Agreement (SANUWAVE Health, Inc.), Common Stock Purchase Warrant (SANUWAVE Health, Inc.), Common Stock Purchase Warrant (SANUWAVE Health, Inc.)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder Holder, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above above, including by means of a “cashless exercise” (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(v) prior to the issuance of such shares, having been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Sorrento Therapeutics, Inc.), Common Stock Purchase Warrant (Soon-Shiong Patrick)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder Xxxxxx, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(v) prior to the issuance of such shares, having been paid.

Appears in 2 contracts

Samples: Common Stock Purchase Warrant (Synergy Pharmaceuticals, Inc.), Common Stock Purchase Warrant (Synergy Pharmaceuticals, Inc.)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder the Holder, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five (5) Business Days business days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(v) prior to the issuance of such shares, having been paid.

Appears in 2 contracts

Samples: Warrant Agreement (SANUWAVE Health, Inc.), Warrant Agreement (SANUWAVE Health, Inc.)

Delivery of Certificates Upon Exercise. Certificates Subject to Section 5(e) of this Warrant, certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the Company’s transfer agent of for the Company Ordinary Shares (the “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal or such other book-entry or electronic delivery system agreed by Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(vi) prior to the issuance of such shares, having been paid.

Appears in 2 contracts

Samples: Warrant Agent Agreement (Quotient LTD), Ordinary Share Purchase Warrant (Quotient LTD)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder Xxxxxx, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(iv) prior to the issuance of such shares, having been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Pure Bioscience, Inc.)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the A Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the A Warrant Shares by the Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five (5) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this A Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “A Warrant Share Delivery Date”). The A Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the A Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(vi) prior to the issuance of such shares, having been paid.

Appears in 1 contract

Samples: Security Agreement (BioSig Technologies, Inc.)

Delivery of Certificates Upon Exercise. Certificates Subject to Section 5(e) of this Warrant, certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the Company’s transfer agent of for its Common Stock (the Company “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal or such other book-entry or electronic delivery system agreed by Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(vi) prior to the issuance of such shares, having been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Conkwest, Inc.)

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Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof Shares purchased hereunder shall be transmitted by the transfer agent of for the Company Common Stock (the “Transfer Agent”) to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Shares to or such other book-entry or electronic delivery system agreed resale of the Shares by Holder the Holder, and the Company, or otherwise by physical delivery of a certificate to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five (5) Business Days days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Purchase Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares Shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Purchase Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v1(b)(v) below, prior to the issuance of such sharesShares, having been paid.

Appears in 1 contract

Samples: Warrant Agreement (Blue Moose Media Inc)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by the Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five (5) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(c)(vi) prior to the issuance of such shares, having been paid.

Appears in 1 contract

Samples: Security Agreement (BioSig Technologies, Inc.)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if system, provided that (A) the Company Transfer Agent is then a participant in such system and such shares are eligible for legend removal or such other book-entry or electronic delivery system agreed by Holder (B) there is an effective Registration Statement permitting the issuance of the Warrant Shares to the Holder, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required)Warrant, and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and the Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) above, if any, pursuant to Section 2(d)(v) prior to the issuance of such shares, having been paidexercised.

Appears in 1 contract

Samples: Common Share Purchase Warrant (Lorus Therapeutics Inc)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the The Depository Trust Company through its Deposit or Withdrawal Agent Commission at Custodian system (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective registration statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder Holder, and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of Exercise, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (including by cashless exercise, if permitted) (such date, the “Warrant Share Delivery Date”). The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds (or by either certified checkcashless exercise, wire transfer or other similar payment method if permitted) and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(d)(vi) prior to the issuance of such shares, having been paid.

Appears in 1 contract

Samples: Common Stock Purchase Warrant (Novelos Therapeutics, Inc.)

Delivery of Certificates Upon Exercise. Certificates for shares issuable upon the exercise hereof purchased hereunder shall be transmitted by the transfer agent of the Company Transfer Agent to the Holder by crediting the account of the Holder’s prime broker with the Depository Trust Company through its Deposit Withdrawal Agent Commission (“DWAC”) system if the Company is then a participant in such system and such shares are eligible for legend removal there is an effective Registration Statement permitting the issuance of the Warrant Shares to or such other book-entry or electronic delivery system agreed resale of the Warrant Shares by Holder and the Company, or otherwise by physical delivery to the address specified by the Holder in the Notice of Exercise on by the date that is no more than five three (53) Business Trading Days after the latest of (A) the delivery to the Company of the Notice of ExerciseExercise Form, (B) surrender of this Warrant (if required), ) and (C) any required payment of the aggregate Exercise Price as set forth above (such date, the “Warrant Share Delivery Date”). This Warrant shall be deemed to have been exercised on the first date on which all of the foregoing have been delivered to the Company. The Warrant Shares shall be deemed to have been issued, and Holder or any other person so designated to be named therein shall be deemed to have become a holder of record of such shares for all purposes, as of the latter of the date the Warrant has been exercised and any required exercised, with payment to the Company of the Exercise Price has been made in good funds by either certified check, wire transfer or other similar payment method and all taxes required to be paid by the Holder as set forth in Section 2(a) aboveHolder, if any, pursuant to Section 2(d)(v2(d)(vi) prior to the issuance of such shares, having been paid. __________________________________ 1 Insert date that is 45 days following closing.

Appears in 1 contract

Samples: Short Term Common Stock Purchase Warrant (China Information Security Technology, Inc.)

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