Delivery of SEC Filings. The Company has made available to the Investor through the XXXXX system, true and complete copies of the Company’s most recent Annual Report on Form 10-K for the fiscal year ended September 30, 2016 (the “10-K”), and all other reports filed by the Company pursuant to the 1934 Act since the filing of the 10-K and prior to the date hereof (collectively, the “SEC Filings”).
Appears in 1 contract
Samples: Securities Purchase Agreement (National Art Exchange, Inc.)
Delivery of SEC Filings. The Company has made available to the Investor through the XXXXX system, true and complete copies of the Company’s most recent Annual Report on Form 10-K for the fiscal year ended September 30, 2016 2007 (the “2007 10-K”), and all other reports filed by the Company pursuant to the 1934 Act since the filing of the 2007 10-K (including the Company’s most recent Quarterly Report on Form 10-Q for the quarter ended December 31, 2007) and prior to the date hereof (collectively, the “SEC Filings”).
Appears in 1 contract
Samples: Securities Purchase Agreement (National Holdings Corp)
Delivery of SEC Filings. The Company has provided or made available to the Investor through the XXXXX system, true and complete Investors copies of the Company’s 's most recent Annual Report on Form 10-K KSB for the fiscal year ended September June 30, 2016 2003 (the “"10-K”"), the Company's quarterly report on Form 10-QSB for the three month period ended December 31, 2003, the Company's Proxy Statement on Schedule 14 filed December 15, 2003, and all other reports or other documents filed by the Company pursuant to the 1933 Act and 1934 Act since for the filing of the 10-K and prior to 12 months preceding the date hereof (collectively, the “"SEC Filings”").
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Bioenvision Inc)
Delivery of SEC Filings. The Company has made available to the Investor through the XXXXX system, true and complete copies of the Company’s most recent Annual Report on Form 10-K for the fiscal year ended September 30, 2016 2007 (the “2007 10-K”), and all other reports filed by the Company pursuant to the 1934 Act since the filing of the 2007 10-K (including the Company’s most recent Quarterly Report on Form 10-Q for the quarters ended December 31, 2007 and March 31, 2008 and the Company’s Registration Statement on Form S-4 and declared effective by the SEC on May 9, 2008) and prior to the date hereof (collectively, the “SEC Filings”).
Appears in 1 contract
Samples: Securities Purchase Agreement (National Holdings Corp)
