Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 6 contracts
Samples: Subscription Agreement (Cyclacel Pharmaceuticals, Inc.), Subscription Agreement (Ariad Pharmaceuticals Inc), Subscription Agreement (Oxigene Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 4 contracts
Samples: Subscription Agreement (Cytokinetics Inc), Subscription Agreement (Savient Pharmaceuticals Inc), Subscription Agreement (Altair Nanotechnologies Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Lazard Capital Markets LLC (“LCM”) to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 3 contracts
Samples: Subscription Agreement (Immunomedics Inc), Subscription Agreement (H&r Block Inc), Subscription Agreement (H&r Block Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 3 contracts
Samples: Subscription Agreement (Combinatorx, Inc), Subscription Agreement (Towerstream Corp), Subscription Agreement (Towerstream Corp)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxxx Xxxxxx Partners LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 3 contracts
Samples: Placement Agency Agreement (Auxilium Pharmaceuticals Inc), Placement Agency Agreement (Auxilium Pharmaceuticals Inc), Placement Agency Agreement (Progen Pharmaceuticals LTD)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that notify of the account or accounts at LCM to be credited with the Units Shares being purchased by such Investor. On the Closing Date, the Company shall deliver the Shares to the Investor have a minimum balance equal through DTC directly to the aggregate purchase price for account or accounts at identified by Investor and simultaneously therewith payment shall be made by via wire transfer to the Units being purchased by the InvestorCompany.
Appears in 2 contracts
Samples: Subscription Agreement (Astex Pharmaceuticals, Inc), Subscription Agreement (Supergen Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Canaccord to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 2 contracts
Samples: Subscription Agreement (Northern Oil & Gas, Inc.), Subscription Agreement (Headwaters Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 2 contracts
Samples: Subscription Agreement (Astex Pharmaceuticals, Inc), Subscription Agreement (Supergen Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Cowen to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 2 contracts
Samples: Subscription Agreement (VirnetX Holding Corp), Subscription Agreement (Medivation, Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle The purchase of the Shares purchased by such Investor shall be settled by delivery versus payment through DTC, no . No later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares and Warrants being purchased by the Investor.
Appears in 2 contracts
Samples: Subscription Agreement (Moleculin Biotech, Inc.), Subscription Agreement (Moleculin Biotech, Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares included in the Units purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 2 contracts
Samples: Subscription Agreement (Uni-Pixel), Subscription Agreement (CorMedix Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that notify LCM of the account or accounts at LCM to be credited with the Units Shares being purchased by such Investor. On the Closing Date, the Company shall deliver the Shares to the Investor have a minimum balance equal through DTC directly to the aggregate purchase price for account(s) at LCM identified by Investor and simultaneously therewith payment shall be made by LCM by wire transfer to the Units being purchased by the InvestorCompany.
Appears in 2 contracts
Samples: Subscription Agreement (Cytokinetics Inc), Placement Agent Agreement (Favrille Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Representative to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Lazard Capital Markets LLC (“LCM”) or Canaccord Xxxxx Inc. (“Canaccord”), as the case may be, to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares underlying the Units purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units Shares underlying the Unit being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxxxx to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the respective Placement Agent to be credited with the Units Securities being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Securities being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the CompanyClosing Date, the Investor shall confirm that the account or accounts at LCM ___________________ to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Account Broker to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Samples: Purchase Agreement (Sierra Bancorp)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares Securities underlying the Securities purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units Securities being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Securities being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (GreenHunter Resources, Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares included in the Units purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares and the Warrants being purchased by the Investor.
Appears in 1 contract
Samples: Placement Agent Agreement (Intellipharmaceutics International Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxx & Co., LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Samples: Placement Agent Agreement (Metabasis Therapeutics Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM X.X. Xxxxxxxxx, Towbin, LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM KNIGHT to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxxxxxxxx to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Oxxxxxxxxxx & Co. Inc. to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Spectrum Pharmaceuticals Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM XX Xxxxx Securities Corporation to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM a Placement Agent to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Lpath, Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Cowen to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that notify the Company of the account or accounts at LCM to be credited with the Units Shares being purchased by such Investor. On the Closing Date, the Company shall deliver the Shares to the Investor have a minimum balance equal through DTC directly to the aggregate purchase price for the Units being purchased account(s) identified by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Marijuana Co of America, Inc.)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Lead Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares included in the Units purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, ; no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares Securities purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxxxx Capital LLC (“Xxxxxxx”) to be credited with the Units Securities being purchased by the Investor have a minimum balance in immediately available funds equal to the aggregate purchase price for the Units Securities being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Spherix Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one three (13) business day days after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxxx Xxxxxx Partners LLC or Pacific Growth Equities, LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Insmed Inc)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM XX Xxxxx & Co., LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares Units purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Canaccord Genuity to be credited with the Units being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Samples: Subscription Agreement (Houston American Energy Corp)
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Xxxxx & Co., LLC to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares Notes purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM the Placement Agent to be credited with the Units Notes being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Securities being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM X.X. Xxxxxx Securities Inc. or Xxxxxx Xxxxxx Partners LLC, as applicable, to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract
Delivery Versus Payment through The Depository Trust Company. If the Investor elects to settle the Shares purchased by such Investor by delivery versus payment through DTC, no later than one (1) business day after the execution of this Agreement by the Investor and the Company, the Investor shall confirm that the account or accounts at LCM Canaccord, Xxxxxxxxx or RJ, as the case may be, to be credited with the Units Shares being purchased by the Investor have a minimum balance equal to the aggregate purchase price for the Units Shares being purchased by the Investor.
Appears in 1 contract