Disclosures of Conflicts of Interest. MSRB Rule G-42 requires that municipal advisors provide to their clients disclosures relating to any actual or potential material conflicts of interest, including certain categories of potential conflicts of interest identified in Rule G-42, if applicable.
Appears in 4 contracts
Samples: Municipal Advisory Agreement, Financial Services Consulting Agreement, Professional Services
Disclosures of Conflicts of Interest. MSRB Rule G-42 requires that municipal advisors provide to their clients client disclosures relating to any actual or potential material conflicts of interest, including certain categories of potential conflicts of interest identified in Rule G-42, if applicable. If no such material conflicts of interest are known to exist based on the exercise of reasonable diligence by the municipal advisor, municipal advisors are required to provide a written statement to that effect.
Appears in 3 contracts
Samples: Municipal Advisor Engagement Letter, Municipal Advisor Engagement Letter, Municipal Advisor Engagement Letter
Disclosures of Conflicts of Interest. MSRB Rule G-42 requires that municipal advisors provide to their clients disclosures relating to any actual or potential material conflicts of interest, including certain categories of potential conflicts of interest identified in Rule G-42, if applicable. If no such material conflicts of interest are known to exist based on the exercise of reasonable diligence by the municipal advisor, municipal advisors are required to provide a written statement to that effect.
Appears in 2 contracts
Samples: Municipal Advisor Services Agreement, Municipal Advisor Services Agreement