Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 95 contracts
Samples: Underwriting Agreement (NEUROONE MEDICAL TECHNOLOGIES Corp), Underwriting Agreement (MamaMancini's Holdings, Inc.), Underwriting Agreement (aTYR PHARMA INC)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 74 contracts
Samples: Underwriting Agreement (Aziyo Biologics, Inc.), Lock Up Agreement (Surgalign Holdings, Inc.), Purchase Agreement (MDxHealth SA)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 11 contracts
Samples: Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (Naked Brand Group Inc.), Underwriting Agreement (BioPharmX Corp)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in or the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Orthopediatrics Corp), Underwriting Agreement (Progenity, Inc.), Purchase Agreement (Progenity, Inc.)
Disclosure of Legal Matters. There To the knowledge of the Company, there are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 7 contracts
Samples: Underwriting Agreement (Limbach Holdings, Inc.), Underwriting Agreement (Heritage Global Inc.), Purchase Agreement (RiceBran Technologies)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 6 contracts
Samples: Underwriting Agreement (K2m Group Holdings, Inc.), Underwriting Agreement (K2m Group Holdings, Inc.), Purchase Agreement (K2m Group Holdings, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 5 contracts
Samples: Underwriting Agreement, Underwriting Agreement (AMERI Holdings, Inc.), Underwriting Agreement (AMERI Holdings, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 4 contracts
Samples: Underwriting Agreement (Direct Digital Holdings, Inc.), Underwriting Agreement (Direct Digital Holdings, Inc.), Underwriting Agreement (Direct Digital Holdings, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, material contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 4 contracts
Samples: Underwriting Agreement (DiaMedica Therapeutics Inc.), Underwriting Agreement (Immucell Corp /De/), Underwriting Agreement (Immucell Corp /De/)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are (including, without limitation, any stockholders’ agreement, investor rights agreement or voting agreement) required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 3 contracts
Samples: Purchase Agreement (CareDx, Inc.), Purchase Agreement (CareDx, Inc.), Purchase Agreement (CareDx, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act that are not described or included as required by the Rules and Regulations that have not been so described or filedRegulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.), Registration Rights Agreement (Spring Bank Pharmaceuticals, Inc.), Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)
Disclosure of Legal Matters. There To the knowledge of the Company, there are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 3 contracts
Samples: Purchase Agreement (NXT-Id, Inc.), Purchase Agreement (Juhl Energy, Inc), Purchase Agreement (Juhl Energy, Inc)
Disclosure of Legal Matters. There are no statutes, regulationsstatutes or regulations applicable to the Company’s business, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 3 contracts
Samples: Purchase Agreement (Zosano Pharma Corp), Purchase Agreement (Zosano Pharma Corp), Purchase Agreement (Zosano Pharma Corp)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Time of Sale Disclosure Package or in the Prospectus or included as exhibits to the Registration Statement or the documents incorporated by reference in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 3 contracts
Samples: Underwriting Agreement (Invuity, Inc.), Purchase Agreement (Invuity, Inc.), Purchase Agreement (LDR Holding Corp)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package Statement and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 3 contracts
Samples: Sales Agreement (Beyond Air, Inc.), Sales Agreement (Beyond Air, Inc.), Common Stock (9 Meters Biopharma, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, material contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 3 contracts
Samples: Purchase Agreement (Ari Network Services Inc /Wi), Purchase Agreement (Orion Energy Systems, Inc.), Purchase Agreement (Icad Inc)
Disclosure of Legal Matters. There To the Company’s knowledge, there are no statutes, regulations, contracts statutes or documents regulations that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus that have not been so described and there are no contracts or documents required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Purchase Agreement (Uni-Pixel), Purchase Agreement (Uni-Pixel)
Disclosure of Legal Matters. There are no laws, statutes, rule, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Purchase Agreement (Moko Social Media LTD), Purchase Agreement (Moko Social Media LTD)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package Statement and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Securities Act Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Sales Agreement (Marker Therapeutics, Inc.), Sales Agreement (ONCOSEC MEDICAL Inc)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in or the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations to be filed as exhibits to the Registration Statement that have not been so described or filed.
Appears in 2 contracts
Samples: Underwriting Agreement (Rockwell Medical, Inc.), Purchase Agreement (Rockwell Medical, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in or the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act that are not described in all material respects or by the Rules and Regulations that have not been so described or filedincluded as required.
Appears in 2 contracts
Samples: Purchase Agreement (Histogenics Corp), Purchase Agreement (Sientra, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required under the Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Miromatrix Medical Inc.), Underwriting Agreement (Miromatrix Medical Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Underwriting Agreement (Brookline Bancorp Inc), Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration StatementStatements, in the Time of Sale Disclosure Package and in the Prospectus Prospectuses or required to be filed as exhibits to the Registration Statement Statements by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Underwriting Agreement (Zynex Inc), Underwriting Agreement (BOVIE MEDICAL Corp)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale General Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities 1933 Act or by the Rules and 1933 Act Regulations that have not been so described or filed.
Appears in 2 contracts
Samples: Underwriting Agreement (ExOne Co), Underwriting Agreement (Leaf Group Ltd.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package Statement and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, regulations or contracts or other documents that are required to be described in under the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required Securities Act to be filed as exhibits to the Registration Statement by or described in the Securities Act Registration Statement, the Time of Sale Disclosure Package or by the Rules and Regulations Prospectus that have not been so described filed or fileddescribed.
Appears in 1 contract
Samples: Underwriting Agreement (Del Frisco's Restaurant Group, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Securities Act Regulations that have not been so described or filed.
Appears in 1 contract
Samples: Purchase Agreement (Quantum Fuel Systems Technologies Worldwide, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package Statement and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in or the Prospectus or required to be filed included as exhibits to the Registration Statement or the documents incorporated by reference in the Securities Act Registration Statement, the Time of Sale Disclosure Package and the Prospectus that are not described in all material respects or by the Rules and Regulations that have not been so described or filedincluded as required.
Appears in 1 contract
Samples: Common Stock (Sientra, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale General Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Samples: Underwriting Agreement (Netlist Inc)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedfiled as required.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus that have not been so described and there are no contracts or documents required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Samples: Purchase Agreement (Bacterin International Holdings, Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, legal or government proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required under the Securities Act to be described in the Registration Statement, in the Time of Sale Disclosure Package and or in the Prospectus or required to be filed included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations Statements that have are not been so described or filedincluded as required.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package Information and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Samples: Synlogic, Inc.
Disclosure of Legal Matters. There are no laws, statutes, rules, regulations, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings, contracts or documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Disclosure of Legal Matters. There are no statutes, regulations, contracts or documents that are required to be described in the Registration StatementStatements, in the Time of Sale Disclosure Package and in the Prospectus or required to be filed as exhibits to the Registration Statement Statements by the Securities Act or by the Rules and Regulations that have not been so described or filed.
Appears in 1 contract
Samples: Underwriting Agreement (Jerash Holdings (US), Inc.)
Disclosure of Legal Matters. There are no statutes, regulations, legal or governmental proceedings or contracts or other documents that are required to be described in the Registration Statement, in the Time of Sale Disclosure Package and in or the Prospectus or required to be filed documents incorporated by reference therein or included as exhibits to the Registration Statement by the Securities Act or by the Rules and Regulations that have are not been so described or filedincluded as required.
Appears in 1 contract
Samples: Underwriting Agreement (Nyxoah SA)