Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (a) engage in any "directed selling efforts" within the meaning of Regulation S, or (b) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 10 contracts
Samples: Subscription Agreement (American Physicians Capital Inc), Subscription Agreement (Pxre Group LTD), Subscription Agreement (Penn America Group Inc)
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 9 contracts
Samples: Subscription Agreement (Merchants Bancshares Inc), Subscription Agreement (Coast Bancorp/Ca), Subscription Agreement (Exchange National Bancshares Inc)
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, to (ai) engage in any "“directed selling efforts" ” within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 4 contracts
Samples: Subscription Agreement (Capstead Mortgage Corp), Placement Agreement (Taylor Capital Group Inc), Subscription Agreement (Capstead Mortgage Corp)
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (ai) engage in any "“directed selling efforts" ” within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 4 contracts
Samples: Employment Agreement (United Bancshares Inc/Oh), Subscription Agreement (Sterling Financial Corp /Pa/), Subscription Agreement (Hudson United Bancorp)
Directed Selling Efforts, Solicitation and Advertising. In connection ------------------------------------------------------- with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 2 contracts
Samples: Subscription Agreement (Florida Banks Inc), Placement Agreement (Florida Banks Inc)
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, behalf to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 2 contracts
Samples: Placement Agreement (Center Bancorp Inc), Southcoast Financial Corp
Directed Selling Efforts, Solicitation and Advertising. In ---------------------------------------------------------- connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, to (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 2 contracts
Samples: Subscription Agreement (First Banks, Inc), Subscription Agreement (First Banks, Inc)
Directed Selling Efforts, Solicitation and Advertising. In ----------------------------------------------------------- connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, to (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Directed Selling Efforts, Solicitation and Advertising. In ------------------------------------------------------------ connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (a) engage in any "directed selling efforts" within the meaning of Regulation S, or (b) to engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Samples: Subscription Agreement (American Safety Insurance Holdings LTD)
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, (other than the Placement Agents, to, ) to (ai) engage in any "directed selling efforts" within the meaning of Regulation S, S under the Securities Act or (bii) engage in any form of general solicitation or general advertising (as defined in with the meaning of Regulation DD under the Securities Act).
Appears in 1 contract
Directed Selling Efforts, Solicitation and Advertising. In connection with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement AgentsAgent, to, (a) engage in any "directed selling efforts" within the meaning of Regulation S, or (b) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Directed Selling Efforts, Solicitation and Advertising. In connection ------------------------------------------------------- with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, behalf to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Directed Selling Efforts, Solicitation and Advertising. In connection ------------------------------------------------------ with any offer or sale of any of the Securities, the Offerors shall not, nor shall either of them permit any of their Affiliates or any person acting on their behalf, other than the Placement Agents, to, (ai) engage in any "directed selling efforts" within the meaning of Regulation S, or (bii) engage in any form of general solicitation or general advertising (as defined in Regulation D).
Appears in 1 contract
Samples: Subscription Agreement (Community Capital Bancshares Inc)
