Common use of DESCRIPTION OF ADVISOR Clause in Contracts

DESCRIPTION OF ADVISOR. The description of the Advisor in the Registration Statement and the Prospectus (and any amendment or supplement to either of them) complied and comply in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 2 contracts

Samples: Auction Agency Agreement (Advent Claymore Convertible Securities & Income Fund), Auction Agency Agreement (Advent Claymore Convertible Securities & Income Fund)

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DESCRIPTION OF ADVISOR. The description of the Advisor in the Registration Statement and the Prospectus (and including any amendment or supplement to either of themthereto) complied and comply in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Underwriting Agreement (Tortoise Energy Capital Corp)

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DESCRIPTION OF ADVISOR. The description of the Advisor in the Registration Statement and the Prospectus (and any amendment or supplement to either of them) complied and comply complies in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.

Appears in 1 contract

Samples: Advent Claymore Convertible Securities & Income Fund

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