Common use of Delivery of Documents to the Manager Clause in Contracts

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; and (d) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(s) and the Investment Guidelines. The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become available. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents in the performance of its obligations under this Agreement. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future will furnish, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and annual certifications regarding compliance with such Code; and (d) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act, as amended from time to time, and the report memorializing the results of the annual review of the adequacy of such policies and procedures. In addition, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the results of any examination of the Manager by the Commission or other regulatory agency with respect to the Manager's investment management activities. The Manager will furnish the Adviser and the Sub- Adviser with all such documents as soon as practicable after such documents become available, to the extent that such documents have been changed materially. The Manager shall furnish the Adviser and the Sub- Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection with the Manager's performance of its duties under this Agreement, including, but not limited to, information regarding the Manager's financial condition, level of insurance coverage, code of ethics compliance, conflict mitigation practices, and any certifications or sub-certifications which may reasonably be requested in connection with Fund(s) registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereof. Section 6.

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; and (d) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(s) and the Investment Guidelines. Guidelines The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become availableavailable and the Manager shall be provided with a sufficient notice to comply with any such revised documents. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents the requirements of the Prospectus, the SAI, the Investment Guidelines, policies and procedures adopted by the Trust and applicable to the Trust and the Investment Guidelines in the performance of its obligations under this Agreement. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future Trust represents that it will furnish, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and annual certifications regarding compliance with such Code; and (d) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act, as amended from time to time, and the report memorializing the results of the annual review of the adequacy of such policies and procedures. In addition, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the results of any examination of the Manager by the Commission or other regulatory agency claim an exclusion with respect to the Manager's investment management activities. The Manager will furnish Fund(s) from the Adviser and definition of a "commodity pool operator" pursuant to Rule 4.5 of the Sub- Adviser Commodity Exchange Act of 1974, as amended ("CEA") with all such documents as soon as practicable after such documents become available, respect to the extent that such documents have been changed materiallyFund(s) at the commencement of its operations. The At the commencement of the Fund(s)'s operations, the Manager shall furnish rely on an exemption from registration as a Commodity Trading Advisor under Rule 4.14(a)(8) of CEA with respect to registered investment companies that rely on an exemption in Rule 4.5 (as is the Adviser and the Sub- Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection case with the Manager's performance of its duties under this Agreement, including, but not limited to, information regarding Trust with respect to the Manager's financial condition, level of insurance coverage, code of ethics compliance, conflict mitigation practices, Fund(s)) and any certifications or sub-certifications which may reasonably be requested in connection with Fund(s) will manage the account as if it was exempt from registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereofa Commodity Trading Advisor. Section 65.

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust and By-Laws of the Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; and (d) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(s) and the Investment Guidelines. The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become available, and the Manager shall not be liable hereunder for failure to comply with the foregoing until the Manager has received such documents or drafts thereof. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents in the performance of its obligations under this Agreement. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future will furnish, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and annual certifications regarding compliance with such Code; and (d) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act, as amended from time to time, and the report memorializing the results of the annual review of the adequacy of such policies and procedures. In addition, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the results of any examination of the Manager by the Commission or other regulatory agency with respect to the Manager's investment management activities. The Manager will furnish the Adviser and the Sub- Adviser with all such documents as soon as practicable after such documents become available, to the extent that such documents have been changed materially. The Manager shall furnish the Adviser and the Sub- Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection with the Manager's performance of its duties under this Agreement, including, but not limited to, information regarding the Manager's financial condition, level of insurance coverage, code of ethics compliance, conflict mitigation practices, and any certifications or sub-certifications which may reasonably be requested in connection with Fund(s) registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereof. Section 6.

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; and (d) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(sManager Portion (such policies and procedures that are delivered to the Manager, the "Investment Policies") and the Investment Guidelines. The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become available. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents the Investment Policies and the Investment Guidelines in the performance of its obligations under this Agreement. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future will furnishfurnish upon request, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and confirmation of receipt of annual certifications from employees regarding compliance with such Code; and (dc) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act, as amended from time to time, and the report memorializing the results of the annual review of the adequacy of such policies and procedures. In addition, upon request, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the results of any examination of the Manager by the Commission or other regulatory agency with respect to the Manager's Managers investment management activities. The Upon request the Manager will furnish the Adviser and the Sub- Sub-Adviser with all updated copies of such documents as soon as practicable after such documents become available, to the extent that such documents have been changed materially. The Manager shall furnish the Adviser and the Sub- Sub-Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection with the Manager's Managers performance of its duties under this Agreement, including, but not limited to, information regarding the Manager's financial condition, level of insurance coverage, code of ethics compliance, conflict mitigation practices, and any certifications or sub-certifications which may are reasonably be requested in connection with necessary for the Fund(s) registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereof. Section 6.

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust and By-Laws of the Trust, if any, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; (d) Resolutions of the Board as may be adopted from time to time that materialy affect the Manager's services to the Manager Portion provided pursuant to this Agreement; and (de) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(s) and the Investment Guidelines. The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become available. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. For the avoidance of doubt, Manager shall not be responsible for compliance with any future amendment or supplement to the foregoing or any further documents, materials or information until Manager has received and had a reasonable opportunity to comply their requirements. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents in the performance of its obligations under this Agreement. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future will furnish, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and annual certifications regarding compliance with such Code; and (dc) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 206(4)-7, under the Advisers Act, as amended from time to time, and a copy of the report memorializing the results of the annual review of the adequacy of such policies and proceduresprocedures which may be redacted with respect to information regarding the names of supervised persons, client names, specific securities, matters subject to attorney client privilege and the details of compliance matters (such report, the "Annual Compliance Review Report"), provided the Manager has furnished, and in the future will furnish, true, correct and complete copies of the Annual Compliance Review Report solely to the Adviser and the Board, who may share such Annual Compliance Review Report with with their professional advisers, auditors and regulatory authorities only and not with the Sub- Adviser or any other parties. In addition, to the extent permitted by applicable law or regulation, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the material results of any examination of the Manager by the Commission or other regulatory agency with appropriate jurisdiction over the Manager and with respect to the Manager's investment management activities. The Manager will furnish the Adviser and the Sub- Adviser with all such documents as soon as practicable after such documents become available, to the extent that such documents have been changed materially. The Manager shall furnish the Adviser and the Sub- Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection with the Manager's performance of its duties under this Agreement, including, but not limited to, information regarding the Manager's financial conditioncondition similar to that provided during the Adviser and Sub-Adviser's initial diligence of Manager, level of insurance coverage, code of ethics compliance, conflict mitigation practices, and any certifications or sub-certifications which may reasonably be requested in connection with Fund(s) registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereof. Section 6.

Delivery of Documents to the Manager. The Adviser or the Sub-Adviser has furnished the Manager with true, correct and complete copies of the following documents: (a) The Declaration of Trust and By-Laws of the Trust, as in effect on the date hereof; (b) The Registration Statement filed with the Commission under the 1940 Act, including the prospectuses related to the Fund(s) included therein; (c) The Advisory Agreement and the Sub-Advisory Agreement; and (d) Resolutions of the Board as may be adopted from time to time that affect the Manager's services to the Manager Portion provided pursuant to this Agreement; and (e) Written guidelines, policies and procedures adopted by the Trust that are applicable to the Fund(s) and the Investment Guidelines. The Adviser or the Sub-Adviser will furnish the Manager with all future amendments and supplements to the foregoing as soon as practicable after such documents become available. The Adviser or the Sub-Adviser shall furnish the Manager with any further documents, materials or information that the Manager may reasonably request in connection with the performance of its duties hereunder. The Manager shall furnish the Adviser or the Sub- Adviser with written certifications, in such form as the Adviser or the Sub-Adviser shall reasonably request, that it has received and reviewed the most recent version of the foregoing documents provided by the Adviser or the Sub-Adviser and that it will comply with such documents in the performance of its obligations under this Agreement; provided, however, that the Trust, the Adviser and the Sub-Adviser each understands and agrees that the Manager shall bear no responsibility or liability for failure to comply with the foregoing documents and any supplements or amendments thereto, until the Manager has received and had a reasonable opportunity to review such materials. Section 5. Delivery of Documents to the Adviser and the Sub-Adviser. The Manager has furnished, and in the future will furnish, the Adviser and the Sub-Adviser with true, correct and complete copies of each of the following documents: (a) The Manager's most recent Form ADV; (b) The Manager's most recent balance sheet; (c) The current Code of Ethics of the Manager, adopted pursuant to Rule 17j-1 under the 1940 Act, and annual certifications regarding compliance with such Code; and (dc) Copies of its policies and procedures adopted pursuant to Rule 206(4)-7 under the Advisers Act, as amended from time to time, and the report memorializing the results of the annual review of the adequacy of such policies and procedures. In addition, the Manager will furnish the Adviser and the Sub-Adviser with a summary of the results of any examination of the Manager by the Commission or other regulatory agency with appropriate jurisdiction over the Manager and respect to the Manager's investment management activities. The Manager will furnish the Adviser and the Sub- Adviser with all such documents as soon as practicable after such documents become available, to the extent that such documents have been changed materially. The Manager shall furnish the Adviser and the Sub- Adviser with any further documents, materials or information as the Adviser or the Sub-Adviser may reasonably request in connection with the Manager's performance of its duties under this Agreement, including, but not limited to, information regarding the Manager's financial condition, level of insurance coverage, code of ethics compliance, conflict mitigation practices, and any certifications or sub-certifications which may reasonably be requested in connection with Fund(s) registration statements, Form N-CSR filings or other regulatory filings, and in connection with the consideration of the continuation of this Agreement for approval as set forth in Section 15 hereof. Section 6.