Descriptions of Proceedings. All legal or governmental proceedings, agreements, instruments or other documents or arrangements of a character required to be described in the Registration Statement, the General Disclosure Package and the Prospectus or to be filed as exhibits to the Registration Statement have been so described or filed as required.
Appears in 11 contracts
Samples: Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.)
Descriptions of Proceedings. All legal or governmental proceedings, agreements, instruments or other documents or arrangements of a character required to be described in the Registration Statement, the General Disclosure Package and Basic Prospectus or the Prospectus or to be filed as exhibits an exhibit to the Registration Statement have been so described in the Registration Statement, any Basic Prospectus or the Prospectus or filed as requiredan exhibit to the Registration Statement as required (including in any Incorporated Document).
Appears in 4 contracts
Samples: Distribution Agreement (Ram Energy Resources Inc), Dealer Manager Agreement (Oilsands Quest Inc), Distribution Agreement (China Shen Zhou Mining & Resources, Inc.)
Descriptions of Proceedings. All legal or governmental proceedings, agreements, instruments or other documents or arrangements of a character required to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus or to be filed as exhibits to the Registration Statement have been so described or filed as required.
Appears in 2 contracts
Samples: Dealer Manager Agreement (Great Elm Capital Corp.), Dealer Manager Agreement (Great Elm Capital Corp.)
Descriptions of Proceedings. All legal or governmental proceedings, agreements, instruments or other documents or arrangements of a character required to be described in the Registration Statement, the General Disclosure Package and Statement or the Prospectus or to be filed as exhibits an exhibit to the Registration Statement have been so described in the Registration Statement or the Prospectus or filed as requiredan exhibit to the Registration Statement as required (including in any documents incorporated by reference therein).
Appears in 2 contracts
Samples: Dealer Manager Agreement (Great Elm Capital Group, Inc.), Dealer Manager Agreement (First Security Group Inc/Tn)
Descriptions of Proceedings. All legal or governmental proceedings, agreements, instruments or other documents or arrangements of a character required to be described in the Registration Statement, the General Disclosure Package and Statement or the Prospectus or to be filed as exhibits an exhibit to the Registration Statement have been so described in the Registration Statement or the Prospectus or filed as requiredan exhibit to the Registration Statement as required (including the Incorporated Documents).
Appears in 1 contract
Samples: Dealer Manager Agreement (Peapack Gladstone Financial Corp)
