Directed Brokerage Prohibitions. Foreside shall prohibit the use of Fund securities transactions or related remuneration to satisfy any compensation obligations relating to the sale, redemption and distribution of Fund shares. No party has agreed to directly or indirectly compensate Foreside in contravention of Rule 12b-1 (h) of the 1940 Act as amended.
Appears in 2 contracts
Samples: Distribution Agreement (CNL Funds), Distribution Agreement (CNL Funds)
Directed Brokerage Prohibitions. Foreside The Fund, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations relating to the sale, redemption and distribution of Fund sharesherein. No party has agreed to directly or indirectly compensate Foreside Dealer in contravention of Rule 12b-1 (h12b-1(h) of the 1940 Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Mutual Fund Sales and Service Agreement (Aul American Unit Trust), Mutual Fund Sales and Service Agreement (Japan Fund Inc)
Directed Brokerage Prohibitions. Foreside The Fund, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations relating to the sale, redemption and distribution of Fund sharesherein. No party has agreed to directly or indirectly compensate Foreside Dealer in contravention of Rule 12b-1 (h12b-1(h) of the 1940 Act as amendedAct.
Appears in 1 contract
Samples: Mutual Fund Sales and Service Agreement (RMR Funds Series Trust)
