Common use of Disclosure Obligations for China Connect Securities Clause in Contracts

Disclosure Obligations for China Connect Securities. 8.1 The Client agrees that the Client is solely responsible for compliance with all notifications (including tax notifications), filings, returns, reports and other relevant regulations in connection with its interests in China Connect Securities as prescribed by the China Connect Rules and the Applicable Regulations from time to time, and for the monitoring of its interest holding positions in China Connect Securities in order to comply with any such regulations. The Client also agrees to do such things and provide such information as WLSL may require to ensure compliance with the relevant regulations.

Appears in 7 contracts

Samples: Securities Account Agreement, Securities Account Agreement, Securities Account Agreement

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Disclosure Obligations for China Connect Securities. 8.1 The Client Customer agrees that the Client Customer is solely responsible for compliance with all notifications (including tax notifications), filings, returns, reports and other relevant regulations in connection with its interests in China Connect Securities as prescribed by the China Connect Rules and the Applicable Regulations from time to time, and for the monitoring of its interest holding positions in China Connect Securities in order to comply with any such regulations. The Client Customer also agrees to do such things and provide such information as WLSL CMSHK may require to ensure compliance with the relevant regulations.

Appears in 2 contracts

Samples: Securities Account Agreement, Securities Account Agreement

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Disclosure Obligations for China Connect Securities. 8.1 7.1 The Client Customer agrees that the Client Customer is solely responsible for compliance with all notifications (including tax notifications), filings, returns, reports and other relevant regulations in connection with its interests in China Connect Securities as prescribed by the China Connect Rules and the Applicable Regulations from time to time, and for the monitoring of its interest holding positions in China Connect Securities in order to comply with any such regulations. The Client Customer also agrees to do such things and provide such information as WLSL CMSHK may require to ensure compliance with the relevant regulations.

Appears in 1 contract

Samples: Securities Account Agreement

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