Description of the Investment Adviser. The description of the Investment Adviser in the Registration Statement, the General Disclosure Package and the Prospectus (and any amendment or supplement to either of them) complied and comply with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 8 contracts
Samples: Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen New York Municipal Value Fund 2)
Description of the Investment Adviser. The description descriptions of the Investment Adviser in the Registration Statement, the General Disclosure Package Statement and the Prospectus (and any amendment or supplement to either of them) complied and comply in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is are true and correct and does do not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements thereinsuch descriptions, in light of the circumstances under which they were made, not misleading.
Appears in 6 contracts
Samples: Purchase Agreement (Clough Global Allocation Fund), Purchase Agreement (Clough Global Opportunities Fund), Purchase Agreement (Clough Global Equity Fund)
Description of the Investment Adviser. The description of the Investment Adviser in the Registration Statement, the General Disclosure Package Statement and the Prospectus (and any amendment or supplement to either of them) complied and comply complies in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the Rules and Regulations and the Advisers Act Rules and Regulations and is true and correct and does not contain any untrue statement of a material fact or omit to state any material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 2 contracts
Samples: Purchase Agreement (SunAmerica Focused Alpha Large-Cap Fund, Inc.), Purchase Agreement (SunAmerica Focused Alpha Growth Fund, Inc.)
Description of the Investment Adviser. The description of the Investment Adviser and its business and the statements attributable to the Investment Adviser in the Original Registration Statement, the General Disclosure Package Preliminary Prospectus and the Prospectus (and any amendment or supplement to either of them) complied and comply in all material respects with the provisions of the 1933 Act, the 1940 Act, the Advisers Act, the 1940 Act Rules and Regulations and the Advisers Act Rules and Regulations and is true did not and correct and does will not contain any an untrue statement of a material fact or omit to state any a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
Appears in 1 contract
Samples: Underwriting Agreement (Rivernorth Opportunities Fund, Inc.)
