Common use of Delivery of Information Required Under Rule 144A Clause in Contracts

Delivery of Information Required Under Rule 144A. Prior to the expiration of the holding period applicable to sales of the Notes under Rule 144(k) of the Securities Act (or any successor provision), upon the request of a Holder or any beneficial owner of Notes or holder or beneficial owner of Common Stock issued upon conversion thereof, the Company shall, during any period in which the Company is not subject to Section 13 or 15(d) of the Exchange Act, promptly furnish or cause to be furnished the information required pursuant to Rule 144A(d)(4) under the Securities Act to such Holder or any beneficial owner of Notes or holder or beneficial owner of Common Stock, or to a prospective purchaser of any such security designated by any such holder, as the case may be, to the extent required to permit compliance by such Holder or holder with Rule 144A under the Securities Act in connection with the resale of any such security. Whether a person is a beneficial owner shall be determined by the Company to the Company's reasonable satisfaction. It is understood that any request from anyone other than a Holder shall be made solely to, by and through the Company, and not to, by or through the Trustee.

Appears in 2 contracts

Samples: Synaptics Incorporated (Synaptics Inc), Cray Inc

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Delivery of Information Required Under Rule 144A. Prior to the expiration of the holding period applicable to sales of the Notes Securities under Rule 144(k) of the Securities Act (or any successor provision), upon the request of a Holder or any beneficial owner of Notes or holder or beneficial owner of Common Stock issued upon conversion thereof, the Company shall, during any period in which the Company it is not subject to Section 13 or 15(d) of the Exchange Act, promptly furnish or cause to be furnished the information required pursuant to Rule 144A(d)(4) under the Securities Act to such Holder or any beneficial owner of Notes Securities or holder or beneficial owner of Common Stock, or to a prospective purchaser of any such security designated by any such holder, as the case may be, to the extent required to permit compliance by such Holder or holder with Rule 144A under the Securities Act in connection with the resale of any such security. Whether a person is a beneficial owner shall be determined by the Company to the Company's ’s reasonable satisfaction. It is understood that any request from anyone other than a Holder shall be made solely to, by and through the Company, and not to, by or through the Trustee.

Appears in 1 contract

Samples: Indenture (CTS Corp)

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Delivery of Information Required Under Rule 144A. Prior to the expiration of the holding period applicable to sales of the Notes under Rule 144(k) of the Securities Act (or any successor provision), upon the request of a Holder or any beneficial owner of Notes or holder or beneficial owner of Common Stock issued upon conversion thereof, the Company shall, during any period in which the Company it is not subject to Section 13 or 15(d) of the Exchange Act, promptly furnish or cause to be furnished the information required pursuant to Rule 144A(d)(4) under the Securities Act to such Holder or any beneficial owner of Notes or holder or beneficial owner of Common Stock, or to a prospective purchaser of any such security designated by any such holder, as the case may be, to the extent required to permit compliance by such Holder or holder with Rule 144A under the Securities Act in connection with the resale of any such security. Whether a person is a beneficial owner shall be determined by the Company to the Company's ’s reasonable satisfaction. It is understood that any request from anyone other than a Holder shall be made solely to, by and through the Company, and not to, by or through the Trustee.

Appears in 1 contract

Samples: Indenture (Xm Satellite Radio Holdings Inc)

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