Disclosure; Confidentiality. a. Subject to the terms of this Agency Agreement, the Agent and each Lender will at all times respect and protect the confidentiality of this Agency Agreement and will not disclose to any other person any information acquired as a result of or pursuant to this Agency Agreement, unless required to do so by any applicable law, statute, regulation or by any court order or similar process enforceable in any relevant jurisdiction, or if required to do so by any fiscal or regulatory body or self-regulatory organization (whether of a governmental nature or otherwise) in any relevant jurisdiction. The Lenderauthorizes the transfer and disclosure of any confidential information of the Lender to and between the Agent and its branches, subsidiaries, representative offices, affiliates and administrative support providers and third parties selected by any of them, wherever situated, for confidential use in connection with the provision of services under this Agreement (including for data processing, statistical and risk analysis purposes and for compliance with Applicable Law). b. Each Lender also specifically authorizes the Agent to: (i) disclose information to Borrowers regarding the Lender as those Borrowers request or are required to obtain pursuant to Applicable Law, rule or regulation, or as deemed necessary in connection with the consummation or maintenance of any Loans; (ii) disclose to third parties information concerning the Securities in the Designated Accounts for the purpose of estimating the potential fees to be paid by Borrowers with respect thereto; and (iii) disclose to the Lender’s agents, the Lender’s Custodian and the Lender’s affiliates such information as required or necessary in connection with the consummation of Loans hereunder, including but not limited to the information identified by the Lender as necessary for the Lender to comply with applicable U.S. Securities and Exchange Commission rules.. c. Each Lender agrees that no printed materials or other matter (in any language) that mention Citi, Citigroup Inc., Citibank, N.A., Citibank Europe plc, the rights, powers or duties of the Agent or the terms of this Agency Agreement shall be published or disclosed to any third party by the Lender or on the Lender’s behalf unless: (i) Citibank, N.A. shall first have given its specific written consent; or (ii) the Lender is legally required to do so pursuant to any Applicable Law, rule or regulation to which it is subject. For avoidance of doubt, the foregoing provision does not prohibit naming the Agent and disclosing the terms of this Agency Agreement in a Lender’s registration statement, financial statements, U.S. Securities and Exchange Commission filing or as an exhibit to any such filing.
Appears in 5 contracts
Samples: Global Securities Lending Agency Agreement (Hartford HLS Series Fund Ii Inc), Global Securities Lending Agency Agreement (Hartford Series Fund Inc), Global Securities Lending Agency Agreement (Hartford Mutual Funds Inc/Ct)
Disclosure; Confidentiality. a. Subject to the terms of this Agency Agreement, the Agent and each Lender will at all times respect and protect the confidentiality of this Agency Agreement and will not disclose to any other person any information acquired as a result of or pursuant to this Agency Agreement, unless required to do so by any applicable law, statute, regulation or by any court order or similar process enforceable in any relevant jurisdiction, or if required to do so by any fiscal or regulatory body or self-regulatory organization (whether of a governmental nature or otherwise) in any relevant jurisdiction. The Lenderauthorizes the transfer and disclosure of any confidential information of the Lender to and between also specifically authorizes the Agent to disclose information to auditors, counsel, agents and its branches, subsidiaries, representative offices, affiliates and administrative support providers and third parties selected by any of them, wherever situated, for confidential use in connection with the provision of services under this Agreement (including for data processing, statistical and risk analysis purposes and for compliance with Applicable Law)Trust service providers.
b. Each The Lender also specifically authorizes the Agent to: (i) disclose such information to Borrowers regarding the Lender as those Borrowers may reasonably request or are required to obtain pursuant to Applicable Lawapplicable law, rule or regulation, or as deemed Agent deems necessary in connection with the consummation or maintenance of any Loans; (ii) disclose to third parties information concerning the Securities in the Designated Accounts for the purpose of estimating the potential fees to be paid by Borrowers with respect thereto; and (iii) disclose to the Lender’s agents, the Lender’s Custodian its agents and the Lender’s affiliates Affiliates such information as required or necessary in connection with the consummation of Loans hereunder, including but not limited ; and (iv) disclose information to the information identified by parties listed in Section 12(a) in the Lender as necessary for the Lender to comply with applicable U.S. event of informal Securities and Exchange Commission rules..inquiries which includes “sweep exams.”
c. Each The Lender agrees that no printed materials or other matter (in any language) that mention Citi, Citigroup Inc., Citibank, N.A., Citibank Europe plc, the rights, powers or duties of the Agent or the terms of this Agency Agreement shall be published or disclosed to any third party by the Lender or on the Lender’s behalf unless: (i) Citibank, N.A. shall first have given its specific written consent; or (ii) the Lender is legally required to do so pursuant to any Applicable Lawapplicable law, rule or regulation to which it is subject. For avoidance of doubt, the foregoing provision does not prohibit naming the Agent and disclosing the terms of this Agency Agreement in a Lender’s registration statement, financial statements, U.S. Securities and Exchange Commission filing or as an exhibit to any such filing.
Appears in 2 contracts
Samples: Global Securities Lending Agency Agreement, Global Securities Lending Agency Agreement (Hc Capital Trust)
Disclosure; Confidentiality. a. Subject to the terms of this Agency Agreement, the The Agent and each the Lender will at all times respect maintain reasonable controls consistent with, and protect the confidentiality of this Agency Agreement and will not disclose to any other person shall treat, any information acquired as a result of or pursuant to this Agency Agreement, unless required to do so by any applicable law, statute, regulation or by any court order or similar process enforceable in any relevant jurisdiction, or if required to do so by any fiscal or regulatory body or self-regulatory organization (whether of a governmental nature or otherwise) in any relevant jurisdictionAgreement as confidential. The Lenderauthorizes Lender, on behalf of itself and on behalf of its employees, agents and subcontractors, authorizes the transfer and disclosure of any confidential information of the Lender to and between the Agent and its branches, subsidiaries, representative offices, affiliates and administrative support providers and third parties selected by any of them, wherever situated, for confidential use in connection with the provision of services under this Agreement (including for data processing, statistical and risk analysis purposes and for compliance with Applicable Law), and further agrees that the Agent and any such branch, subsidiary, representative office, affiliate, agent or third party may transfer or disclose any such information to any payor or payee as required by Applicable Law, as required by any regulatory agency, court, other governmental body or self-regulatory agency with jurisdiction over a Party or pursuant to Applicable Law.
b. Each The Lender also specifically authorizes the Agent to: (i) disclose information to Borrowers regarding the Lender as those Borrowers request or are required to obtain pursuant to Applicable Law, rule or regulation, or as deemed necessary in connection with the consummation or maintenance of any Loans; (ii) disclose to third parties information concerning the Securities in the Designated Accounts for the purpose of estimating the potential fees to be paid by Borrowers with respect thereto; and (iii) disclose to the Lender’s agents, the Lender’s Custodian its agents and the Lender’s affiliates such information as required or necessary in connection with the consummation of Loans hereunder, including but not limited to the information identified by the Lender as necessary for the Lender to comply with applicable U.S. Securities and Exchange Commission rules...
c. Each The Lender agrees that no printed materials or other matter (in any language) that mention Citi, Citigroup Inc., Citibank, N.A., Citibank Europe plc, the rights, powers or duties of the Agent or the terms of this Agency Agreement shall be published or disclosed to any third party by the Lender or on the Lender’s behalf unless: (i) Citibank, N.A. shall first have given its specific written consent; or (ii) the Lender is legally required to do so pursuant to any Applicable Law, rule or regulation to which it is subject. For avoidance of doubt, The Agent acknowledges that the foregoing provision does not prohibit naming the Agent Lender may refer to Citi and disclosing the terms of this Agency Agreement its affiliates in a Lender’s any registration statement, offering documents, financial statements, U.S. Securities and Exchange Commission filing or as an exhibit other reports to any such filinginvestors or regulatory authorities.
Appears in 2 contracts
Samples: Global Securities Lending Agency Agreement (Victory Portfolios II), Global Securities Lending Agency Agreement (Usaa Mutual Funds Trust)
Disclosure; Confidentiality. a. Subject to the terms of this Agency Agreement, the The Agent and each the Lender will at all times respect maintain reasonable controls consistent with, and protect the confidentiality of this Agency Agreement and will not disclose to any other person shall treat, any information acquired as a result of or pursuant to this Agency Agreement, unless required to do so by any applicable law, statute, regulation or by any court order or similar process enforceable in any relevant jurisdiction, or if required to do so by any fiscal or regulatory body or self-regulatory organization (whether of a governmental nature or otherwise) in any relevant jurisdictionAgreement as confidential. The Lenderauthorizes Lender, on behalf of itself and on behalf of its employees, agents and subcontractors, authorizes the transfer and disclosure of any confidential information of the Lender to and between the Agent and its branches, subsidiaries, representative offices, affiliates and administrative support providers and third parties selected by any of them, wherever situated, for confidential use in connection with the provision of services under this Agreement (including for data processing, statistical and risk analysis purposes and for compliance with Applicable Law), and further agrees that the Agent and any such branch, subsidiary, representative office, affiliate, agent or third party may transfer or disclose any such information to any payor or payee as required by Applicable Law, as required by any regulatory agency, court, other governmental body or self- regulatory agency with jurisdiction over a Party or pursuant to Applicable Law.
b. Each The Lender also specifically authorizes the Agent to: (i) disclose information to Borrowers regarding the Lender as those Borrowers request or are required to obtain pursuant to Applicable Law, rule or regulation, or as deemed is reasonably necessary in connection with the consummation or maintenance of any Loans; (ii) disclose (on an anonymized basis) to third parties industry data aggregators and to prospective Borrowers information concerning the Securities available for Loan in the Designated Accounts Accounts, but only insofar as necessary for the purpose of estimating the potential fees enabling Borrowers to be paid by Borrowers with respect theretorequest Loans or to formulate bids for Loans of such Securities; and (iii) disclose to the Lender’s agents, the Lender’s Custodian its agents and the Lender’s affiliates such information as required or necessary in connection with the consummation of Loans hereunder, including but not limited to the information identified by the Lender as necessary for the Lender to comply with applicable U.S. Securities and Exchange Commission rules...
c. Each The Lender agrees that no printed materials or other matter (in any language) that mention Citi, Citigroup Inc., Citibank, N.A., Citibank Europe plc, the rights, powers or duties of the Agent or the terms of this Agency Agreement shall be published or disclosed to any third party by the Lender or on the Lender’s 's behalf unless: (i) Citibank, N.A. shall first have given its specific written consent; or (ii) the Lender is legally required to do so pursuant to any Applicable Law, rule or regulation to which it is subject. For avoidance , including without limitation, requirements relating to the contents of doubtits prospectus, the foregoing provision does not prohibit naming the Agent and disclosing the terms statement of this Agency Agreement in a Lender’s registration statementadditional information, financial statements, U.S. Securities and Exchange Commission filing statements or as an exhibit other reports to any such filinginvestors or regulatory authorities.
Appears in 1 contract
Samples: Global Securities Lending Agency Agreement (Usaa Mutual Funds Trust)