Disclosure Obligations Regarding. SARs Neither Transfer Agent nor the Fund shall disclose any SAR filed or the information included in a SAR to any third party other than affiliates of Transfer Agent or the Fund on a need to know basis and in accordance with applicable law, rule, regulation and interpretation, that would disclose that a SAR has been filed.
Appears in 38 contracts
Sources: Transfer Agency Agreement (Alger Next Gen Growth Fund), Transfer Agency Agreement (Corient Registered Alternatives Fund), Transfer Agency Agreement (Hamilton Lane Credit Income Fund)
Disclosure Obligations Regarding. SARs Neither Transfer Agent nor the Fund Trust shall disclose any SAR filed or the information included in a SAR to any third party other than affiliates of Transfer Agent or the Fund Trust on a need to know basis and in accordance with applicable law, rule, regulation and interpretation, that would disclose that a SAR has been filed.
Appears in 20 contracts
Sources: Transfer Agency Agreement (Palmer Square Funds Trust), Transfer Agency Agreement (PPM Funds), Transfer Agency Agreement (Alger Portfolios)
Disclosure Obligations Regarding. SARs SARS Neither Transfer Agent nor the Fund Trust shall disclose any SAR filed or the information included in a SAR to any third party other than affiliates of Transfer Agent or the Fund Trust on a need to know basis and in accordance with applicable law, rule, regulation and interpretation, that would disclose that a SAR has been filed.
Appears in 1 contract
Sources: Transfer Agency Agreement (Community Development Fund)
Disclosure Obligations Regarding. SARs Neither Transfer Agent nor the Fund shall disclose any SAR filed or the information included in a SAR to any third party other than affiliates of Transfer Agent or the Fund on a need to know basis and in accordance with applicable law, rule, regulation and interpretation, that would disclose that a SAR has been filed.. EXECUTION COPY
Appears in 1 contract
Sources: Transfer Agency Agreement (Corsair Opportunity Fund)
Disclosure Obligations Regarding. SARs Neither If prohibited by applicable law, neither Transfer Agent nor the Fund shall disclose any SAR filed or the information included in a SAR to any third party other than affiliates of Transfer Agent or the Fund on a need to know basis and in accordance with applicable law, rule, regulation and interpretation, that would disclose that a SAR has been filed.
Appears in 1 contract