Directed Brokerage. The Funds, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations herein. No party has agreed to directly or indirectly compensate Dealer in contravention of Rule 12b-1(h) of the Investment Company Act of 1940, as amended.
Appears in 3 contracts
Samples: Sales and Service Agreement (Ironwood Series Trust), Sales and Service Agreement (Ironwood Series Trust), Sales and Service Agreement (Icm Series Trust)
Directed Brokerage. The FundsFund, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations herein. No party has agreed to directly or indirectly compensate Dealer in contravention of Rule 12b-1(h) of under the Investment Company Act of 1940, as amendedAct.
Appears in 2 contracts
Samples: Dealer Agreement (Keystone Mutual Funds), Sales and Service Agreement (Wintergreen Fund, Inc.)
Directed Brokerage. The FundsA Fund, Dealer and Distributor shall prohibit the use of Fund portfolio securities transactions or related remuneration to satisfy any compensation obligations herein. No party has agreed to directly or indirectly compensate Dealer in contravention of Rule 12b-1(h) of under the Investment Company Act of 1940, as amendedAct.
Appears in 2 contracts
Samples: Sales and Service Agreement (Sound Shore Fund Inc), Sales and Service Agreement (Sound Shore Fund Inc)
