Common use of Disclosure Controls Clause in Contracts

Disclosure Controls. The Company has designed a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act Regulations) that will comply with the requirements of the Exchange Act within the time period required and has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 36 contracts

Samples: Underwriting Agreement (Empro Group Inc.), Underwriting Agreement (Elephant Oil Corp.), Underwriting Agreement (Bone Biologics Corp)

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Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 25 contracts

Samples: Underwriting Agreement (HMH Holding Inc), Underwriting Agreement (Erasca, Inc.), Underwriting Agreement (Immunome Inc.)

Disclosure Controls. The Company has designed and its subsidiaries maintain a system of “disclosure controls and procedures,(as defined in Rule 13a-15(e) promulgated under the Exchange Act Regulations) Act, that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files will file or submits submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 23 contracts

Samples: Underwriting Agreement (Air Lease Corp), Distribution Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) and Rule 15d-15 under the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure, and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established.

Appears in 19 contracts

Samples: At Market Issuance Sales Agreement (OptimumBank Holdings, Inc.), At Market Issuance Sales Agreement (Strawberry Fields REIT, Inc.), Underwriting Agreement (Wheeler Real Estate Investment Trust, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will has been designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 12 contracts

Samples: Underwriting Agreement, Underwriting Agreement (Black Knight, Inc.), Underwriting Agreement (Magenta Therapeutics, Inc.)

Disclosure Controls. The Company has designed a and its Subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 11 contracts

Samples: Equity Distribution Agreement (One Liberty Properties Inc), Equity Distribution Agreement (BRT Apartments Corp.), Equity Distribution Agreement (BRT Apartments Corp.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 9 contracts

Samples: Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries have established an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 9 contracts

Samples: Open Market Sale Agreement (Kala Pharmaceuticals, Inc.), Sales Agreement (Conformis Inc), Underwriting Agreement (Eidos Therapeutics, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as such term is defined in Rule 13a-15(e) under the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 8 contracts

Samples: Underwriting Agreement (Comerica Inc /New/), Underwriting Agreement (Comerica Inc /New/), Underwriting Agreement (Comerica Inc /New/)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies in all material respects with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 8 contracts

Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Open Market Sale Agreement (Corbus Pharmaceuticals Holdings, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 7 contracts

Samples: Underwriting Agreement (Kyverna Therapeutics, Inc.), Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Biomea Fusion, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure, and such disclosure controls and procedures are effective in all material respects to perform the functions for which they were established.

Appears in 6 contracts

Samples: Underwriting Agreement (Global Medical REIT Inc.), Underwriting Agreement (Global Medical REIT Inc.), Underwriting Agreement (Global Medical REIT Inc.)

Disclosure Controls. The Company has designed a established an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 6 contracts

Samples: Sales Agreement (Elevation Oncology, Inc.), Sales Agreement (Elevation Oncology, Inc.), Underwriting Agreement (Elevation Oncology, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 5 contracts

Samples: Underwriting Agreement (RxSight, Inc.), Underwriting Agreement (RxSight, Inc.), Underwriting Agreement (RxSight, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies in all material respects with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure. The Company has carried out an evaluation of its effectiveness of its disclosure controls and procedures to the extent required by Rule 13a-15 of the Exchange Act.

Appears in 5 contracts

Samples: Underwriting Agreement (BioNTech SE), Underwriting Agreement (BioNTech SE), Sales Agreement (BioNTech SE)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (to the extent required by and as such term is defined in Rule 13a-15(e) under the Exchange Act Regulations) that will comply with the requirements of the Exchange Act within the time period required and Act) that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act Act, as applicable, is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Laredo Petroleum Holdings, Inc.), Underwriting Agreement (Laredo Petroleum Holdings, Inc.), Underwriting Agreement (Laredo Petroleum Holdings, Inc.)

Disclosure Controls. The Company has designed and currently maintains a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act Regulations) that will comply with the requirements of the Exchange Act within the time period required and has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Jupiter Wellness, Inc.), Underwriting Agreement (SRM Entertainment, Inc.), Underwriting Agreement (SRM Entertainment, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files will file or submits submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Underwriting Agreement (Edgewise Therapeutics, Inc.), Underwriting Agreement (Oric Pharmaceuticals, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will has been designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is will be recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.), Underwriting Agreement (DoubleDown Interactive Co., Ltd.)

Disclosure Controls. The Company has designed and its subsidiaries on a consolidated basis maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Sovos Brands, Inc.), Underwriting Agreement (Sovos Brands, Inc.), Underwriting Agreement (Sovos Brands, Inc.)

Disclosure Controls. The Company has designed and its subsidiaries have established a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Dyne Therapeutics, Inc.), Open Market Sale Agreement (Verve Therapeutics, Inc.), Underwriting Agreement (Generation Bio Co.)

Disclosure Controls. The Company has designed a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act Regulations) that will comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 4 contracts

Samples: Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.), Underwriting Agreement (Opti-Harvest, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (to the extent required by and as such term is defined in Rule 13a-15(e) under the Exchange Act RegulationsAct) that will comply with the requirements of the Exchange Act within the time period required and has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act Act, as applicable, is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Underwriting Agreement (Laredo Petroleum, Inc.), Underwriting Agreement (Laredo Petroleum, Inc.), Underwriting Agreement (Laredo Petroleum, Inc.)

Disclosure Controls. The Company has designed a and its Controlled Entities maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Underwriting Agreement (Xpeng Inc.), Underwriting Agreement (Xpeng Inc.), Underwriting Agreement (GDS Holdings LTD)

Disclosure Controls. The Company has designed and its Subsidiaries maintain a system of “disclosure controls and procedures” (as such term is defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the CommissionSEC’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosuredisclosure to be made; such disclosure controls and procedures are effective.

Appears in 3 contracts

Samples: Stock Purchase Agreement (Aqua Metals, Inc.), Stock Purchase Agreement (Aqua Metals, Inc.), Stock Purchase Agreement (Aqua Metals, Inc.)

Disclosure Controls. The Company has designed a and its Subsidiaries maintain an effective system of "disclosure controls and procedures" (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Capital on Demand Sales Agreement (Preferred Apartment Communities Inc), Capital on Demand Sales Agreement (Preferred Apartment Communities Inc), Capital on Demand Sales Agreement (Preferred Apartment Communities Inc)

Disclosure Controls. The Company has designed maintains a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will is designed to comply with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.), Underwriting Agreement (Inventiva S.A.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 3 contracts

Samples: Underwriting Agreement (Games Global LTD), Underwriting Agreement (Vizio Holding Corp.), Underwriting Agreement (Audience Inc)

Disclosure Controls. The Company has designed and its subsidiaries, taken as a whole, maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Trean Insurance Group, Inc.), Underwriting Agreement (Trean Insurance Group, Inc.)

Disclosure Controls. The Company has designed a system of maintains “disclosure controls and procedures” (as such term is defined in Rule 13a-15(e) under the Exchange Act Regulations0000 Xxx) that will comply with the requirements of the Exchange Act within the time period required 1934 Act; such disclosure controls and has procedures have been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange 1934 Act is recorded, processed, summarized and reported within the time periods specified in the CommissionSEC’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure; and such disclosure controls and procedures are effective.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Broadfin Capital, LLC), Securities Purchase Agreement (Biodelivery Sciences International Inc)

Disclosure Controls. The Company has designed a and the Controlled Entities maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Kingsoft Cloud Holdings LTD), Underwriting Agreement (Kingsoft Cloud Holdings LTD)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurances that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (PIMCO Mortgage Income Trust Inc.), Underwriting Agreement (Silver Bay Realty Trust Corp.)

Disclosure Controls. The Company has designed a system and its subsidiary have established effective systems of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act RegulationsAct) that will designed to comply with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure. The Company has carried out an evaluation of the effectiveness of its disclosure controls and procedures as required by Rule 13a-15 of the Exchange Act.

Appears in 2 contracts

Samples: Underwriting Agreement (Constellation Pharmaceuticals Inc), Underwriting Agreement (Constellation Pharmaceuticals Inc)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required Act, as applicable, and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (GeoPark LTD), Underwriting Agreement (GeoPark LTD)

Disclosure Controls. The Company has designed and its subsidiaries taken as a whole maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Intapp, Inc.), Underwriting Agreement (Intapp, Inc.)

Disclosure Controls. The Company has designed Company, on a consolidated basis, maintains a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Berkeley Lights, Inc.), Underwriting Agreement (Berkeley Lights, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will has been designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 2 contracts

Samples: Underwriting Agreement (Relay Therapeutics, Inc.), Sales Agreement (Relay Therapeutics, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries have established an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will designed to comply with the requirements of the Exchange Act within applicable to the time period required Company and has been its subsidiaries and designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Dova Pharmaceuticals, Inc.)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act Regulations0000 Xxx) that will comply complies with the requirements of the Exchange 1934 Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange 1934 Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Atm Equity Offering Sales Agreement (RxSight, Inc.)

Disclosure Controls. The Company has designed a system of and its subsidiaries maintain “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within and the time period required Securities Law and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Nano-X Imaging Ltd.)

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Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will are designed to comply with the requirements of the Exchange Act within the time period required and has that have been designed to ensure that information required to be disclosed by the Company in reports that it files will file or submits submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Tufin Software Technologies Ltd.)

Disclosure Controls. The Company has designed Company, on a consolidated basis, maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure provide reasonable assurances that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Bright Health Group Inc.)

Disclosure Controls. The Company has designed a and its Subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.required

Appears in 1 contract

Samples: Sales Agreement (Replimune Group, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Securities Exchange Act Regulationsof 1934, as amended (the “Exchange Act”)) that will comply with the requirements of the Exchange Act within the time period required and has been are designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Candela Medical, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act Regulations(defined below)) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files will file or submits submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (CyberArk Software Ltd.)

Disclosure Controls. The Company has designed a and its subsidiaries have established an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Akcea Therapeutics, Inc.)

Disclosure Controls. The Company has designed a and Xxxxxxxx Xxxx and their subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Hamilton Lane INC)

Disclosure Controls. The Company has designed and its Affiliated Entities, taken as a whole, maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (CNFinance Holdings Ltd.)

Disclosure Controls. The Company has designed a maintains on behalf of itself and its subsidiaries, an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (IMS Health Holdings, Inc.)

Disclosure Controls. The Company has designed a system of “established and maintains disclosure controls and procedures” procedures (as defined in Rule Rules 13a-15(e) under the Exchange Act RegulationsAct) that will (i) comply with the requirements of the Exchange Act within the time period required Act, and has (ii) have been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Lantronix Inc)

Disclosure Controls. The Company has designed a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under the Exchange Act Regulations) that will comply with the requirements of the Exchange Act within the time period required and has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the CommissionSEC’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Securities Purchase Agreement (GENELUX Corp)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will are designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (NantKwest, Inc.)

Disclosure Controls. The Company has designed a and its subsidiaries have established an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Nurix Therapeutics, Inc.)

Disclosure Controls. The Company has designed currently maintains a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure provide reasonable assurance that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure provide reasonable assurance that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Neophotonics Corp)

Disclosure Controls. The Company has designed a and its subsidiary maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will is designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (LAVA Therapeutics BV)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Match Group, Inc.)

Disclosure Controls. The Company has and its subsidiaries have designed a system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply with the requirements of the Exchange Act within the time period required and has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Ollie's Bargain Outlet Holdings, Inc.)

Disclosure Controls. The Company has designed a and its Subsidiaries and Affiliated Entities maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Q&K INTERNATIONAL GROUP LTD)

Disclosure Controls. The Company has designed a maintains an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within applicable to the time period required Company and its subsidiaries and that has been designed to ensure that information required to be disclosed by the Company Company, in reports that it files will file or submits submit under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Open Market Sale Agreement (Oric Pharmaceuticals, Inc.)

Disclosure Controls. The Company has designed a system of and its subsidiaries maintain effective “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply with the requirements of the Exchange Act within applicable to the time period required Company and has that have been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Capital Bank Financial Corp.)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will is designed to comply with the requirements of the Exchange Act within applicable to the time period required Company and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Minerva Surgical Inc)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will is designed to comply with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Freeline Therapeutics Holdings PLC)

Disclosure Controls. The Company has designed a and its subsidiary maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will has been designed to comply with the applicable requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Camp4 Therapeutics Corp)

Disclosure Controls. The Company has designed a and the Significant Subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will comply complies with the requirements of the Exchange Act within the time period required and that has been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Yoshitsu Co., LTD)

Disclosure Controls. The Company has designed a and its subsidiaries maintain an effective system of “disclosure controls and procedures” (as defined in Rule 13a-15(e) under of the Exchange Act RegulationsAct) that will are designed to comply with the requirements of the Exchange Act within the time period required and has that have been designed to ensure that information required to be disclosed by the Company in reports that it files or submits under the Exchange Act is recorded, processed, summarized and reported within the time periods specified in the Commission’s rules and forms, including controls and procedures designed to ensure that such information is accumulated and communicated to the Company’s management as appropriate to allow timely decisions regarding required disclosure.

Appears in 1 contract

Samples: Underwriting Agreement (Tufin Software Technologies Ltd.)

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