Common use of DISCLOSURE OF INFORMATION ABOUT CLIENT Clause in Contracts

DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, The Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The Broker may require in order for The Broker to comply with the requirements.

Appears in 6 contracts

Samples: Margin Client Agreement, Margin Client Agreement, Client Services Agreement

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DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, The the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The the Broker may require in order for The the Broker to comply with the requirementsrequirements within two business days.

Appears in 3 contracts

Samples: Client Master Agreement, Cash Client Agreement, Client Master Agreement

DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 Subject to the provisions of this Agreement, The the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The the Broker may require in order for The the Broker to comply with the requirements.

Appears in 3 contracts

Samples: Client Agreement, cjsc.com.hk, Client Agreement

DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 16.1 Subject to the provisions of this Agreement, The the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The the Broker may require in order for The the Broker to comply with the requirements.

Appears in 3 contracts

Samples: Cash Client Agreement, Agreement, Agreement

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DISCLOSURE OF INFORMATION ABOUT CLIENT. 13.1 14.1 Subject to the provisions of this Agreement, The the Broker will keep the information relating to the Accounts confidential. The Client acknowledges that there are laws, rules and regulations of the relevant markets and Exchanges which contain provisions requiring The the Broker upon the request of SEHK, the SFC and/or any other regulator in Hong Kong (collectively, “relevant regulators”) having jurisdiction over the Transactions, to disclose details of the Transactions, the name of the Client, beneficial identity of the Transactions and such other information concerning the Client as any such relevant regulators may require and that the Client agrees to provide such information concerning the Client as The the Broker may require in order for The the Broker to comply with the requirementsrequirements within two business days.

Appears in 1 contract

Samples: Master Agreement

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