Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year period, the Auction Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 10 contracts
Samples: Nuveen Auction Agency Agreement (Nuveen Florida Investment Quality Municipal Fund Inc), Nuveen Auction Agency Agreement (Nuveen New York Quality Income Municipal Fund Inc), Nuveen Auction Agency Agreement (Nuveen Premier Insured Municipal Income Fund Inc)
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year period, the Auction Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund also shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 8 contracts
Samples: Auction Agency Agreement (Van Kampen Municipal Opportunity Trust), Auction Agency Agreement (Van Kampen Advantage Municipal Income Trust Ii), Auction Agency Agreement (Van Kampen California Value Municipal Income Trust)
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-two- year period, the Auction Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 7 contracts
Samples: Nuveen Auction Agency Agreement (Nuveen Performance Plus Municipal Fund Inc), Nuveen Auction Agency Agreement (Nuveen Premium Income Municipal Fund 2 Inc), Nuveen Auction Agency Agreement (Nuveen California Select Quality Income Municipal Fund Inc)
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year period, the Auction Agent shall deliver to the Fund Trust the cancelled certificates and accompanying documentation. The Fund Trust shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund Trust without the concurrence of the Auction Agent.
Appears in 4 contracts
Samples: Colonial Auction Agency Agreement (Colonial Investment Grade Municipal Trust), Colonial Auction Agency Agreement (Colonial High Income Municipal Trust), Colonial Municipal Income Trust
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year twoyear period, the Auction Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund shall also undertake to furnish to the Securities securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 2 contracts
Samples: Nuveen Auction Agency Agreement (Nuveen New York Select Quality Municipal Fund Inc), Nuveen Auction Agency Agreement (Nuveen New York Performance Plus Municipal Fund Inc)
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year period, the Auction Auction, Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund also shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 1 contract
Samples: Auction Agency Agreement (Van Kampen Pennsylvania Value Municipal Income Trust)
Disposition of Cancelled Certificates; Record Retention. The Auction Agent shall retain all stock or share certificates which have been cancelled in transfer or exchange and all accompanying documentation in accordance with applicable rules and regulations of the Securities and Exchange Commission for two calendar years. Upon the expiration of this two-year period, the Auction Agent shall deliver to the Fund the cancelled certificates and accompanying documentation. The Fund also shall also undertake to furnish to the Securities and Exchange Commission and to the Board of Governors of the Federal Reserve System, upon demand, at either the principal office or at any regional office, complete, correct and current hard copies of any and all such records. Thereafter There-after such records shall not be destroyed by the Fund without the concurrence of the Auction Agent.
Appears in 1 contract
Samples: Auction Agency Agreement (Van Kampen Municipal Trust)
