Directed Brokerage Prohibitions. The Distributor and Selling Group Member agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
Appears in 18 contracts
Samples: Distribution Agreement (JOHCM Funds Trust), Distribution Agreement (Total Fund Solution), Distribution Agreement (Total Fund Solution)
Directed Brokerage Prohibitions. The Distributor and Selling Group Member agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreementAgreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
Appears in 12 contracts
Samples: Selling Group Member Agreement (Cliffwater Corporate Lending Fund), Selling Group Member Agreement (Asset Management Fund), Selling Group Member Agreement (Fiera Capital Series Trust)
Directed Brokerage Prohibitions. The Distributor and Selling Group Member agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member executing this agreement in contravention of Rule 12b-1(h12b- 1(h) of the 1940 Act.
Appears in 3 contracts
Samples: Selling Group Member Agreement (Variant Alternative Income Fund), Selling Group Member Agreement (Variant Impact Fund), Distribution Agreement (Datum One Series Trust)
Directed Brokerage Prohibitions. The Distributor and Selling Group Member agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member executing this agreement in contravention of Rule 12b-1(h12b-1 (h) of the 1940 Act.
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Directed Brokerage Prohibitions. The Distributor and Selling Group Member Dealer agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member dealer executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
Appears in 1 contract
Samples: Dealer Agreement (Six Circles Trust)
Directed Brokerage Prohibitions. The Distributor and Selling Group Member Dealer agree that neither of them shall direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreementAgreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member Dealer executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
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Directed Brokerage Prohibitions. The Distributor and Selling Group Member Dealer agree that neither of them shall seek to direct Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations under this agreementAgreement. The Distributor also agrees that it will not directly or indirectly compensate the Selling Group Member dealer executing this agreement in contravention of Rule 12b-1(h) of the 1940 Act.
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