Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock issuable upon exercise, provided the Company’s transfer agent is participating in the Depository Trust Company (“DTC”) Fast Automated Securities Transfer program and the Company has activated such programs, upon request of the Holder and its compliance with the provisions contained in Section 1, the Company shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise to the Holder by crediting the account of Holder’s Prime Broker with DTC through its Deposit Withdrawal Agent Commission system.
Appears in 6 contracts
Samples: Warrant Agreement (Viscorp, Inc.), Warrant Agreement (Viscorp, Inc.), Class a Warrant Agreement (Viscorp, Inc.)
Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock issuable upon exerciseconversion, provided the Company’s transfer agent Company is participating in the Depository Trust Company (“DTC”) Fast Automated Securities Transfer program and the Company has activated such programs(“FAST”) program, upon request of the Holder and its compliance with the provisions contained in Section 1, the Company shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise conversion to the Holder by crediting the account of Holder’s Prime Broker with DTC through its Deposit Withdrawal Agent Commission (“DWAC”) system.
Appears in 3 contracts
Samples: Convertible Security Agreement (Chanticleer Holdings, Inc.), Convertible Security Agreement (Chanticleer Holdings, Inc.), Convertible Security Agreement (Chanticleer Holdings, Inc.)
Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock issuable upon exercise, provided the Company’s transfer agent is participating in the Depository Trust Company (“DTC”) Fast Automated Securities Transfer program and the Company has activated such programs, upon request of the Holder and its compliance with the provisions contained in Section 12, the Company shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise to the Holder by crediting the account of Holder’s Prime Broker with DTC through its Deposit Withdrawal Agent Commission system.
Appears in 2 contracts
Samples: Warrant Agreement (Trellis Earth Products Inc), Placement Agent Warrant (Trellis Earth Products Inc)
Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock Conversion Shares issuable upon exerciseConversion, provided the Company’s transfer agent Borrower is participating in the Depository Trust Company (“DTC”) Fast Automated Securities Transfer program and the Company has activated such programsprogram, upon request of the Holder and its compliance with the provisions contained in Section 1set forth herein, the Company Borrower shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise conversion to the Holder by crediting the account of Holder’s Prime Broker with DTC through its Deposit Withdrawal Agent Commission system.
Appears in 1 contract
Samples: Securities Purchase Agreement (NovAccess Global Inc.)
Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock issuable upon exerciseconversion, provided the Company’s transfer agent Borrower is participating in the Depository Trust Company (“"DTC”") Fast Automated Securities Transfer program and the Company has activated such programsprogram, upon request of the Holder Lender and its compliance with the provisions contained in Section 19, the Company Borrower shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise conversion to the Holder Lender by crediting the account of Holder’s Prime Broker Lender's prime broker with DTC through its Deposit Withdrawal Agent Commission system.
Appears in 1 contract
Samples: Revolving Credit Agreement (Intercloud Systems, Inc.)
Delivery of Common Stock by Electronic Transfer. In lieu of delivering physical certificates representing the Common Stock issuable upon exercise, provided the Company’s 's transfer agent is participating in the Depository Trust Company (“"DTC”") Fast Automated Securities Transfer program and the Company has activated such programs, upon request of the Holder and its compliance with the provisions contained in Section 1, the Company shall use its best efforts to cause its transfer agent to electronically transmit the Common Stock issuable upon exercise to the Holder by crediting the account of Holder’s 's Prime Broker with DTC through its Deposit Withdrawal Agent Commission system.
Appears in 1 contract